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  4. [Form 4] TriplePoint Venture Growth BDC Corp. Insider Trading Activity

TriplePoint Venture Growth BDC (TPVG) insider reports new stock purchases

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider Sajal K. Srivastava, who serves as President, CIO, and director, reported multiple open-market purchases of the company’s common stock. On 11/25/2025, an indirect entity acquired 15,000 shares at $6.3877 per share, followed by 50,000 shares at $6.3839 per share on 11/26/2025, and 14,868 shares at $6.4648 per share on 11/28/2025, all reported as acquisitions through TriplePoint Capital LLC.

After these transactions, the report lists 1,098,766 shares of common stock beneficially owned indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly. The filer notes that beneficial ownership of the indirectly held securities is disclaimed except to the extent of his pecuniary interest, and that the holdings include shares received under TPVG’s dividend reinvestment plan.

Positive

  • None.

Negative

  • None.
Insider Srivastava Sajal
Role President and CIO
Bought 79,868 shs ($511K)
Type Security Shares Price Value
Purchase Common Stock 14,868 $6.4648 $96K
Purchase Common Stock 50,000 $6.3839 $319K
Purchase Common Stock 15,000 $6.3877 $96K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,098,766 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 301,383.98 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal
(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/25/2025 P 15,000 A $6.3877 1,033,898(1) I By TriplePoint Capital LLC
Common Stock 11/26/2025 P 50,000 A $6.3839 1,083,898(1) I By TriplePoint Capital LLC
Common Stock 11/28/2025 P 14,868 A $6.4648 1,098,766(1) I By TriplePoint Capital LLC
Common Stock 301,383.98(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did TPVG report in this Form 4?

The Form 4 reports that insider Sajal K. Srivastava participated in three open-market purchases of TriplePoint Venture Growth BDC Corp. common stock on 11/25/2025, 11/26/2025, and 11/28/2025 through TriplePoint Capital LLC.

How many TPVG shares were purchased and at what prices?

The reported purchases were 15,000 shares at $6.3877 per share on 11/25/2025, 50,000 shares at $6.3839 per share on 11/26/2025, and 14,868 shares at $6.4648 per share on 11/28/2025.

What is Sajal K. Srivastava’s relationship to TriplePoint Venture Growth BDC Corp. (TPVG)?

Sajal K. Srivastava is reported as both a director and an officer of TriplePoint Venture Growth BDC Corp., serving as President and CIO.

How many TPVG shares does the insider beneficially own after these transactions?

Following the reported transactions, the filing lists 1,098,766 shares of common stock beneficially owned indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly.

How are the indirect TPVG share holdings structured for this insider?

The indirect holdings are reported as being held by TriplePoint Capital LLC. The reporting person disclaims beneficial ownership of those securities except to the extent of his pecuniary interest.

Do the reported TPVG holdings include shares from a dividend reinvestment plan?

Yes. The explanation notes that the reported holdings include shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Is this TPVG Form 4 filed by one person or multiple reporting persons?

The filing indicates that the Form is filed by one reporting person, not by more than one reporting person.