Insider charity plan sells ReposiTrak (TRAK) shares in Rule 10b5-1 trades
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
ReposiTrak, Inc. insider filing shows planned charitable-related stock sales by entities associated with CEO and 10% owner Randall K. Fields. A Rule 10b5-1 trading plan for RK Fields Charitable 2022, LLC executed sales of ReposiTrak common stock on three days: 1,000 shares on 01/14/2026 at a weighted average price of $11.094, 3,600 shares on 01/15/2026 at $11.0786, and 2,900 shares on 01/16/2026 at $10.8452. The trading plan was established to help the reporting person meet charitable commitments.
After these transactions, RK Fields Charitable 2022, LLC held 145,000 shares of common stock. As of 01/14/2026, Randall K. Fields also beneficially owned 3,483,955 common shares directly, plus additional common and Series B preferred stock indirectly through Riverview Financial Corp., his spouse, Fields Management, Inc., and other related holdings.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 7,500 shares ($82,428)
Net Sell
9 txns
Insider
FIELDS RANDALL K
Role
CHIEF EXECUTIVE OFFICER
Sold
7,500 shs ($82K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 2,900 | $10.8452 | $31K |
| Sale | Common Stock | 3,600 | $11.0786 | $40K |
| Sale | Common Stock | 1,000 | $11.094 | $11K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Series B Preferred Stock | -- | -- | -- |
| holding | Series B Preferred Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 145,000 shares (Indirect, By RK Fields Charitable 2022, LLC);
Common Stock — 3,483,955 shares (Direct);
Series B Preferred Stock — 169,797 shares (Indirect, By Riverview Financial Corp)
Footnotes (1)
- The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $11.00 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $11.02 to $11.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $10.77 to $11.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
FAQ
Who is the reporting person in the ReposiTrak (TRAK) Form 4 filing?
The reporting person is Randall K. Fields, who is a director, chief executive officer, and 10% owner of ReposiTrak, Inc.
What transactions were reported in the ReposiTrak (TRAK) Form 4?
Entities associated with Randall K. Fields reported sales of ReposiTrak common stock by RK Fields Charitable 2022, LLC: 1,000 shares on 01/14/2026 at $11.094, 3,600 shares on 01/15/2026 at $11.0786, and 2,900 shares on 01/16/2026 at $10.8452.
Were the ReposiTrak (TRAK) insider stock sales under a Rule 10b5-1 plan?
Yes. The filing states the sales occurred automatically under a Rule 10b5-1 trading plan adopted by the reporting person in his capacity as trustee and managing member of entities related to RK Fields Charitable 2022, LLC.
What was the purpose of the ReposiTrak (TRAK) Rule 10b5-1 trading plan?
According to the footnote, the trading plan for RK Fields Charitable 2022, LLC was established to enable the reporting person to meet some of his charitable commitments.
What are Randall K. Fields’ other beneficial holdings in ReposiTrak (TRAK)?
As of 01/14/2026, Randall K. Fields beneficially owned 3,483,955 common shares directly, plus additional common stock indirectly through Riverview Financial Corp., his spouse, and Fields Management, Inc., as well as Series B preferred stock held indirectly through Riverview Financial Corp. and his spouse.