TOP Financial to shift global HQ to Houston
TOP Financial Group Ltd is shifting its global headquarters to Houston, marking a phased strategic pivot of its core corporate functions and growth focus toward the U.S. market.
Rhea-AI Filing Summary
TOP Financial Group Ltd (TOP) announced that it is relocating its global headquarters to the United States, with the new head office at 4201 Main Street, Suite 200, Houston, Texas 77002. The move will be phased in over the coming months.
The company states that shifting its primary corporate focus and operational footprint to the American market is part of its long-term growth strategy, positioning it closer to its expanding AI business, key strategic partners, and talent pools. Management indicates that day-to-day services for existing clients and partners will not be disrupted, and local offices in other regions will continue operating while the executive team and core corporate functions establish the new U.S. base.
TOP Financial Group Ltd operates online brokerage, asset and fund management, trading solutions, money lending, trust, investor relations and public relations services, and AI-related businesses through subsidiaries licensed in Hong Kong, Australia and Singapore.
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Regulation FD regulatory
emerging growth company regulatory
forward-looking statements regulatory
Monetary Authority of Singapore regulatory
Securities and Futures Commission of Hong Kong regulatory
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
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mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01 Regulation FD Disclosure.
On September 4, 2026, TOP Financial Group Limited (the “Company”) issued a press release announcing the relocation of its headquarters to the United States. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
The information in this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Press Release, dated September 4, 2026. |
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: September 4, 2026 | TOP Financial Group Limited | |
| By: | /s/ Ka Fai Yuen | |
| Name: | Ka Fai Yuen | |
| Title: | Chief Executive Officer | |
2
Exhibit 99.1
TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States
HOUSTON, Texas, Sept. 04, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced the strategic relocation of its global headquarters to the United States. This transition marks a pivotal milestone in the company’s long-term growth strategy, as it gradually shifts its primary corporate focus and operational footprint to the American market. The new headquarters address is: 4201 Main Street, Suite 200, Houston, Texas 77002.
The phased relocation will take place over the coming months. It is designed to position TOP closer to its rapidly expanding AI business, key strategic partners, and world-class talent pools. By establishing its central hub in the United States, TOP aims to accelerate business development, streamline regional operations, and capitalize on significant market opportunities in North America.
Driving Growth and Innovation
“The decision to move our headquarters to the United States is a natural evolution for TOP,” said Ka Fai Yuen, Chief Executive Officer of TOP. “As we look toward the future, the U.S. represents our most dynamic growth market. This move allows us to collaborate closely with industry ecosystems and drive the next phase of our global expansion.”
The transition will not disrupt day-to-day services for our current clients or partners. Our local offices in other regions will continue to operate, ensuring uninterrupted support while the executive team and core corporate functions establish their new U.S. base.
About TOP Financial Group Limited
The Company, through its operating subsidiaries, provides diversified services including online brokerage platforms specializing in the trading of local and foreign equities, futures, and options products, assets and funds management services, trading solutions services, money lending services, trust services, investor relations and public relations services. In addition, the Company has also entered into artificial intelligence (AI) business segments.
The operating subsidiaries, Zhong Yang Securities Limited and Zhong Yang Capital Limited are licensed with the Securities and Futures Commission of Hong Kong (“HKSFC”) to carry out type 1 (dealing in securities), type 2 (dealing in futures contracts) regulated activities, and are licensed with the HKSFC to carry out type 4 (advising on securities), type 5 (advising on futures contracts), and type 9 (asset management) regulated activities in Hong Kong. TOP completed its acquisition of Australia licensed company TOP 500 Sec Pty Ltd. The subsidiary will be able to provide dealing services in derivatives and foreign exchange contracts, and financial product advice for derivatives, foreign exchange contracts, debentures, stocks or bonds. TOP established TOP Financial Pte Ltd under the laws of Singapore. The Singapore subsidiary acquired the CMS license from the Monetary Authority of Singapore (“MAS”) to carry out regulated activities in dealing in capital markets products. The operating subsidiary, WIN100 TECH Limited, is a Fintech development and IT support company. It provides trading solutions for clients trading on the world’s major derivatives and stock exchanges. Winrich Finance Limited was formed under the laws of Hong Kong and is a licensed money lending company governed by the Money Lenders Ordinance. Winrich Trust Limited was formed under the laws of Hong Kong to provide trust services to clients. TOP also completed its acquisition of Zhong Yang Financial Services Limited formed under the laws of Hong Kong to provide investor relations and public relations services. The subsidiary has acquired the TCSP license registered with the Companies Registry of Hong Kong. For more information, please visit http://www.zyfgl.com/.
Forward-Looking Statements
This press release contains forward-looking statements as defined by the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts. When the Company uses words such as “may, “will, “intend,” “should,” “believe,” “expect,” “anticipate,” “project,” “estimate” or similar expressions that do not relate solely to historical matters, it is making forward-looking statements. Forward-looking statements are not guarantees of future performance and involve risks and uncertainties that may cause the actual results to differ materially from the Company’s expectations discussed in the forward-looking statements. These statements are subject to uncertainties and risks including, but not limited to, the uncertainties related to market conditions and general market conditions, and other factors discussed in the “Risk Factors” section of the Company’s Annual Report on Form 10-K and other filings with the SEC. For these reasons, among others, investors are cautioned not to place undue reliance upon any forward-looking statements in this press release. Additional factors are discussed in the Company’s filings with the SEC, which are available for review at www.sec.gov. The Company undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof.
For more information, please contact:
The Company:
IR Department
Email: IR@top500.com
Investor Relations:
ZYIR Limited
Ms. Choy Yuen Yin Clare, Director
Email: ZYIR@zyzq.com.hk
Phone: +852 3107-0732