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TriplePoint Venture Growth CEO reports new TPVG stock purchases

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider James P. Labe, who serves as both a director and Chief Executive Officer, reported open-market purchases of the company’s common stock. On 11/19/2025, an indirect entity, TriplePoint Capital LLC, purchased 50,000 shares of common stock at a price of $6.1861 per share. On 11/20/2025, TriplePoint Capital LLC purchased an additional 42,999 shares at $6.2793 per share.

Following these transactions, TriplePoint Capital LLC indirectly held 929,138 shares of TriplePoint Venture Growth BDC Corp. common stock. In addition, 250 shares were held in children’s custodian trust accounts, and 236,690.738 shares were held directly. The filing notes that Labe disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest and indicates that some shares were received pursuant to TPVG’s dividend reinvestment plan.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2025 P 50,000 A $6.1861 886,139(1) I By TriplePoint Capital LLC
Common Stock 11/20/2025 P 42,999 A $6.2793 929,138(1) I By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 236,690.738(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVG CEO James P. Labe report?

James P. Labe reported open-market purchases of 50,000 TPVG shares on 11/19/2025 at $6.1861 per share and 42,999 shares on 11/20/2025 at $6.2793 per share, through TriplePoint Capital LLC.

How many TPVG shares does TriplePoint Capital LLC hold after these trades?

After the reported transactions, TriplePoint Capital LLC beneficially owned 929,138 shares of TriplePoint Venture Growth BDC Corp. common stock.

What is James P. Labe’s relationship to TriplePoint Venture Growth BDC Corp. (TPVG)?

James P. Labe is reported as both a director and an officer of TPVG, serving in the role of Chief Executive Officer.

Does the TPVG Form 4 include directly held shares by James P. Labe?

Yes. The Form 4 reports that 236,690.738 shares of TPVG common stock are held directly and 250 shares are held in children’s custodian trust accounts.

What disclaimer about beneficial ownership does James P. Labe include?

The filing states that Labe disclaims beneficial ownership of certain securities except to the extent of his pecuniary interest and that including these shares does not constitute an admission of beneficial ownership.

Are any TPVG shares noted as received through a dividend reinvestment plan?

Yes. The explanation notes that the reported holdings include shares of common stock received pursuant to TPVG’s dividend reinvestment plan.

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TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
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United States
MENLO PARK