TOP Financial Group (TOP) director discloses holding of 40,213 Class A shares
Rhea-AI Filing Summary
TOP Financial Group Ltd director Anthony S. Chan filed an initial ownership report showing a direct holding of 40,213 Class A Ordinary Shares on March 18, 2026. The filing lists this non-derivative equity position only and does not report any purchases, sales, or derivative securities.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Chan Anthony S.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Class A Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Class A Ordinary Shares — 40,213 shares (Direct)
Key Figures
Class A Ordinary Shares held: 40,213 shares
Ownership report date: 2026-03-18
Non-derivative holding entries: 1
3 metrics
Class A Ordinary Shares held
40,213 shares
Direct non-derivative holdings reported for director Anthony S. Chan
Ownership report date
2026-03-18
Date associated with the reported Class A Ordinary Share holding
Non-derivative holding entries
1
Number of non-derivative positions reported on this Form 3
Key Terms
Class A Ordinary Shares, Form 3, direct ownership
3 terms
Form 3 regulatory
"Initial insider ownership reported to the SEC on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
direct ownership financial
"ownership_type field indicates "direct" ownership of the shares"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does TOP (TOP Financial Group Ltd) disclose in this Form 3?
TOP reports that director Anthony S. Chan holds 40,213 Class A Ordinary Shares directly. This Form 3 serves as his initial ownership report and does not include any share purchases, sales, or derivative security positions.
What type of security is reported for TOP (ticker TOP) on this Form 3?
The Form 3 lists Class A Ordinary Shares of TOP Financial Group Ltd. These are reported as non-derivative equity securities held directly by director Anthony S. Chan, with no options or other derivative instruments disclosed.
Is the TOP (TOP Financial Group Ltd) Form 3 a record of trades or just holdings?
The Form 3 reports holdings only, specifically 40,213 Class A Ordinary Shares held directly by Anthony S. Chan. It does not show any recent purchases or sales; instead, it establishes his current ownership position as a director.
When is Anthony S. Chan’s TOP (TOP Financial Group Ltd) ownership dated?
The reported holding of 40,213 Class A Ordinary Shares is dated March 18, 2026. That date is associated with the non-derivative ownership entry, indicating when this position is recorded in the SEC disclosure.