Turning Point Brands executive sells 4,000 shares

Turning Point Brands, Inc. senior vice president of finance and chief accounting officer Brian Wigginton reported an open-market sale of 4,000 shares of common stock at a weighted average price of $91.67 per share on May 12, 2026.

Rhea-AI Filing Summary

Turning Point Brands, Inc. senior vice president of finance and chief accounting officer Brian Wigginton reported an open-market sale of 4,000 shares of common stock at a weighted average price of $91.67 per share on May 12, 2026.

After this sale, he holds a total of 9,230 shares, consisting of 4,627 restricted stock units and 4,603 shares of common stock. This filing reflects a single net sale with no derivative exercises reported.

Insider Trade Summary

Net Seller: 4,000 shares

Net Sell 1 txn

Insider Wigginton Brian

Role Sr VP Finance & CAO

Sold 4,000 shs ($367K)

Type	Security	Shares	Price	Value
Sale	Common Stock	4,000	$91.67	$367K

Holdings After Transaction: Common Stock — 9,230 shares (Direct)

Footnotes (2)

1. F1. The price reported in Column 4 is a weighted average price.
2. F2. The total reported in Column 5 includes 4,627 restricted stock units and 4,603 shares of common stock.

Key Figures

Shares sold: 4,000 shares Sale price: $91.67 per share Approximate transaction value: $366,680 +3 more

6 metrics

Shares sold 4,000 shares Open-market sale of common stock on May 12, 2026

Sale price $91.67 per share Weighted average sale price for the 4,000 shares

Approximate transaction value $366,680 4,000 shares sold at $91.67 per share

Total holdings after sale 9,230 shares Common stock and RSUs held following the transaction

Restricted stock units held 4,627 RSUs Portion of total 9,230 shares after transaction

Common shares held 4,603 shares Direct common stock holdings after the sale

Key Terms

weighted average price, restricted stock units, open-market sale

3 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock units financial

"The total reported in Column 5 includes 4,627 restricted stock units and 4,603 shares of common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did TPB executive Brian Wigginton report?

Brian Wigginton reported an open-market sale of 4,000 Turning Point Brands shares at a weighted average price of $91.67 per share. The transaction involved common stock and was disclosed in a Form 4 insider filing.

What price did Brian Wigginton receive per TPB share in this sale?

He received a weighted average price of $91.67 per Turning Point Brands share. The filing notes this figure as a weighted average, meaning individual trade prices may have differed slightly around that level.

How many Turning Point Brands shares does Brian Wigginton hold after the sale?

Following the transaction, he holds 9,230 shares of Turning Point Brands. This total includes 4,627 restricted stock units and 4,603 shares of common stock, reflecting both granted equity awards and directly owned shares.

What type of security did the TPB insider sell in this Form 4?

The transaction involved common stock of Turning Point Brands. The Form 4 characterizes it as a non-derivative security, meaning it is the company’s regular equity rather than options, warrants, or other derivative instruments.

Was the TPB insider transaction an open-market sale or a private transfer?

The Form 4 describes the transaction as an open-market sale. The transaction code “S” and the description confirm it as a sale in the open market or a similar private transaction at market-based pricing.

Does Brian Wigginton hold any derivative securities of Turning Point Brands?

The filing’s derivative summary is empty, indicating no derivative positions such as options or warrants are reported. His reported ownership consists of common stock and restricted stock units rather than derivative securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 08:43 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wigginton Brian

(Last) (First) (Middle)

5201 INTERCHANGE WAY

(Street)

LOUISVILLE KENTUCKY 40229

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Turning Point Brands, Inc. [ TPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr VP Finance & CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/12/2026		S		4,000	D	$91.67(1)	9,230(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price.

2. The total reported in Column 5 includes 4,627 restricted stock units and 4,603 shares of common stock.

	/s/ Brian Wigginton	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)