Welcome to our dedicated page for Turning Point Brands SEC filings (Ticker: TPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Turning Point Brands, Inc. filings document financial results, governance matters, and capital-structure disclosures for its branded consumer products business. Form 8-K reports furnish quarterly and annual earnings releases, investor presentation materials, and amendments to previously furnished results when corrections are made.
Proxy and annual meeting filings cover board elections, auditor ratification, advisory executive compensation votes, equity award disclosures, and related governance items. Other securities filings describe common stock activity under an at-the-market sales agreement, shelf registration materials, prospectus supplements, and the company’s common stock issuance capacity.
Turning Point Brands, Inc. reported higher net sales for the quarter ended June 30, 2026, with revenue of 142,960 (dollars in thousands) versus 116,634 a year earlier and six‑month sales of 267,238 versus 223,070. Stoker’s products net sales rose to 107,579 from 69,616, while Zig‑Zag products declined to 35,381 from 47,018.
Gross profit increased to 93,704 from 66,623, but selling, general and administrative expenses rose to 76,991 from 40,296. Net income attributable to Turning Point Brands, Inc. fell to 3,598 from 14,480, or basic EPS of 0.18 versus 0.81; results included a $17.8 million IEEPA tariff refund, with $12.3 million recorded as a reduction of cost of goods sold.
At June 30, 2026, cash was 268,307 (dollars in thousands) and total assets 855,196, alongside $300,000 of 7.625% Senior Secured Notes due 2032. The company raised net proceeds of $59.6 million by selling 672,884 shares under its at‑the‑market equity program and continued paying a quarterly dividend of $0.08 per common share.
Turning Point Brands reported higher Q2 2026 net sales of $142.96 million, up from $116.63 million a year earlier, but profitability declined. Net income attributable to the company fell 75.2% to $3.6 million, and Adjusted EBITDA decreased 50.0% to $15.2 million as selling, general and administrative expenses rose 91.1% to $76.9 million, reflecting investments in Modern Oral sales and marketing and higher freight costs.
The Stoker’s segment, representing 75% of quarterly net sales, grew net sales 54.5% to $107.6 million, with gross profit up 63.3% to $71.1 million; adjusted gross margin declined to 56.9% from 62.5% due to higher chain penetration. Zig-Zag segment net sales were $35.4 million, down 3.5% from the first quarter, while adjusted gross margin improved to 57.3% from 49.1% on product mix. Cash at June 30, 2026 was $268.3 million, net debt was $31.7 million, and total liquidity was $339.0 million, supported by approximately $59.6 million of equity raised during the quarter.
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 1,049,564 shares of Turning Point Brands, Inc. common stock, representing 5.42% of the class. Voting and dispositive powers are held on a shared basis through unit investment trusts and other managed accounts.
The reporting persons have no sole voting or dispositive power1,046,483 shares and shared dispositive power covers 1,049,564 shares. The filers state that these shares are largely held in unit investment trusts and other investment vehicles and disclaim beneficial ownership of the reported shares.
Turning Point Brands, Inc. ownership disclosure: Divisadero Street group reports beneficial ownership of 1,129,550 shares of Common Stock, representing 5.8% of the class as of the filing. The holdings are reported across Divisadero Street Capital Management, LP, Divisadero Street Partners, L.P., related Delaware entities, and William Zolezzi, with shared voting and dispositive power over the full amount.
The filing states these shares are directly owned by advisory clients of Divisadero Street Capital Management, LP, and notes that, other than Divisadero Street Partners, L.P., none of those clients individually beneficially own more than 5% of the class. Signatures and exhibits (Joint Filing Agreement; Control Person Identification) are included.
Reddy Rohith reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director Rohith Reddy received an equity grant. He was awarded 1,295 shares of common stock in the form of restricted stock units at a reference price of $92.71 per share under the company’s 2021 Equity Incentive Plan.
Following this grant, Reddy holds a total of 6,795 equity interests in the company, consisting of 1,295 restricted stock units and 5,500 shares of common stock held directly. This is a compensation-related stock award rather than an open-market purchase.
Turning Point Brands, Inc. senior vice president of finance and chief accounting officer Brian Wigginton reported an open-market sale of 4,000 shares of common stock at a weighted average price of $91.67 per share on May 12, 2026.
After this sale, he holds a total of 9,230 shares, consisting of 4,627 restricted stock units and 4,603 shares of common stock. This filing reflects a single net sale with no derivative exercises reported.
Turning Point Brands director Lawrence Wexler reported a new stock award and his current equity holdings. He received a grant of 1,295 shares of common stock at $92.7100 per share, bringing his directly held common stock to 287,689 shares.
The total 287,689 figure includes 2,442 restricted stock units and 285,247 shares of common stock. Wexler also holds several option grants over common stock with exercise prices ranging from $14.8500 to $51.7500 and expiration dates between 2027 and 2031. These entries are compensation-related and do not reflect open‑market buying or selling.
Shanahan Kathleen M reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director receives equity award. Director Kathleen M. Shanahan was granted 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan at a reference value of $92.71 per unit. After this award, she holds 2,353 shares and units in total, including 1,058 shares of common stock.
Usher Stephen reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director Stephen Usher received an equity grant rather than buying shares on the market. On May 11, 2026, he was awarded 1,295 restricted stock units under the company’s 2021 Equity Incentive Plan, valued at $92.71 per unit for reporting purposes.
After this grant, his reported equity stake totals 5,470 share-equivalents, consisting of 4,175 shares of common stock plus the newly awarded 1,295 restricted stock units, all held directly.
Diao H.C. Charles reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. director H.C. Charles Diao received a grant of 1,295 restricted stock units under the company’s 2021 Equity Incentive Plan. These RSUs are a form of stock-based compensation rather than an open-market purchase. After the award, Diao’s reported direct holdings total 11,099 equity interests, consisting of the newly granted 1,295 restricted stock units and 9,804 shares of common stock.