Turning Point Brands, Inc. filings document financial results, governance matters, and capital-structure disclosures for its branded consumer products business. Form 8-K reports furnish quarterly and annual earnings releases, investor presentation materials, and amendments to previously furnished results when corrections are made.
Proxy and annual meeting filings cover board elections, auditor ratification, advisory executive compensation votes, equity award disclosures, and related governance items. Other securities filings describe common stock activity under an at-the-market sales agreement, shelf registration materials, prospectus supplements, and the company’s common stock issuance capacity.
Diao H.C. Charles reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. director H.C. Charles Diao received a grant of 1,295 restricted stock units under the company’s 2021 Equity Incentive Plan. These RSUs are a form of stock-based compensation rather than an open-market purchase. After the award, Diao’s reported direct holdings total 11,099 equity interests, consisting of the newly granted 1,295 restricted stock units and 9,804 shares of common stock.
Frushone Ashley Davis reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. director Ashley Davis received a grant of 1,295 restricted stock units. The award, reported at a reference price of $92.71 per share, was made under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan.
After this grant, Davis holds a total of 8,794 shares and units, consisting of the newly awarded 1,295 restricted stock units and 7,499 shares of common stock held directly.
Catsimatidis John A. Jr reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director John A. Catsimatidis Jr. reported an equity compensation grant and updated share holdings. He received a grant of 1,295 restricted stock units of common stock under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan at a reference price of $92.71 per share. After this award, he holds 14,768 shares directly, including both common shares and the newly granted restricted stock units. Separately, an affiliated entity, United Refining, Inc., holds 400,000 shares of common stock, and this position is reported as indirectly owned. The filing notes that United Refining, Inc. is an indirect wholly owned subsidiary of Red Apple Group, Inc., and that Mr. Catsimatidis Jr., as President and Chief Operating Officer of Red Apple Group, Inc., may be deemed a beneficial owner of these shares, while he disclaims beneficial ownership except to the extent of his pecuniary interest.
Baxter Gregory H.A. reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director Baxter Gregory H.A. received an equity grant of 1,295 restricted stock units (RSUs) of common stock on May 11, 2026, valued at $92.71 per unit. After this award, his direct holdings total 40,214 shares and units, including 38,919 shares of common stock and the newly granted RSUs, reflecting routine compensation under the company’s 2021 Equity Incentive Plan rather than an open-market purchase.
Turning Point Brands, Inc. reports Q1 2026 results with net sales of $124.3 million, up 16.8% from $106.4 million a year ago, driven by strong Stoker’s products growth, especially modern oral products.
Zig-Zag segment sales fell 22.4% to $36.7 million, while Stoker’s segment sales rose 48.1% to $87.6 million. Total gross profit increased to $68.3 million, but higher selling, general and administrative costs cut operating income to $12.5 million, down 46.2%.
Net income attributable to TPB was $11.7 million versus $14.4 million, with diluted EPS of $0.60. Operating cash flow swung to an outflow of $22.3 million, largely from inventory and working-capital changes, while cash stood at $192.4 million against $300.0 million of 7.625% 2032 Notes.
The company recorded a tax benefit, reflecting release of a valuation allowance on deferred tax assets. A recent U.S. Supreme Court ruling on IEEPA tariffs affects approximately $17.9 million of tariffs paid; potential refunds are not yet recognized due to procedural and regulatory uncertainty.
Turning Point Brands reported first quarter 2026 net sales of $124.3 million, up from $106.4 million a year earlier, as growth in modern oral products offset weakness in legacy lines. Net income attributable to the company fell 19.0% to $11.7 million, and Adjusted EBITDA declined 6.5% to $25.9 million.
The Stoker’s segment, which represented 70% of quarterly net sales, grew net sales 48.1% to $87.6 million, driven by triple-digit modern oral growth, though its gross margin contracted to 54.0%. The Zig-Zag segment, 30% of sales, saw net sales drop 22.4% to $36.7 million while gross margin improved to 57.1% on product mix.
SG&A expenses rose 53.2% to $55.8 million, reflecting heavier sales and marketing investments in modern oral and higher freight costs, which compressed operating income to $12.5 million from $23.2 million. As of March 31, 2026, the company held $192.4 million of cash, net debt of $101.4 million, and total liquidity of $265.0 million.
Turning Point Brands, Inc. held its Annual Meeting of Stockholders on May 4, 2026. Stockholders elected 11 directors, with each nominee receiving roughly 14.6–14.8 million votes in favor and about 0.2–0.3 million votes withheld, plus 2,055,552 broker non-votes for each director.
Shareholders also approved two additional proposals. One received 16,869,195 votes for, 130,747 against and 37,367 abstentions with no broker non-votes. Another received 14,561,464 votes for, 324,126 against, 96,167 abstentions and 2,055,552 broker non-votes.
Turning Point Brands, Inc. Schedule 13G/A amendment: Thrivent Financial for Lutherans reports beneficial ownership of 1,232,365 shares of common stock, representing 6.37% of the class based on March 12, 2026 outstanding share count.
The filing states 17,672 shares are held with sole voting/dispositive power and 1,214,693 shares are held with shared voting/dispositive power across Thrivent-managed accounts, registered investment companies and a defined benefit plan trust.
Turning Point Brands Inc — Schedule 13G/A amendment from The Vanguard Group. The filing states that, following an internal realignment effective January 12, 2026, certain Vanguard subsidiaries will report holdings separately and The Vanguard Group no longer is deemed to beneficially own those securities. The Schedule 13G/A reports 0 shares beneficially owned and 0% of the class. The filing lists the issuer address as 5201 Interchange Way, Louisville, KY, and is signed by Ashley Grim on 03/27/2026.
Purdy Graham reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. President and CEO Graham Purdy reported an equity compensation grant and an existing financing arrangement tied to company stock. On March 24, 2026, he received 8,638 restricted stock units, valued at $86.83 per unit, under the 2021 Equity Incentive Plan. After this award, his direct holdings total 265,983 shares and units, including 27,094 restricted stock units and 238,889 shares of common stock.
A footnote explains a previously entered financing transaction from December 8, 2025, in which Purdy received approximately $12.3 million secured by a pledge of up to 140,140 shares of common stock. Beginning on the December 10, 2026 maturity date, he must either repay the lender in cash or may deliver up to 140,140 shares at a price between $91.50 and $104.45 per share, based on the prevailing market price. He retains beneficial ownership, including dividend and voting rights, over the pledged shares.