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TOMPKINS FINANCIAL CORP SEC Filings

TMP NYSE

Welcome to our dedicated page for TOMPKINS FINANCIAL SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on TOMPKINS FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into TOMPKINS FINANCIAL's regulatory disclosures and financial reporting.

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Vanguard Portfolio Management reported beneficial ownership of 759,185 shares of Tompkins Financial Corp Common Stock, representing 5.26% of the class. The filing shows sole dispositive power over 759,185 shares and sole voting power for 5,186 shares. The report is signed by Ashley Grim on 04/29/2026.

The filing states these holdings include securities managed for Vanguard funds and other client accounts for which Vanguard affiliates exercise voting or dispositive power.

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Tompkins Financial Corp executive Phillip M. Quintana filed an initial ownership report without listing any trades or holdings. The Form 3 data identifies him as an officer with the title "EVP & TCB President" and shows no reported purchases, sales, gifts, or derivative positions in the provided excerpt.

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Tompkins Financial Corporation announced a leadership change at its banking subsidiary. Phillip M. Quintana has been appointed President of Tompkins Community Bank and Executive Vice President of Tompkins Financial Corporation. He succeeds John M. McKenna, who is stepping away from his role as President of the Bank after 17 years of service due to personal health considerations, effective April 27, 2026.

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Tompkins Financial Corporation reported record first quarter 2026 results with diluted EPS of $1.82, up $0.45 or 32.8% from the first quarter of 2025. Net income was $26.1 million, an increase of 32.5% year over year.

Net interest income rose to $71.9 million, up 26.8% from a year earlier, as net interest margin expanded to 3.57% from 2.98%. Total loans reached $6.48 billion, up 6.8% from March 31 2025, while deposits grew 4.5% to $7.05 billion.

Asset quality remained solid, with nonperforming assets at 0.59% of total assets and an allowance for credit losses of 0.90% of total loans. The Tier 1 capital to average assets ratio was 10.58%, well above regulatory minimums.

The Board declared a quarterly cash dividend of $0.67 per share, payable May 15 2026, a $0.05 or 7.5% increase over the dividend paid in the first quarter of 2025.

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Tompkins Financial Corp filed a Form 13F reporting institutional holdings. The filing lists 746 reported holdings with a Form 13F Information Table value total of $1,255,684,789. The report shows 0 other included managers and was signed by Lisa Donnelly on 04-08-2026.

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Lee Angela B reported acquisition or exercise transactions in this Form 4 filing.

Tompkins Financial Corp director Angela B. Lee increased her direct holdings through stock-based board compensation. On April 6, 2026, she received 262 shares of Common Stock, elected in lieu of cash retainers under the company’s director retainer plan. After this grant, she directly holds 1,775 Common shares, reflecting routine non-cash compensation rather than an open-market purchase.

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Filing
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Tompkins Financial Corporation will hold its 2026 annual meeting of shareholders on May 19, 2026 at its Ithaca, New York headquarters. Shareholders of record at the close of business on March 20, 2026, when 14,414,482 common shares were outstanding, are entitled to vote.

Investors are asked to elect 11 directors for one-year terms, approve on an advisory basis executive compensation, and ratify KPMG LLP as independent auditor for 2026. The proxy details board committee structures, director independence, director pay, major institutional shareholders, and a pay-for-performance program that uses core earnings per share, revenue per share and pre-tax pre-provision net revenue per share, plus multi‑year equity awards tied to return on average equity.

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Coletti Janet M. reported acquisition or exercise transactions in this Form 4 filing.

Tompkins Financial Corp director Janet M. Coletti reported receiving a grant of 24.347 phantom stock units as deferred compensation. Each phantom stock unit is economically equivalent to one share of common stock and was valued at $80.0904 per unit on the grant date.

The grant increased her phantom stock balance to 748.489 units, all held in a rabbi trust under the Amended and Restated Retainer Plan for Eligible Directors. She has no voting or investment power over the underlying shares until future distribution events defined by the plan.

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Tompkins Financial Corp director Patricia A. Johnson increased her direct holding of common stock through fees taken in shares rather than cash. On this Form 4, she acquired 226 shares of "Common Stock Drip" at $80.0904 per share.

According to the footnote, these shares represent common stock she elected to receive in lieu of cash retainer fees under the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries. After this award, she directly holds a total of 6,778.637 shares.

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FAQ

How many TOMPKINS FINANCIAL (TMP) SEC filings are available on StockTitan?

StockTitan tracks 103 SEC filings for TOMPKINS FINANCIAL (TMP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for TOMPKINS FINANCIAL (TMP)?

The most recent SEC filing for TOMPKINS FINANCIAL (TMP) was filed on April 29, 2026.