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APEX Tech (TRAD) CEO Liu Shaoren reports 2.9M indirect shares on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

APEX Tech Acquisition Inc. director and Chief Executive Officer Liu Shaoren filed an initial statement of beneficial ownership. The filing reports indirect ownership of 2,875,000 ordinary shares as of February 25, 2026, held through APEX Innovation Acquisition Corp., described as the sponsor.

Mr. Liu is the sole director and shareholder of this sponsor entity and therefore is treated as having beneficial ownership of the shares it holds of record.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Liu Shaoren

(Last) (First) (Middle)
13501 KATY FWY

(Street)
HOUSTON TX 77079

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/25/2026
3. Issuer Name and Ticker or Trading Symbol
APEX Tech Acquisition Inc. [ TRAD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares 2,875,000 I By sponsor(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Liu is the sole director and shareholder of APEX Innovation Acquisition Corp. (the "Sponsor") and therefore has beneficial Ownership over the shares held of record by the Sponsor
Remarks:
/s/ Shaoren Liu 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Liu Shaoren report owning in APEX Tech Acquisition Inc. (TRAD)?

Liu Shaoren reports beneficial ownership of 2,875,000 ordinary shares of APEX Tech Acquisition Inc. The shares are held indirectly through APEX Innovation Acquisition Corp., the sponsor, where he is the sole director and shareholder, giving him beneficial ownership over those holdings.

Is the ownership reported by Liu Shaoren on TRAD Form 3 direct or indirect?

The ownership is reported as indirect. The Form 3 states the 2,875,000 ordinary shares are held "By sponsor," APEX Innovation Acquisition Corp., rather than directly by Liu Shaoren, though he has beneficial ownership through his role as sole director and shareholder of the sponsor entity.

Does Liu Shaoren’s Form 3 for TRAD show any buy or sell transactions?

The Form 3 does not show any buy or sell transactions. It is an initial statement of beneficial ownership listing 2,875,000 ordinary shares held indirectly via the sponsor, with the transaction classified as a holding and no purchase or sale amounts disclosed.

Why is APEX Innovation Acquisition Corp. mentioned in the TRAD Form 3 filing?

APEX Innovation Acquisition Corp. is identified as the sponsor that holds the 2,875,000 ordinary shares of APEX Tech Acquisition Inc. A footnote explains Liu Shaoren is the sole director and shareholder of this sponsor, which gives him beneficial ownership of the shares it holds.

What role does Liu Shaoren hold at APEX Tech Acquisition Inc. (TRAD)?

Liu Shaoren is reported as both a director and Chief Executive Officer of APEX Tech Acquisition Inc. The Form 3 also marks him as a ten percent owner, reflecting his beneficial ownership of 2,875,000 ordinary shares held indirectly through the sponsor entity.
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