STOCK TITAN

TriplePoint Venture Growth BDC (TPVG) director details new share buys

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. director, president and CIO Sajal K. Srivastava reported automatic purchases of company common stock through an established trading plan. On 12/31/2025, an entity affiliated with him, TriplePoint Capital LLC, purchased 30,459 shares of common stock at a price of $6.5457 per share. On 01/02/2026, it purchased an additional 27,153 shares at a price of $6.6043 per share, both reported as indirect ownership.

Following these transactions, the filing shows 1,836,980 shares of common stock indirectly held through TriplePoint Capital LLC and 306,975.886 shares held directly. The purchases were made pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and the reporting person states he disclaims beneficial ownership of some of the reported securities beyond his economic interest.

Positive

  • None.

Negative

  • None.
Insider Srivastava Sajal
Role President and CIO
Bought 57,612 shs ($379K)
Type Security Shares Price Value
Purchase Common Stock 27,153 $6.6043 $179K
Purchase Common Stock 30,459 $6.5457 $199K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,836,980 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 306,975.886 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2025 P 30,459 A $6.5457 1,809,827(1) I(2) By TriplePoint Capital LLC
Common Stock 01/02/2026 P 27,153 A $6.6043 1,836,980(1) I(2) By TriplePoint Capital LLC
Common Stock 306,975.886(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG report in this Form 4?

The filing reports that an entity affiliated with Sajal K. Srivastava purchased 30,459 TPVG common shares at $6.5457 on 12/31/2025 and 27,153 shares at $6.6043 on 01/02/2026.

Who is the reporting person in this TPVG Form 4 filing?

The reporting person is Sajal K. Srivastava, who is identified as a director and as President and CIO of TriplePoint Venture Growth BDC Corp.

How many TPVG shares does the insider report owning after these trades?

After the reported transactions, the filing shows 1,836,980 TPVG common shares indirectly owned through TriplePoint Capital LLC and 306,975.886 shares directly owned.

Were the TPVG share purchases made under a Rule 10b5-1 trading plan?

Yes. The filing states the purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

What type of ownership does the Form 4 report for these TPVG shares?

The shares purchased on 12/31/2025 and 01/02/2026 are reported as indirect ownership by TriplePoint Capital LLC, while 306,975.886 shares are reported as direct ownership.

Does the insider claim full beneficial ownership of all reported TPVG shares?

No. The filing explains that the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in them.