STOCK TITAN

Director at Tri Pointe (NYSE: TPH) exits 80,108 shares in merger

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tri Pointe Homes director Constance B. Moore reported the cash-out of her equity as part of the company’s merger with Sumitomo Forestry. On May 14, 2026, she reported dispositions to the issuer covering 80,108 shares, including 76,374 shares of common stock at $47.00 per share and 3,734 shares underlying restricted stock units.

Under the merger agreement, each share of Tri Pointe common stock was canceled and converted into the right to receive $47.00 in cash, and each outstanding restricted stock unit held by a non-employee director became fully vested and converted into the same cash consideration. Following these transactions, Moore reported no remaining direct holdings in these securities.

Positive

  • None.

Negative

  • None.
Insider MOORE CONSTANCE B
Role null
Type Security Shares Price Value
Disposition Common Stock 76,374 $47.00 $3.59M
Disposition Common Stock (Restricted Stock Unit) 3,734 $0.00 --
Holdings After Transaction: Common Stock — 0 shares (Direct, null); Common Stock (Restricted Stock Unit) — 0 shares (Direct, null)
Footnotes (1)
  1. Pursuant to the Agreement and Plan of Merger, dated as of February 13, 2026 (the "Merger Agreement"), by and among Tri Pointe Homes, Inc. (the "Company"), Sumitomo Forestry Co., Ltd. ("Parent"), and Teton NewCo, Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Parent, on May 14, 2026, Merger Sub merged with and into the Company (the "Merger"), and each share (each, a "Share") of Company common stock (other than certain excluded Shares) issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $47.00 in cash, without interest (the "Merger Consideration"). At the Effective Time, each outstanding restricted stock unit award (each, a "Company RSU") granted prior to February 2026 or held by a non-employee director was fully vested, canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive, in respect of each Share subject to such Company RSU, the Merger Consideration in cash, without interest.
Common shares disposed 76,374 shares Disposition to issuer at $47.00 per share on May 14, 2026
RSU shares disposed 3,734 shares Restricted stock unit shares canceled and cashed out at merger
Total shares affected 80,108 shares Aggregate of common stock and RSU-related shares in merger
Merger consideration per share $47.00 Cash paid for each Tri Pointe common share at Effective Time
Disposition transactions 2 transactions Both coded as D (disposition to issuer) on Form 4
Post-transaction holdings 0 shares Total shares reported following the merger-related dispositions
Agreement and Plan of Merger regulatory
"Pursuant to the Agreement and Plan of Merger, dated as of February 13, 2026..."
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Merger Consideration financial
"was automatically canceled and converted into the right to receive $47.00 in cash... (the "Merger Consideration")"
Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.
restricted stock unit award financial
"each outstanding restricted stock unit award (each, a "Company RSU") granted prior to February 2026..."
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
Effective Time regulatory
"immediately prior to the effective time of the Merger (the "Effective Time")..."
disposition to issuer financial
"transaction_code_description": "Disposition to issuer""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MOORE CONSTANCE B

(Last)(First)(Middle)
C/O TRI POINTE HOMES, INC.
940 SOUTHWOOD BLVD, SUITE 200

(Street)
INCLINE VILLAGE NEVADA 89451

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tri Pointe Homes, Inc. [ TPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/14/2026D76,374D$47(1)0D
Common Stock (Restricted Stock Unit)05/14/2026D3,734(2)D(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to the Agreement and Plan of Merger, dated as of February 13, 2026 (the "Merger Agreement"), by and among Tri Pointe Homes, Inc. (the "Company"), Sumitomo Forestry Co., Ltd. ("Parent"), and Teton NewCo, Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Parent, on May 14, 2026, Merger Sub merged with and into the Company (the "Merger"), and each share (each, a "Share") of Company common stock (other than certain excluded Shares) issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $47.00 in cash, without interest (the "Merger Consideration").
2. At the Effective Time, each outstanding restricted stock unit award (each, a "Company RSU") granted prior to February 2026 or held by a non-employee director was fully vested, canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive, in respect of each Share subject to such Company RSU, the Merger Consideration in cash, without interest.
/s/ Glenn J. Keeler, Attorney-In-Fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Tri Pointe Homes (TPH) report for Constance B. Moore?

Tri Pointe Homes director Constance B. Moore reported dispositions of her shares back to the company in connection with its merger. The filing shows her common stock and restricted stock units were canceled and converted into cash, rather than sold on the open market.

How many Tri Pointe Homes (TPH) shares did Constance B. Moore dispose of in this Form 4?

Constance B. Moore reported dispositions totaling 80,108 shares. This included 76,374 shares of common stock and 3,734 shares tied to restricted stock units. All were canceled and converted into cash consideration as part of the merger structure described in the filing.

What price did Constance B. Moore receive per Tri Pointe Homes (TPH) share in the merger?

Each Tri Pointe Homes share was converted into the right to receive $47.00 in cash. This Merger Consideration applied to common stock and to each share underlying vested restricted stock units, with no interest paid on the cash amount, according to the merger terms.

Were Constance B. Moore’s Tri Pointe Homes (TPH) transactions open-market sales?

No, the transactions were not open-market sales. They are coded as dispositions to the issuer and occurred because all shares were canceled and converted into cash at $47.00 per share under the merger agreement, rather than sold through normal market trading.

What happened to Constance B. Moore’s restricted stock units in the Tri Pointe Homes (TPH) merger?

Her restricted stock units fully vested, were canceled, and converted into cash. For each share underlying a restricted stock unit, she became entitled to receive the $47.00 per-share Merger Consideration, consistent with the treatment specified for non-employee director awards.

Does Constance B. Moore hold any Tri Pointe Homes (TPH) shares after this Form 4 transaction?

The Form 4 reports zero shares following the transactions. Both her common stock and restricted stock units were canceled and converted into cash under the merger, leaving no reported remaining direct holdings of these securities after the Effective Time.