STOCK TITAN

Director at Turning Point Brands (TPB) receives new stock grant

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Turning Point Brands director Lawrence Wexler reported a new stock award and his current equity holdings. He received a grant of 1,295 shares of common stock at $92.7100 per share, bringing his directly held common stock to 287,689 shares.

The total 287,689 figure includes 2,442 restricted stock units and 285,247 shares of common stock. Wexler also holds several option grants over common stock with exercise prices ranging from $14.8500 to $51.7500 and expiration dates between 2027 and 2031. These entries are compensation-related and do not reflect open‑market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Wexler Lawrence
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,295 $92.71 $120K
holding Options -- -- --
holding Options -- -- --
holding Options -- -- --
holding Options -- -- --
holding Options -- -- --
Holdings After Transaction: Common Stock — 287,689 shares (Direct, null); Options — 15,900 shares (Direct, null)
Footnotes (1)
  1. The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock. Granted pursuant to the issuer's 2015 Equity Incentive Plan. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
Stock grant 1,295 shares Common stock award coded A on Form 4
Grant price $92.7100/share Price for 1,295-share common stock award
Total common shares held 287,689 shares Direct common stock holdings after transaction
Restricted stock units 2,442 units Included within 287,689 total common stock position
Common shares (non-RSU) 285,247 shares Portion of total direct common stock holdings
Option exercise price $15.4100 Options over 16,819 underlying common shares, expiring 2027-05-17
Largest option block 35,500 underlying shares Options with $47.5800 exercise price, expiring 2029-03-20
Latest option expiry 2031-02-18 Expiration date for options at $51.7500 over 15,900 shares
restricted stock units financial
"includes 2,442 restricted stock units and 285,247 shares of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Incentive Plan financial
"Granted pursuant to the issuer's 2015 Equity Incentive Plan."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
exercise price financial
"exercisePrice: "15.4100" for options over common stock"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expirationDate: "2027-05-17T00:00:00.000Z" on option position"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wexler Lawrence

(Last)(First)(Middle)
5201 INTERCHANGE WAY

(Street)
LOUISVILLE KENTUCKY 40229

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Turning Point Brands, Inc. [ TPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/11/2026A1,295A$92.71287,689(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options(2)$51.75 (5)02/18/2031Common Stock15,90015,900D
Options(2)$14.85 (4)03/18/2030Common Stock20,00020,000D
Options(2)$47.58 (6)03/20/2029Common Stock35,50035,500D
Options(2)$21.21 (7)03/07/2028Common Stock26,50026,500D
Options(2)$15.41 (3)05/17/2027Common Stock16,81916,819D
Explanation of Responses:
1. The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock.
2. Granted pursuant to the issuer's 2015 Equity Incentive Plan.
3. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
4. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
5. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
6. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
7. The options vested and became exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
/s/ Lawrence Wexler05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Lawrence Wexler report at Turning Point Brands (TPB)?

Lawrence Wexler reported receiving 1,295 shares of Turning Point Brands common stock as a grant or award. This Form 4 entry reflects compensation, not an open-market purchase, and increases his directly held non-derivative common stock position reported in the filing.

How many Turning Point Brands shares does Lawrence Wexler hold after this Form 4?

After the reported award, Lawrence Wexler directly holds 287,689 common shares. Footnotes state this total includes 2,442 restricted stock units and 285,247 shares of common stock, giving investors a clearer picture of his overall equity exposure to Turning Point Brands.

What was the reported price for Lawrence Wexler’s Turning Point Brands stock grant?

The 1,295-share grant to Lawrence Wexler was reported at a price of $92.7100 per share. That figure is the transaction price disclosed for the non-derivative common stock award classified as a grant, award, or other acquisition on the Form 4.

What stock options over Turning Point Brands shares does Lawrence Wexler hold?

The filing lists several option positions over Turning Point Brands common stock with exercise prices of $15.4100, $21.2100, $47.5800, $14.8500, and $51.7500. These options cover underlying share amounts between 15,900 and 35,500 shares and expire from 2027 through 2031.

Are Lawrence Wexler’s reported Turning Point Brands transactions open-market buys or sells?

The Form 4 shows no open-market buys or sells. It reports one non-derivative transaction coded “A,” described as a grant, award, or other acquisition, plus several derivative holdings. These are compensation and holding entries rather than discretionary market trades.