Techprecision (TPCS) Form 4: 192,500 options at $0.32; 17,086 shares sold

Rhea-AI Filing Summary

On 08/06/2025 Techprecision Corporation CEO Alexander Shen reported insider transactions on a Form 4. The filing shows a grant of 192,500 stock options with a conversion/exercise price of $0.32 and a separate reported disposition of 17,086 common shares at $5.49. The Form displays beneficial ownership figures of 246,879 and 229,793 shares as shown in the filing and identifies the awards as made under the Company’s 2016 Equity Incentive Plan.

The derivative table indicates the 192,500 options are tied to common stock and lists an exercisable date of 08/11/2025. The filing also includes an explanatory note that prior options vested in three cumulative installments: 333,334 shares on 08/12/2015, 333,333 on 08/12/2016, and 333,333 on 08/11/2017. The Form 4 was signed by attorney-in-fact Phillip Podgorski on 08/08/2025.

Positive

• 192,500 stock options granted are explicitly identified in the filing, showing clear disclosure of equity compensation.
• Options granted under the 2016 Equity Incentive Plan, providing a documented plan source for the award.
• Exercisable date of 08/11/2025 for the reported options is stated, giving clarity on timing.

Negative

• Disposition of 17,086 common shares at $5.49 is reported, indicating insider selling on 08/06/2025.

Insights

Securities Analyst

TL;DR: CEO received 192,500 options at $0.32 and reported a sale of 17,086 shares on 08/06/2025—standard insider compensation and liquidity actions.

The Form 4 documents a sizable option grant under the 2016 Equity Incentive Plan and a contemporaneous sale of common stock. The filing explicitly shows the option exercise/conversion price ($0.32), the number of options (192,500), and a reported share disposition (17,086 shares at $5.49). These are disclosure-driven items that provide transparency on management compensation and insider selling; the filing does not include financial metrics or statements that would change valuations.

Corporate Governance Expert

TL;DR: Grant documented under the company plan with exercisable date noted and historical vesting schedule disclosed—governance disclosure appears complete.

The Form 4 notes the grant is pursuant to the Company’s 2016 Equity Incentive Plan and supplies an exercisable date (08/11/2025) for the reported options. The filing also reiterates the vesting history of earlier option awards with dates and installment amounts. The Form is executed by an attorney-in-fact and includes signature and filing date, meeting procedural disclosure requirements.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shen Alexander

(Last) (First) (Middle)

C/O TECHPRECISION CORPORATION

1 BELLA DRIVE

(Street)

WESTMINSTER MA 01473

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TECHPRECISION CORP [ TPCS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/06/2025		M		192,500	A	$0.32	246,879	D
Common Stock	08/06/2025		F		17,086	D	$5.49	229,793	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)(1)	$0.32	08/06/2025		M			192,500	(2)	08/11/2025	Common Stock	192,500	$0	0	D

Explanation of Responses:

1. The options were granted pursuant to the Company's 2016 Equity Incentive Plan.

2. The options vested and became exercisable in three cumulative equal installments: 333,334 shares on August 12, 2015, 333,333 shares on August 12, 2016 and 333,333 on August 11, 2017.

	/s/ Phillip Podgorski, attorney-in-fact for Alexander Shen	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

Who filed the Form 4 for Techprecision (TPCS)?

The Form 4 was filed on behalf of Alexander Shen, identified as Chief Executive Officer.

What transactions were reported on 08/06/2025 for TPCS?

The filing reports a grant of 192,500 stock options with an exercise price of $0.32 and a reported disposition of 17,086 shares at $5.49 on 08/06/2025.

Under which plan were the options granted to the TPCS CEO?

The options were granted pursuant to the Company’s 2016 Equity Incentive Plan (as stated in the filing).

When do the reported options become exercisable?

The derivative table lists an exercisable date of 08/11/2025 for the reported options.

Was a signature or filing date included in the Form 4 for TPCS?

Yes. The Form 4 is signed by attorney-in-fact Phillip Podgorski and dated 08/08/2025.