Tootsie Roll (TR) VP and General Counsel files initial Form 3

Rhea-AI Filing Summary

TOOTSIE ROLL INDUSTRIES INC executive Jeffrey S. Srulovitz, the company’s VP and General Counsel, submitted a Form 3, which is an initial insider ownership report. The data provided shows no reported transactions or derivative positions for this insider in the excerpted information.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Srulovitz Jeffrey S

(Last) (First) (Middle)

7401 S CICERO AVE

(Street)

CHICAGO ILLINOIS 60629

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/22/2026

3. Issuer Name and Ticker or Trading Symbol
TOOTSIE ROLL INDUSTRIES INC [ TR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP and General Counsel

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Barry Bowen, Attorney-in-Fact	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the TOOTSIE ROLL (TR) Form 3 filing for Jeffrey S. Srulovitz show?

The Form 3 for Jeffrey S. Srulovitz, VP and General Counsel, records his status as an insider. The excerpted data shows no reportable transactions or derivative positions associated with him in this filing.

Who is the reporting person in the TOOTSIE ROLL (TR) Form 3 filing?

The reporting person is Jeffrey S. Srulovitz, an officer of Tootsie Roll Industries. He serves as VP and General Counsel, making him a company insider required to report holdings and certain transactions to the SEC.

Does the TOOTSIE ROLL (TR) Form 3 include any insider trades?

The provided Form 3 data lists zero buy, sell, gift, exercise, or other transaction counts. This means no insider trades are reported for Jeffrey S. Srulovitz within the scope of the excerpted information.

Are there any derivative securities reported for Jeffrey S. Srulovitz in TR’s Form 3?

The derivative summary in the Form 3 excerpt is empty, indicating no derivative securities such as options or warrants are reported for Jeffrey S. Srulovitz in this particular dataset.

Why is a Form 3 filing required for TOOTSIE ROLL (TR) officers?

Form 3 is required when someone becomes an insider, such as a company officer. It provides the SEC and investors with an initial statement of that person’s beneficial ownership and serves as a baseline for future Form 4 or Form 5 updates.