TPB holder plans sale of 78,000 common shares on NYSE

A holder of TPB common stock filed a notice of intent to sell 78,000 shares through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 12/19/2025.

Accepted by SEC EDGAR 12/19/2025 - 06:50 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A holder of TPB common stock filed a notice of intent to sell 78,000 shares through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 12/19/2025. The securities are common shares, and there were 19,070,757 shares outstanding at the time referenced, which is a baseline figure rather than the amount being sold.

The shares to be sold come from several acquisitions: restricted stock that vested under a registered plan on 05/05/2023, 03/01/2024, and 03/11/2024, along with an open market purchase on 01/11/2024. These lots were acquired either as compensation or for cash, and this filing formally discloses the planned sale under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001616437
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	TURNING POINT BRANDS, INC.
SEC File Number	001-37763
Address of Issuer	5201 Interchange Way Louisville KENTUCKY 40229
Phone	(502) 778-4421
Name of Person for Whose Account the Securities are To Be Sold	DAVID E GLAZEK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	78000	8647860.00	19070757	12/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Restricted stock vesting under a registered plan	Issuer			14706	03/01/2024	Compensation
Common	05/05/2023	Restricted stock vesting under a registered plan	Issuer			38000	05/05/2023	Compensation
Common	01/11/2024	Open Market Purchase	Open Market			13979	01/11/2024	Cash
Common	03/11/2024	Restricted stock vesting under a registered plan	Issuer			11315	03/11/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 to update the terms to reflect the current stock price and extend the duration. Under the revised financing the reporting person receives a gross amount of approximately $7.45 million -net amount of $4.6 million- and continues to pledge up to 78,000 shares of the issuer s common stock -the Pledged Shares-. On the revised maturity date of December 20, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer s common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.
Date of Notice	12/19/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David E Glazek
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)