TriplePoint Venture Growth insider share purchases

TriplePoint Venture Growth BDC Corp. director and officer Sajal K. Srivastava reported indirect purchases of common stock through TriplePoint Capital LLC.

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. director and officer Sajal K. Srivastava reported indirect purchases of common stock through TriplePoint Capital LLC. On January 9, 2026, TriplePoint Capital LLC bought 16,000 shares at $6.5577 per share, and on January 12, 2026 it bought 23,799 shares at $6.6603 per share. After these trades, 1,998,489 shares were indirectly held through TriplePoint Capital LLC and 306,975.886 shares were held directly.

The purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, meaning they were pre‑scheduled rather than discretionary. The filing notes that the reporting person disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest, and that the direct holding figure includes shares received through the company’s dividend reinvestment plan.

Insider Trade Summary

Net Buyer: 39,799 shares

Net Buy 3 txns

Insider Srivastava Sajal

Role President and CIO

Bought 39,799 shs ($263K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	23,799	$6.6603	$159K
Purchase	Common Stock	16,000	$6.5577	$105K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,998,489 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 306,975.886 shares (Direct)

Footnotes (3)

1. F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. F2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. F3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did TPVG report in this Form 4?

The Form 4 reports that an entity associated with Sajal K. Srivastava, TriplePoint Venture Growth BDC Corp.'s President and CIO, purchased 16,000 and 23,799 shares of common stock in two transactions at $6.5577 and $6.6603 per share, respectively.

Who made the TPVG share purchases disclosed in this filing?

The purchases were made by TriplePoint Capital LLC, which is identified in the filing as the indirect owner of the shares reported for Sajal K. Srivastava.

Were the TPVG insider share purchases under a Rule 10b5-1 plan?

Yes. The filing states that the reported purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

How many TPVG shares are indirectly and directly held after these transactions?

After the reported trades, 1,998,489 TPVG common shares were held indirectly through TriplePoint Capital LLC, and 306,975.886 shares were held directly.

What does the Form 4 say about Srivastava’s beneficial ownership of TPVG shares?

The filing states that Srivastava disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, and that including those shares is not an admission of beneficial ownership.

Do the reported TPVG holdings include dividend reinvestment shares?

Yes. A footnote explains that the 306,975.886 directly held shares include common stock received under TPVG's dividend reinvestment plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/13/2026 - 10:50 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sajal

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CIO

3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/09/2026		P		16,000	A	$6.5577	1,974,690(1)	I(2)	By TriplePoint Capital LLC
Common Stock	01/12/2026		P		23,799	A	$6.6603	1,998,489(1)	I(2)	By TriplePoint Capital LLC
Common Stock								306,975.886(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ Sajal K. Srivastava	01/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.