Paul Harold (TOMZ) discloses 61,300 shares and $4.4 strike options

Rhea-AI Filing Summary

Paul Harold, identified as a director of TOMI Environmental Solutions, Inc. (TOMZ), reported beneficial ownership following an event dated 09/25/2025. He holds 61,300 shares of common stock directly and owns 3,125 common stock purchase options exercisable from 02/03/2016 and expiring 02/03/2026 with an exercise price of $4.4. The filing is an initial Form 3 reporting these holdings under Section 16.

Positive

• Director ownership of 61,300 shares signals alignment with shareholders
• Equity exposure includes 3,125 exercisable options, showing additional vested interest

Negative

• Stake size not disclosed relative to shares outstanding, limiting assessment of influence
• Options expire 02/03/2026, creating a near-term decision point for exercise or disposition

Insights

Corporate Governance Analyst

Director ownership disclosed: alignment with shareholders but not a controlling stake.

The reporting shows 61,300 directly held common shares and 3,125 options, indicating personal equity exposure by a company director. Direct share ownership by insiders is commonly viewed as alignment with shareholder interests because the director has a financial stake in company performance.

Risks and dependencies include the small size of the stake relative to the companys total outstanding shares (not disclosed here) and the near-term option expiration on 02/03/2026. Monitor any subsequent Section 16 filings for option exercise or sale activity within the next year.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider PAUL HAROLD

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock Purchase Options	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock Purchase Options — 3,125 shares (Direct); Common Stock — 61,300 shares (Direct)

Footnotes (1)

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PAUL HAROLD

(Last) (First) (Middle)

C/O TOMI ENVIRONMENTAL SOLUTIONS, INC.

8430 SPIRES WAY, SUITE N

(Street)

FREDERICK MD 21701

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/25/2025

3. Issuer Name and Ticker or Trading Symbol
TOMI Environmental Solutions, Inc. [ TOMZ ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	61,300	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Purchase Options	02/03/2016	02/03/2026	Common Stock	3,125	$4.4	D

Explanation of Responses:

	Harold W. Paul	10/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 for TOMZ filed by Paul Harold report?

The Form 3 reports 61,300 directly owned common shares and 3,125 common stock purchase options exercisable/expiring 02/03/2016 to 02/03/2026 at an exercise price of $4.4.

What is Paul Harold's relationship to TOMZ?

He is reported as a Director of TOMI Environmental Solutions, Inc. (TOMZ).

Are the option exercise price and expiration provided in the filing?

Yes; the options cover 3,125 shares with an exercise price of $4.4 and an expiration date of 02/03/2026.

Does the Form 3 show if holdings are direct or indirect?

The Form 3 indicates the 61,300 shares and the 3,125 options are held directly (listed as "D").