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[8-K] Toppoint Holdings Inc. Reports Material Event

Toppoint Holdings Inc. (symbol: TOPP) is the issuer of record for a Form 8-K filing submitted to the SEC.

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Toppoint Holdings Inc. (symbol: TOPP) is the issuer of record for a Form 8-K filing submitted to the SEC.

Positive

  • None.

Negative

  • None.

Filing Explained

The approved conversion is not yet effective; authorized capacity may rise to 1 billion shares without issuing shares or changing holders’ one-for-one ownership now.

As a Form 8-K, this report discloses a specified material event: Toppoint Holdings Inc. plans to reincorporate from Nevada to Delaware. Stockholders approved the plan on September 8, 2026, but the conversion is not yet effective; the company expects effectiveness on or about September 25, 2026, subject to required state filings and other customary conditions.

At effectiveness, each outstanding common share will convert into one share of the Delaware corporation, with no exchange or reissuance action required from holders. Outstanding options, warrants, restricted stock units, and convertible or other acquisition rights will continue for an equal number of shares on the same terms and conditions. The common stock is expected to continue trading on NYSE American under “TOPP.”

The authorized common-stock ceiling is expected to increase from 300,000,000 shares to 1,000,000,000 shares. The filing expressly states that this increase alone will not issue additional shares or change the number outstanding; therefore, it does not by itself reduce existing holders’ percentage ownership, because dilution follows an issuance rather than merely a larger authorization. The company also says the transaction is not expected to change its operations, assets, liabilities, net worth, or obligations except for reincorporation costs.

The next resolution point is completion and acceptance of the Articles of Conversion in Nevada, the Certificate of Conversion in Delaware, and the Delaware Certificate of Incorporation by the expected effective date.

Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) September 14, 2026

 

Toppoint Holdings Inc.
(Exact name of registrant as specified in its charter)

 

Nevada   001-42471   92-2375560
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

1250 Kenas Road, North Wales, PA   19454
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code 551-866-1320

 

 
(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   TOPP   NYSE American LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging Growth Company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

Item 7.01 Regulation FD Disclosure

 

On September 14, 2026, Toppoint Holdings Inc. (the “Company”) issued a press release announcing that it expects to reincorporate from the State of Nevada to the State of Delaware pursuant to a plan of conversion, as described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on August 10, 2026, as supplemented by the Company’s definitive additional materials filed on August 24, 2026.

 

A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference into this Item 7.01.

 

The information set forth in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

Cautionary Note Regarding Forward-Looking Statements

 

This report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Such statements include, but are not limited to, statements regarding the Company’s plans, expectations, expansion strategy, anticipated collections on loan receivables, and financial outlook. Actual results may differ materially from those anticipated due to factors including changes in market conditions, tariff and trade policy developments, commodity price volatility, port congestion, fuel costs, competitive dynamics, the Company’s ability to collect on outstanding loan receivables, liquidity constraints, previously disclosed material weaknesses in internal control over financial reporting, and other risks described in the Company’s filings with the Securities and Exchange Commission, including its Annual Report on Form 10-K filed March 25, 2026 and its Quarterly Report on Form 10-Q for the period ended June 30, 2026. The Company undertakes no obligation to update or revise any forward-looking statements except as required by law.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
99.1   Press Release dated September 14, 2026
104   Cover Page Interactive Data File (embedded with the Inline XBRL document)

 

1

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: September 14, 2026 Toppoint Holdings Inc.
     
  /s/ Hok C Chan
  Name:  Hok C Chan
  Title: Chief Executive Officer and President

 

2

 

Exhibit 99.1

 

 

Toppoint Holdings Inc. Announces Anticipated Reincorporation from Nevada to Delaware

 

NORTH WALES, PA, Sept. 14, 2026 (GLOBE NEWSWIRE) -- Toppoint Holdings Inc. (“Toppoint” or the “Company”) (NYSE American: TOPP), a truckload services and solutions provider focused on the recycling export supply chain, today announced that it expects to reincorporate from the State of Nevada to the State of Delaware (the “Reincorporation”) pursuant to a plan of conversion (the “Plan of Conversion”). The Plan of Conversion is described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on August 10, 2026, as supplemented by the Company’s definitive additional materials filed on August 24, 2026 (collectively, the “Proxy Statement”).

 

As previously disclosed, the Company’s Board of Directors approved the Plan of Conversion and the transactions contemplated thereby, including the Reincorporation, on July 27, 2026, and the Company’s stockholders approved the Reincorporation at the Company’s 2026 Annual Meeting of Stockholders held on September 8, 2026. The Company expects the Reincorporation to become effective on or about September 25, 2026 (the time at which the Reincorporation becomes effective, the “Effective Time”), subject to the completion and acceptance of the required filings with the Nevada and Delaware Secretaries of State and the satisfaction of other customary conditions.

