Welcome to our dedicated page for Turning Point Brands SEC filings (Ticker: TPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Turning Point Brands, Inc. filings document financial results, governance matters, and capital-structure disclosures for its branded consumer products business. Form 8-K reports furnish quarterly and annual earnings releases, investor presentation materials, and amendments to previously furnished results when corrections are made.
Proxy and annual meeting filings cover board elections, auditor ratification, advisory executive compensation votes, equity award disclosures, and related governance items. Other securities filings describe common stock activity under an at-the-market sales agreement, shelf registration materials, prospectus supplements, and the company’s common stock issuance capacity.
Turning Point Brands, Inc. furnished an update saying it issued a press release with its financial results for the third quarter ended September 30, 2025. The press release, dated November 5, 2025, is attached as Exhibit 99.1 and contains the detailed quarterly figures.
The company notes that this information, including the exhibit, is being furnished rather than filed under securities laws, which affects how it is treated for certain liability and incorporation-by-reference purposes.
Turning Point Brands (TPB): Schedule 13G/A Amendment No. 3 filed by Divisadero Street Capital Management, LP and affiliates regarding common stock ownership. The group reports beneficial ownership of 1,502,685 shares, representing 8.3% of the class, with shared voting and dispositive power. The event date triggering the filing is 10/16/2025.
Within the group, Divisadero Street Partners, L.P. is listed with 1,223,754 shares (6.8%) under shared voting and dispositive power. The securities are directly owned by advisory clients of Divisadero Street Capital Management, LP. The certification states the holdings were not acquired to change or influence control of the issuer.
Turning Point Brands, Inc. Schedule 13G/A shows that Divisadero-related reporting persons collectively report beneficial ownership of 1,119,661 shares of common stock, representing 6.2% of the class. The filing lists five reporting entities and individuals: Divisadero Street Capital Management, LP, William Zolezzi, Divisadero Street Partners, L.P., Divisadero Street Partners GP, LLC, and Divisadero Street Capital, LLC. Divisadero Street Partners, L.P. and its GP are identified in the filing as subject to an exit filing per Item 2. Ownership is reported as shared voting and dispositive power; no sole voting or dispositive power is claimed. The filing states the securities are owned directly by advisory clients of Divisadero Street Capital Management, LP and that none of those clients alone hold more than 5% of the class.
Turning Point Brands, Inc. (TPB) reported strong year-over-year growth for the six months ended June 30, 2025, with net sales of $223.1 million versus $176.3 million a year earlier and consolidated net income of $32.8 million versus $25.1 million in 2024. Gross profit rose to $126.2 million for the six months, supported by higher volumes and product mix.
Liquidity improved materially as unrestricted cash increased to $109.9 million from $46.2 million at year-end; the company issued $300.0 million of 7.625% senior secured 2032 notes and redeemed its 2026 notes. Inventories were $105.0 million and include a recorded insurance receivable of $15.2 million for tornado-damaged leaf tobacco. The company completed the divestiture of its CDS segment in exchange for a 49% equity interest in GWO and recorded no income or loss from discontinued operations in 2025.
Turning Point Brands, Inc. (NYSE: TPB) – Schedule 13G filing dated 30 June 2025
Divisadero Street Capital Management, LP, together with its affiliate Divisadero Street Capital, LLC and individual principal William Zolezzi, disclosed beneficial ownership of 943,784 common shares of Turning Point Brands. This represents 5.3 % of the company’s outstanding shares, triggering the reporting threshold under Section 13(d) of the Exchange Act.
- Voting & dispositive power: The group reports shared voting and dispositive power over all 943,784 shares and no sole voting or dispositive power.
- Filing classification: Divisadero Street Capital Management is an investment adviser (IA); Divisadero Street Capital, LLC and William Zolezzi are reported as control persons (HC/OO, HC/IN).
- Ownership structure: The shares are held in client accounts managed by Divisadero Street Capital Management, LP. None of those individual clients owns more than 5 % of TPB.
- Purpose: Certification language confirms the stake is held in the ordinary course of business and not for the purpose of influencing control of TPB.
- Signatories: All three reporting entities were signed by William Zolezzi on 1 July 2025.
The filing signals the presence of a new mid-sized institutional shareholder but does not indicate any activist intent or immediate strategic implications for TPB.
Turning Point Brands, Inc. (TPB) director Lawrence Wexler disclosed an insider sale in a Form 4 filed on 06/18/2025. On 06/17/2025 he sold 25,000 common shares at a weighted-average price of $75.94, generating roughly $1.9 million in gross proceeds. After the sale, Wexler retains 330,186 TPB shares (comprised of 3,352 restricted stock units and 326,834 common shares) and holds 114,719 vested and un-vested stock options with strike prices ranging from $14.85 to $51.75 that expire between 2027 and 2031. The divestiture represents about 7.6% of his directly held common stock position, leaving him with a meaningful ownership stake. No purchases were reported, and no 10b5-1 trading plan was indicated in the filing.