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TriplePoint Venture Growth (NYSE: TPVG) CEO James Labe adds TPVG shares in open-market buys

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider activity: Chief Executive Officer and director James P. Labe reported multiple open-market purchases of TriplePoint Venture Growth BDC Corp. common stock. On 11/25/2025, an affiliated entity bought 15,000 shares at $6.3877 per share. On 11/26/2025, it acquired another 50,000 shares at $6.3839 per share, and on 11/28/2025, it purchased 14,868 shares at $6.4648 per share.

After these transactions, Mr. Labe reports indirect beneficial ownership of 1,098,766 shares through TriplePoint Capital LLC and 250 shares held in children's custodian trust accounts, plus direct ownership of 236,690.738 shares, which includes stock received through the company’s dividend reinvestment plan. He disclaims beneficial ownership of certain indirectly held shares beyond his economic interest.

Positive

  • None.

Negative

  • None.
Insider Labe James
Role Chief Executive Officer
Bought 79,868 shs ($511K)
Type Security Shares Price Value
Purchase Common Stock 14,868 $6.4648 $96K
Purchase Common Stock 50,000 $6.3839 $319K
Purchase Common Stock 15,000 $6.3877 $96K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,098,766 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 236,690.738 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/25/2025 P 15,000 A $6.3877 1,033,898(1) I By TriplePoint Capital LLC
Common Stock 11/26/2025 P 50,000 A $6.3839 1,083,898(1) I By TriplePoint Capital LLC
Common Stock 11/28/2025 P 14,868 A $6.4648 1,098,766(1) I By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 236,690.738(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 12/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions were reported for TPVG in this Form 4?

The filing reports that CEO and director James P. Labe, through an affiliated entity, purchased TPVG common stock in three open-market transactions on 11/25/2025, 11/26/2025, and 11/28/2025.

How many TPVG shares did James P. Labe buy and at what prices?

Through TriplePoint Capital LLC, Mr. Labe bought 15,000 shares at $6.3877, 50,000 shares at $6.3839, and 14,868 shares at $6.4648 per share.

What is James P. Labe’s reported TPVG share ownership after these trades?

After the transactions, he reports indirect ownership of 1,098,766 shares through TriplePoint Capital LLC, 250 shares held in children's custodian trust accounts, and direct ownership of 236,690.738 shares.

How are some of James P. Labe’s TPVG shares held indirectly?

Some TPVG shares are held indirectly by TriplePoint Capital LLC and in children's custodian trust accounts, with Mr. Labe disclaiming beneficial ownership beyond his pecuniary interest.

Does the filing mention TPVG’s dividend reinvestment plan?

Yes. The filing notes that Mr. Labe’s directly owned 236,690.738 TPVG shares include stock received under the company’s dividend reinvestment plan.