Welcome to our dedicated page for Kartoon Studios SEC filings (Ticker: TOON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Kartoon Studios, Inc. (NYSE American: TOON) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents offer detailed information on Kartoon Studios’ capital structure, executive arrangements, financing transactions, and material corporate events, which are essential for investors analyzing this children’s and family entertainment company.
Kartoon Studios files current reports on Form 8-K to disclose significant developments. Recent 8-Ks describe executive employment agreements for senior officers, the appointment and resignation of directors, share retirement actions, and agreements to issue stock to satisfy obligations to Continuation Capital, Inc. Other 8-K filings outline a securities purchase agreement with a single institutional investor involving common stock, pre-funded warrants, and common warrants, as well as the intended use of proceeds to support projects such as Hundred Acre Wood’s Winnie and Friends, Stan Lee Universe expansion, Bitcoin Brigade, and Kartoon Channel! growth.
The company also uses registration statements to manage its capital markets activities. A shelf registration on Form S-3 and a resale registration statement on Form S-1 register shares underlying warrants issued in private placements, enabling selling stockholders to resell those shares. These filings detail the terms of the warrants, resale mechanics, and associated risk factors, providing context on potential dilution and financing structure.
In addition, earnings-related information is referenced in 8-K filings that furnish press releases discussing quarterly results and operational trends, while not being deemed filed for liability purposes. Together, these SEC documents help investors understand Kartoon Studios’ financing strategies, governance changes, contractual obligations, and growth plans.
On Stock Titan, TOON filings are updated in near real time from EDGAR, and AI-powered summaries can help explain complex sections of 8-Ks, S-1s, and other forms. Users can quickly see key points about warrant terms, share issuances, executive agreements, and other material items without reading every page, while still having access to the full official documents for deeper due diligence.
Kartoon Studios, Inc. (TOON) reported an equity award to its Chief Financial Officer, who is identified as the reporting person on this Form 4. The officer beneficially owns 17,768 shares of common stock directly. In addition, on November 24, 2025, the officer received a grant of 500,000 restricted stock units at an exercise price of $0, each representing a right to receive one share of TOON common stock.
The 500,000 restricted stock units vest over three years, with 166,666 shares vesting on December 31, 2026, 166,666 shares vesting on December 31, 2027, and 166,668 shares vesting on December 31, 2028, subject to the officer’s continued employment. Vested shares will be delivered to the officer in equal installments in each calendar quarter following each vesting date.
Kartoon Studios, Inc. CEO and Chairman Andy Heyward filed an amended Form 4 updating his reported equity holdings in TOON. The filing identifies him as a director, officer, and reporting person acting individually.
The amendment explains that a previously reported grant of 2,000,000 restricted stock units, tied to a new employment agreement signed on August 25, 2025, was never finalized and no securities were issued, so the earlier report is being corrected. Following the corrected reporting, Heyward is shown with indirect ownership of 124 common shares through the Heyward Living Trust, 99,073 indirect common shares over which he has voting and dispositive power, and 1,783,115 common shares held directly, as well as 1,031,249 restricted stock units.
Kartoon Studios, Inc. reported new executive employment agreements and an equity-based settlement of certain obligations. Chief Financial Officer Brian Parisi will continue in his role for a two-year term starting January 1, 2026, with an annual base salary of $375,000 in the first year and $400,000 in the second year, plus eligibility for an annual performance bonus and 500,000 restricted stock units vesting over three years. Chief Operating Officer and General Counsel Michael Jaffa will serve under a three-year agreement effective November 14, 2025, with an initial $450,000 base salary that increases 5% annually, a $50,000 guaranteed bonus in December 2025, and 750,000 restricted stock units vesting over three years.
The company also entered into an agreement with Continuation Capital, Inc. to pay obligations totaling $968,612.79 by issuing up to 1,705,071 shares of common stock, at a rate of 1.75 shares per dollar of obligation. These shares will be issued as unregistered securities under an exemption provided by Section 3(a)(10) of the Securities Act of 1933, following approval by a Florida court and the NYSE American.
