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TRAD SEC Filings

TRAD New York Stock Exchange

Welcome to our dedicated page for TRAD SEC filings (Ticker: TRAD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on TRAD's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into TRAD's regulatory disclosures and financial reporting.

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APEX Innovation Acquisition Corp., the sponsor of APEX Tech Acquisition Inc., and its sole director and shareholder Shaoren Liu report beneficial ownership of 3,008,254 ordinary shares, representing 21.1% of the company’s ordinary shares.

The stake consists of 2,697,000 founder shares and 208,971 ordinary shares underlying private placement units. Founder shares were subscribed on August 7, 2025 for $25,000, while the private placement on February 27, 2025 involved 208,971 units at $10.00 each, generating $2,089,710 in gross proceeds.

The sponsor and insiders are party to agreements covering voting in favor of an initial business combination, restrictions on converting or redeeming their founder and private shares, lock-up provisions after a business combination, and registration rights allowing future resale registrations of these securities.

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APEX Tech Acquisition Inc. Schedule 13G reports that Harraden-related entities and Frederick V. Fortmiller, Jr. beneficially own 850,000 Ordinary Shares, equal to 5.96% of the class as of 02/26/2026. The holdings are reported as subject to shared voting and shared dispositive power of 850,000 shares and arise from Harraden Fund and affiliated investment vehicles with indirect ownership through Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller.

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APEX Tech Acquisition Inc. director and Chief Executive Officer Liu Shaoren filed an initial statement of beneficial ownership. The filing reports indirect ownership of 2,875,000 ordinary shares as of February 25, 2026, held through APEX Innovation Acquisition Corp., described as the sponsor.

Mr. Liu is the sole director and shareholder of this sponsor entity and therefore is treated as having beneficial ownership of the shares it holds of record.

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APEX Tech Acquisition Inc. Schedule 13G filing shows Space Summit Capital LLC beneficially owns 700,000 Shares, equal to 7.0% of the class. The filing lists the holding date as 02/26/2026 and is signed by the reporting person’s managing member on 03/03/2026.

The report states Space Summit has sole voting and sole dispositive power over all 700,000 shares. The address and Delaware LLC status are recorded in the filing.

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APEX Tech Acquisition Inc. ownership disclosure: Feis Equities LLC and Lawrence M. Feis report beneficial ownership of 1,000,185 Ordinary Shares, representing 8.93% of the class. The percentage is calculated using 11,197,131 Ordinary shares outstanding as of February 25, 2026. The filing is a joint Schedule 13G and is signed by Lawrence M. Feis.

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APEX Tech Acquisition Inc., a Cayman Islands blank check company, priced its initial public offering at $100 million, selling 10,000,000 units at $10.00 per unit. Each unit includes one ordinary share and a right to receive one-fourth of an ordinary share if an initial business combination is completed.

The units are expected to begin trading on the NYSE under the symbol “TRADU” on February 26, 2026, with the ordinary shares and rights later trading separately as “TRAD” and “TRADR”. A.G.P./Alliance Global Partners is the sole book-running manager, and underwriters have a 45-day option to buy up to 1,500,000 additional units to cover any over-allotments.

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APEX Tech Acquisition Inc. director Zeng Zheng filed an initial ownership report on Form 3 for TRAD. This filing establishes Zheng’s status as a director and formally begins public reporting of any future changes in his ownership of APEX Tech Acquisition Inc. securities.

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APEX Tech Acquisition Inc. director Li Jiancheng has filed an initial ownership report on Form 3 for issuer TRAD. This filing establishes his status as a company insider but does not report any share purchases, sales, or other transactions.

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APEX Tech Acquisition Inc. director Gao Zengwei filed an initial ownership report on Form 3 for ticker TRAD. The data provided show no buy, sell, acquisition, or disposition transactions, with all transaction counts and share amounts reported as zero in this filing.

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APEX Tech Acquisition Inc. filed Amendment No. 3 to its Form S-1 as an exhibit-only update, primarily to add the filing fee table and related exhibits while leaving the substantive prospectus disclosure unchanged. The company estimates offering-related expenses (excluding underwriting discounts and commissions) of $470,000, covering legal, accounting, listing, regulatory, trustee, transfer agent, printing, and other costs.

The filing describes prior unregistered issuances of 2,875,000 founder shares to the sponsor for aggregate consideration of $25,000, with up to 375,000 subject to forfeiture tied to the underwriters’ over-allotment option. It also notes the sponsor’s commitment to purchase 197,000 private units, plus up to 15,000 additional private units at $10.00 per unit if the over-allotment option is exercised, relying on a private offering exemption.

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