 

The Reincorporation will be effected through the filing and effectiveness of (i) Articles of Conversion with the Secretary of State of the State of Nevada, (ii) a Certificate of Conversion with the Secretary of State of the State of Delaware and (iii) a Certificate of Incorporation with the Secretary of State of the State of Delaware.

 

At the Effective Time, the Company will be converted from a Nevada corporation into a Delaware corporation and will continue its existence under the same name, Toppoint Holdings Inc. The Company’s domicile will change from the State of Nevada to the State of Delaware, and the Company’s affairs will cease to be governed by the laws of the State of Nevada and the Company’s existing Articles of Incorporation, as amended, and Bylaws, as amended. Instead, the Company’s affairs will be governed by the laws of the State of Delaware, the Delaware Certificate of Incorporation and the bylaws adopted in connection with the Reincorporation.

 

At the Effective Time, each share of the Company’s common stock, par value $0.0001 per share, outstanding immediately before the Effective Time will automatically convert into one validly issued, fully paid and nonassessable share of common stock, par value $0.0001 per share, of the Company as a Delaware corporation. Each certificate or book-entry position representing the Company’s common stock immediately before the Effective Time will thereafter represent the same number of shares of common stock of the Company as a Delaware corporation, without any action by stockholders or any exchange or reissuance of certificates.

 

At the Effective Time, each outstanding option, warrant, restricted stock unit or other right to acquire, and each security convertible into, shares of the Company’s common stock will continue in existence as a corresponding right to acquire, or security convertible into, an equal number of shares of common stock of the Company as a Delaware corporation on the same terms and conditions. Each equity plan under which any such award was granted will continue as an equity plan of the Company following the Reincorporation.

 

In connection with the Reincorporation and as approved by the Company’s stockholders at the 2026 Annual Meeting, the number of shares of common stock the Company is authorized to issue is expected to increase from 300,000,000 shares to 1,000,000,000 shares at the Effective Time. The increase in authorized shares will not, by itself, result in the issuance of any additional shares or otherwise change the number of shares issued and outstanding.

 

 

The Reincorporation is not expected to result in any change in the Company’s headquarters, business operations, management, properties, offices or facilities, number of employees, obligations, assets, liabilities or net worth, other than as a result of the costs incident to the Reincorporation. The Reincorporation is also not expected to materially affect any of the Company’s material agreements with third parties, and the Company’s rights and obligations under those agreements are expected to continue as the rights and obligations of the Company following the Reincorporation, subject to the terms of such agreements.

 

Following the Effective Time, the Company’s common stock is expected to continue trading on NYSE American under the symbol “TOPP.” The Company does not expect any interruption in trading as a result of the Reincorporation.

 

About Toppoint Holdings Inc.

 

Toppoint Holdings Inc. (NYSE American: TOPP) is a truckload services and solutions provider focused on the recycling export supply chain. The Company is a key player in the New Jersey and Pennsylvania regional trucking market for waste paper, and also transports scrap metal and wooden logs from large waste companies, recycling centers, and commodity traders to the ports of Newark, NJ and Philadelphia, PA. Toppoint additionally provides import transportation services at these ports and has expanded into markets including Tampa, Jacksonville, and Miami, FL; Baltimore, MD; Ensenada, Mexico; and Houston, TX. The Company is incorporated in Nevada and headquartered in North Wales, Pennsylvania.

 

Cautionary Note Regarding Forward-Looking Statements

 

This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Such statements include, but are not limited to, statements regarding the Company’s plans, expectations, expansion strategy, anticipated collections on loan receivables, and financial outlook. Actual results may differ materially from those anticipated due to factors including changes in market conditions, tariff and trade policy developments, commodity price volatility, port congestion, fuel costs, competitive dynamics, the Company’s ability to collect on outstanding loan receivables, liquidity constraints, previously disclosed material weaknesses in internal control over financial reporting, and other risks described in the Company’s filings with the Securities and Exchange Commission, including its Annual Report on Form 10-K filed March 25, 2026 and its Quarterly Report on Form 10-Q for the period ended June 30, 2026. The Company undertakes no obligation to update or revise any forward-looking statements except as required by law.

 

Investor Relations Contact

 

Toppoint Holdings Inc.
1250 Kenas Road, North Wales, PA 19454
Phone: 551-866-1320
NYSE American: TOPP

 

 

Filing Exhibits & Attachments

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