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TriplePoint Venture Growth (TPVG) director reports new share buys

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. (TPVG)11/17/2025 and 11/18/2025, common stock was acquired indirectly through TriplePoint Capital LLC. The reported purchases were 44,648 shares at $6.0611 per share and 27,439 shares at $6.062 per share. After these transactions, indirect beneficial ownership through TriplePoint Capital LLC is listed as 836,139 shares of TPVG common stock. The filing also reports 301,383.98 shares of common stock held directly, which includes shares received through TPVG’s dividend reinvestment plan.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/17/2025 P 44,648 A $6.0611 808,700(1) I By TriplePoint Capital LLC
Common Stock 11/18/2025 P 27,439 A $6.062 836,139(1) I By TriplePoint Capital LLC
Common Stock 301,383.98(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVG report in this Form 4?

The Form 4 reports that Sajal K. Srivastava, a director and the President and CIO of TriplePoint Venture Growth BDC Corp. (TPVG), acquired additional shares of TPVG common stock in two transactions on 11/17/2025 and 11/18/2025.

How many TPVG shares were acquired in the reported insider trades?

The filing shows purchases of 44,648 shares of TPVG common stock at $6.0611 per share on 11/17/2025, and 27,439 shares at $6.062 per share on 11/18/2025, acquired indirectly through TriplePoint Capital LLC.

What is Sajal K. Srivastava’s reported TPVG share ownership after these transactions?

Following the reported transactions, the Form 4 lists 836,139 shares of TPVG common stock beneficially owned indirectly through TriplePoint Capital LLC, and 301,383.98 shares held directly in his own name.

How is the TPVG insider ownership structured between direct and indirect holdings?

The filing separates holdings into indirect ownership of 836,139 shares through TriplePoint Capital LLC and direct ownership of 301,383.98 shares of TPVG common stock.

What does the Form 4 say about beneficial ownership of the reported TPVG shares?

The filer states that he disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest in them, and that including these shares does not represent an admission of beneficial ownership for any purpose.

Does the TPVG Form 4 mention dividend reinvestment plan shares?

Yes. The explanation notes that the 301,383.98 directly held shares include TPVG common stock received under the company’s dividend reinvestment plan.

Who signed the TPVG Form 4 and on what date?

The Form 4 was signed by /s/ Sajal K. Srivastava on 11/19/2025, in his capacity as the reporting person.

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TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
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United States
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