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TriplePoint Venture Growth (TPVG) CEO discloses insider stock buys

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. disclosed insider share purchases by its Chief Executive Officer and director, James P. Labe. On 12/31/2025, an affiliated entity bought 30,459 shares of common stock at $6.5457 per share, and on 01/02/2026 it bought another 27,153 shares at $6.6043 per share. These transactions were reported as indirect ownership through TriplePoint Capital LLC, which now holds 1,836,980 shares. Labe also reports 250 shares held in children's custodian trust accounts and 239,404.46 shares held directly. The filing notes that the reported purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and that Labe disclaims beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2025 P 30,459 A $6.5457 1,809,827(1) I(2) By TriplePoint Capital LLC
Common Stock 01/02/2026 P 27,153 A $6.6043 1,836,980(1) I(2) By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 239,404.46(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG report in this Form 4 filing?

The filing shows that an entity affiliated with TPVG's CEO, James P. Labe, purchased 30,459 shares of common stock at $6.5457 on 12/31/2025 and 27,153 shares at $6.6043 on 01/02/2026, all reported as indirect ownership.

How many TPVG shares does the CEO beneficially own after these transactions?

After the reported transactions, TriplePoint Capital LLC, through which James P. Labe reports indirect ownership, holds 1,836,980 TPVG shares. He also reports 250 shares in children's custodian trust accounts and 239,404.46 shares held directly.

Was a Rule 10b5-1 trading plan used for these TPVG share purchases?

Yes. The filing states that the reported purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and the relevant checkbox for a 10b5-1 plan is indicated.

What is James P. Labe’s role at TriplePoint Venture Growth BDC Corp. (TPVG)?

James P. Labe is reported as both a Director and an OfficerChief Executive Officer.

How are the TPVG shares categorized in terms of direct and indirect ownership?

The filing reports indirect ownership of 1,836,980 shares through TriplePoint Capital LLC and 250 shares in children's custodian trust accounts, while 239,404.46 shares are reported as direct ownership.

Does the CEO claim full beneficial ownership of all reported TPVG shares?

No. The filing explains that the reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, and that including them should not be taken as an admission of full beneficial ownership.

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