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TOMI Environmental (NASDAQ: TOMZ) director buys 20K shares at $0.79 each

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TOMI Environmental Solutions director Harold Paul reported an open-market stock purchase. On 01/09/2026, he acquired 20,000 shares of TOMI Environmental Solutions, Inc. common stock at a price of $0.79 per share.

Following this transaction, he beneficially owns 81,300 shares of common stock directly. The filing also shows he holds common stock purchase options exercisable at $4.40 per share for 3,125 underlying common shares, with an expiration date of 02/03/2026.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PAUL HAROLD

(Last) (First) (Middle)
7124 EAST GREY FOX LANE

(Street)
TUCSON AZ 85750

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TOMI Environmental Solutions, Inc. [ TOMZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/09/2026 A 20,000 A $0.79 81,300 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Purchase Options $4.4 02/03/2016 02/03/2026 Common Stock 3,125 3,125 D
Explanation of Responses:
/s/ Harold Paul 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TOMI Environmental Solutions (TOMZ) report?

The filing reports that director Harold Paul acquired 20,000 shares of TOMI Environmental Solutions, Inc. common stock on 01/09/2026 at a price of $0.79 per share.

How many TOMI Environmental Solutions (TOMZ) shares does Harold Paul own after this transaction?

After the reported purchase, Harold Paul beneficially owns 81,300 shares of TOMI Environmental Solutions, Inc. common stock, held directly.

What price did the TOMI Environmental Solutions director pay for the acquired shares?

Director Harold Paul acquired the TOMI Environmental Solutions, Inc. common shares at a price of $0.79 per share.

Does Harold Paul hold any TOMI Environmental Solutions stock options?

Yes. He holds common stock purchase options with an exercise price of $4.40 per share, covering 3,125 underlying common shares, expiring on 02/03/2026.

Is Harold Paul a director or officer of TOMI Environmental Solutions (TOMZ)?

Harold Paul is reported as a director of TOMI Environmental Solutions, Inc. He is not listed as an officer or 10% owner in this filing.

Tomi Environmental Solutions I

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Pollution & Treatment Controls
Industrial Organic Chemicals
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United States
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