Turning Point Brands director granted 1,295 RSUs

Reddy Rohith reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Reddy Rohith reported acquisition or exercise transactions in this Form 4 filing.

Turning Point Brands director Rohith Reddy received an equity grant. He was awarded 1,295 shares of common stock in the form of restricted stock units at a reference price of $92.71 per share under the company’s 2021 Equity Incentive Plan.

Following this grant, Reddy holds a total of 6,795 equity interests in the company, consisting of 1,295 restricted stock units and 5,500 shares of common stock held directly. This is a compensation-related stock award rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 1,295 shares

Grant/Award 1 txn

Insider Reddy Rohith

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,295	$92.71	$120K

Holdings After Transaction: Common Stock — 6,795 shares (Direct)

Footnotes (1)

1. F1. The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,295 restricted stock units and 5,500 shares of common stock.

Key Figures

RSU grant size: 1,295 restricted stock units Grant price per unit: $92.71 per share Total holdings after grant: 6,795 shares/units +1 more

4 metrics

RSU grant size 1,295 restricted stock units Award under 2021 Equity Incentive Plan on May 11, 2026

Grant price per unit $92.71 per share Reported value for RSU grant

Total holdings after grant 6,795 shares/units Post-transaction total equity interests

Common shares held 5,500 shares Common stock held in addition to RSUs after grant

Key Terms

restricted stock units, 2021 Equity Incentive Plan, grant, award, or other acquisition, Form 4

4 terms

restricted stock units financial

"The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Equity Incentive Plan financial

"under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan"

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Turning Point Brands (TPB) director Rohith Reddy report in this Form 4?

Rohith Reddy reported receiving a grant of 1,295 restricted stock units of Turning Point Brands common stock. The award was made under the company’s 2021 Equity Incentive Plan and is treated as a compensation-related acquisition, not an open-market stock purchase.

How many Turning Point Brands (TPB) shares and units does Rohith Reddy hold after this grant?

After the grant, Rohith Reddy holds 6,795 equity interests in total. This consists of the newly awarded 1,295 restricted stock units plus 5,500 shares of Turning Point Brands common stock, as disclosed in the footnote to the Form 4 filing.

Was the Turning Point Brands (TPB) transaction a stock purchase by Rohith Reddy?

No, the transaction was not an open-market stock purchase. It was a grant of 1,295 restricted stock units categorized as a “grant, award, or other acquisition” under the Form 4 rules, issued as part of the 2021 Equity Incentive Plan.

At what price was Rohith Reddy’s Turning Point Brands (TPB) equity grant valued?

The 1,295 restricted stock units were reported with a price of $92.71 per share. This price is a reference value used for reporting the award and does not indicate that Reddy bought or sold shares in the open market.

Under what plan were the Turning Point Brands (TPB) restricted stock units granted to Rohith Reddy?

The 1,295 restricted stock units were granted under Turning Point Brands, Inc.’s 2021 Equity Incentive Plan. This plan is used to deliver equity-based compensation, aligning directors’ and employees’ interests with the company’s long-term performance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 08:44 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Reddy Rohith

(Last) (First) (Middle)

5201 INTERCHANGE WAY

(Street)

LOUISVILLE KENTUCKY 40229

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Turning Point Brands, Inc. [ TPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/11/2026		A		1,295	A	$92.71	6,795(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction involved the reporting person's receipt of a grant of 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,295 restricted stock units and 5,500 shares of common stock.

	/s/ Rohith Reddy	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)