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  4. [Form 4] TriplePoint Venture Growth BDC Corp. Insider Trading Activity

TriplePoint Venture Growth (TPVG) insider-linked LLC buys more shares

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider reporting shows equity purchases by an affiliated entity of President and CIO Sajal K. Srivastava. On January 7, 2026, TriplePoint Capital LLC bought 30,877 shares of common stock at $6.431 per share, followed by another purchase of 16,833 shares at $6.6062 per share on January 8, 2026. These indirect holdings through TriplePoint Capital LLC totaled 1,958,690 shares after the reported transactions, while Srivastava also had 306,975.886 shares held directly. The filing notes that the purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC and that the direct holdings include shares received under TPVG’s dividend reinvestment plan.

Positive

  • None.

Negative

  • None.
Insider Srivastava Sajal
Role President and CIO
Bought 47,710 shs ($310K)
Type Security Shares Price Value
Purchase Common Stock 16,833 $6.6062 $111K
Purchase Common Stock 30,877 $6.431 $199K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,958,690 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 306,975.886 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal
(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/07/2026 P 30,877 A $6.431 1,941,857(1) I(2) By TriplePoint Capital LLC
Common Stock 01/08/2026 P 16,833 A $6.6062 1,958,690(1) I(2) By TriplePoint Capital LLC
Common Stock 306,975.886(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did TPVG report for Sajal K. Srivastava?

The report shows that an affiliated entity of Sajal K. Srivastava, TriplePoint Capital LLC, purchased TPVG common stock on January 7 and 8, 2026, and updates his direct and indirect share holdings.

How many TPVG shares did TriplePoint Capital LLC buy in January 2026?

TriplePoint Capital LLC bought 30,877 TPVG common shares at $6.431 on January 7, 2026 and 16,833 shares at $6.6062 on January 8, 2026.

How many TPVG shares were indirectly held after these transactions?

Following the reported transactions, 1,958,690 TPVG common shares were held indirectly by TriplePoint Capital LLC on behalf of the reporting person.

How many TPVG shares does Sajal K. Srivastava hold directly?

The filing lists 306,975.886 TPVG common shares as held directly, which includes shares received under TPVG’s dividend reinvestment plan.

Were the TPVG insider purchases made under a Rule 10b5-1 trading plan?

Yes. The purchases by TriplePoint Capital LLC occurred automatically under a Rule 10b5-1 trading plan adopted on November 6, 2025.

Does Sajal K. Srivastava claim full beneficial ownership of the indirectly held TPVG shares?

No. The filing states that he disclaims beneficial ownership of those securities except to the extent of his pecuniary interest in them.

What is Sajal K. Srivastava’s role at TriplePoint Venture Growth BDC Corp.?

He is a director and serves as the company’s President and Chief Investment Officer (CIO).