Kartoon Studios, Inc. has filed a resale registration statement on Form S-1 covering up to 10,596,262 shares of common stock. These shares consist of 9,903,049 shares issuable upon exercise of common warrants held by an institutional investor and 693,213 shares issuable upon exercise of placement agent warrants issued to Dawson James Securities and its designees.
The company is not selling shares in this offering and will not receive proceeds from any resale by the selling stockholders. It will receive cash only if the warrants are exercised, and currently plans to use any such proceeds for working capital and general corporate purposes. The registered resale follows October 2025 financings in which Kartoon sold 3,000,000 shares, pre-funded warrants for 6,903,049 shares, and common warrants for 9,903,049 shares, raising approximately $7.3 million in gross proceeds.
As of November 14, 2025, Kartoon had 53,905,697 shares outstanding, which would rise to 64,501,959 shares if all registered warrants are exercised. The prospectus highlights risks that resales of a large block of shares and potential future issuances could pressure the stock price and dilute existing holders.
Kartoon Studios, Inc. (TOON)
Armistice Capital, LLC and Steven Boyd filed an amended Schedule 13G reporting beneficial ownership in Kartoon Studios, Inc. (TOON) as of 09/30/2025. They report 2,492,839 shares of common stock, representing 4.99% of the class, with shared voting and dispositive power over all reported shares and no sole power.
The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. Armistice is investment manager to the Master Fund, the direct holder of the shares, and Boyd is Armistice’s managing member.
Kartoon Studios (TOON) furnished an 8-K announcing it issued a press release covering results for the quarter ended September 30, 2025. The press release is attached as Exhibit 99.1 and incorporated by reference into this report.
The company states the Item 2.02 information and Exhibit 99.1 are furnished, not filed, and are not incorporated by reference into other SEC filings. The report includes standard forward-looking statements language outlining business and financing risks.
Kartoon Studios, Inc. (TOON) reported Q3 2025 results. Total revenue was $9,877 for the quarter, up from $8,708 a year ago, driven by stronger production services. For the nine months, revenue reached $29,660 versus $23,170 in 2024, with production services at $21,036 offset by lower content distribution.
The company recorded a Q3 net loss of $6,515 and a nine‑month net loss of $19,373. Cash was $916 and restricted cash $514 as of September 30, 2025; total current assets were $27,089 against current liabilities of $32,512, resulting in negative working capital of $5,423. Management disclosed “substantial doubt” about continuing as a going concern, while noting an offering closed in October 2025 with aggregate gross proceeds of approximately $7.3 million.
Customer concentration remained high, with four customers accounting for 85.1% of Q3 revenue. As of November 14, 2025, 53,905,697 common shares were outstanding.
Kartoon Studios (TOON) director Anthony D. Thomopoulos reported an insider acquisition. On 11/03/2025, he acquired 3,205 shares of common stock at a price of $0. Following this transaction, his beneficial ownership stands at 129,381 shares held directly.
The filing also references the company’s 10-for-1 reverse stock split effective February 6, 2023, which consolidated prior common shares. This report was made on a Form 4 under Section 16 rules.
Kartoon Studios (TOON) signed a financing deal comprising a registered direct offering and a concurrent private placement with an institutional investor. The company will sell 3,000,000 common shares and pre-funded warrants for up to 6,903,049 shares, and issue common warrants to purchase up to 9,903,049 shares at an exercise price of $0.738.
Gross proceeds are approximately $7.3 million, with closing expected on October 22, 2025, subject to customary conditions. Pricing was set at $0.738 per share plus common warrant and $0.737 per pre-funded warrant plus common warrant. Net proceeds are earmarked for working capital and corporate purposes, including launches and marketing for Hundred Acre Wood’s Winnie & Friends, Bitcoin Brigade, the Stan Lee Universe rollout, and Kartoon Channel! content growth.
The common warrants become exercisable six months after issuance and expire five years later; pre-funded warrants are immediately exercisable at $0.001. Beneficial ownership caps apply at 4.99% (or 9.99% upon election). The company agreed to issuance limits through January 31, 2026 and to avoid Variable Rate Transactions until October 20, 2027, with an ATM permitted starting October 20, 2026.
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