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Traws Pharma SEC Filings

TRAW NASDAQ

Welcome to our dedicated page for Traws Pharma SEC filings (Ticker: TRAW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Traws Pharma, Inc. (NASDAQ: TRAW) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents offer detailed information on Traws’ clinical-stage antiviral programs, financial position, governance and executive compensation, and they complement the company’s press releases.

Through periodic reports such as the Form 10-K and proxy statements, Traws describes its business focus on developing investigational oral small molecule antivirals for respiratory viral diseases, including COVID-19, Long COVID, bird flu and seasonal influenza. The definitive proxy statement (DEF 14A) outlines board structure, incentive compensation plans and matters submitted to stockholders, while also providing context on corporate governance and director elections.

Current reports on Form 8-K, several of which are referenced in the provided data, document material events such as interim clinical data announcements for ratutrelvir, approval to proceed with Phase 2 COVID-19 studies, dosing of the first Phase 2 subjects, quarterly earnings releases, option and restricted stock unit grants to executives, and the appointment of new board members and officers. These filings also confirm that Traws’ common stock is listed on The Nasdaq Stock Market LLC under the symbol TRAW.

Investors and analysts can use this page to review how Traws reports on its clinical progress with ratutrelvir and tivoxavir marboxil, its legacy oncology programs rigosertib and narazaciclib, and its financial results and capital structure. Forms related to executive and director compensation, incentive plans and governance changes provide additional insight into how the company aligns management incentives with its development priorities.

Stock Titan enhances access to these filings by organizing them chronologically and by form type, and by offering AI-powered summaries that explain the key points of lengthy documents such as annual reports, quarterly updates and 8-Ks. This allows users to quickly understand the significance of new filings, track trends in Traws’ disclosures and identify items such as clinical milestones, financing arrangements or changes in leadership that may be important for evaluating TRAW stock.

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Traws Pharma (TRAW) reported an insider equity award. On 10/01/2025, a company director received a stock option grant covering 15,609 shares of common stock at an exercise price of $1.89 per share.

The options expire on 10/01/2035 and were reported with a derivative security price of $0. The award vests over three years from the grant date: 33% on the first anniversary, 33% on the second, and 34% on the third. The filing lists direct (D) ownership following the transaction.

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Traws Pharma (TRAW) filed a Form 3 for director John Leaman, reporting initial beneficial ownership status as of 10/01/2025.

The filing states that no securities are beneficially owned. This is a routine Section 16 compliance disclosure establishing the insider’s baseline holdings at the time he became a reporting person.

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Traws Pharma (TRAW) announced a clinical milestone via an 8-K: on October 14, 2025, the company dosed the first subject in its Phase 2 study evaluating ratutrelvir, a ritonavir-free treatment candidate for newly diagnosed COVID subjects. The company furnished a press release as Exhibit 99.1.

This update signals progression into mid-stage testing for ratutrelvir, with details provided in the accompanying press release.

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Traws Pharma, Inc. is soliciting proxies for its 2025 Annual Meeting to be held virtually on November 21, 2025. Stockholders of record as of October 2, 2025 may vote on the election of seven directors, ratification of KPMG LLP as auditor, non-binding advisory votes on executive compensation and pay-frequency, an amendment and restatement of the 2021 Incentive Compensation Plan, and a proposal to permit adjournment if additional votes are needed.

The Board recommends voting For each director nominee, For the auditor ratification, For the plan amendment, and Every Two Years for say-on-pay frequency. The plan amendment requests an increase of 1,500,000 shares and an extension of the plan term to the tenth anniversary of its effective date. There were 7,125,832 common shares outstanding on the record date; Series C preferred shares are non-voting for these proposals. Proxy materials and related Annual Report amendments will be available on or about October 8, 2025.

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Traws Pharma, Inc. filed an 8-K describing board and leadership updates. On October 1, 2025, the Board appointed John Leaman, MD as an independent director with a term expiring at the 2025 annual meeting of stockholders, and added him to the Audit Committee. His compensation will match that of other non-employee directors under the company’s disclosed director pay program, and there are no related-party arrangements or transactions noted in connection with his appointment.

The Board also removed the “interim” designations from the titles of Dr. Iain Dukes and Charles Parker, who now serve as Chief Executive Officer and Chief Financial Officer, respectively. Mr. Parker continues to provide CFO services as a non-employee consultant through Stout, for which the company pays $500 per hour, up to a maximum of $50,000 per month. A press release dated October 6, 2025, was furnished as an exhibit.

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Schedule 13G filed for Traws Pharma, Inc. (TRAW) reports that Squadron Master Fund LP holds 372,374 shares (5.3%) and that Squadron Capital Management LLC and principals Matthew Sesterhenn and William Blank each report 420,501 shares (6.0%) based on 7,063,829 shares outstanding as of August 12, 2025. The filing states the shares are held by funds advised by Squadron Capital and that the adviser and the named partners disclaim beneficial ownership under Rule 13d-4. No party reports sole voting or dispositive power; all reported holdings are shared.

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Traws Pharma, Inc. filed a current report to highlight new investor communications and a clinical milestone. The company has begun using a new corporate presentation, which is furnished as an exhibit and posted on its website.

The report also notes a press release announcing that a Human Research Ethics Committee has approved proceeding with a Phase 2 study of ratutrelvir, a ritonavir-free treatment in newly diagnosed COVID subjects. The press release and the investor presentation are attached as Exhibits 99.1 and 99.2.

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Traws Pharma, Inc. furnished an earnings press release announcing its financial results for the quarter ended June 30, 2025, and began using a new corporate investor presentation. The earnings release is furnished as Exhibit 99.1 and the presentation as Exhibit 99.2, and the presentation will be posted on the company website.

The disclosure in Item 7.01 is incorporated by reference into Item 2.02 but is explicitly furnished, not filed, and therefore is not subject to Section 18 liabilities or automatically incorporated by reference in other filings unless specifically referenced. The Current Report and its exhibits include customary forward‑looking statements and a risk disclaimer. The 8‑K body does not contain numeric financial results; investors must review Exhibits 99.1 and 99.2 for the full figures and context.

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Traws Pharma, Inc. completed an April 2024 asset acquisition of Trawsfynydd and now focuses on two lead antiviral programs, tivoxavir marboxil and ratutrelvir, while retaining oncology assets for potential partnerships. The asset acquisition included an in‑process R&D asset valued at $117.464 million.

For the three months ended June 30, 2025 the company reported $2.733 million of revenue and a net loss of $0.915 million; for the six months ended June 30, 2025 it reported $2.79 million of revenue and net income of $20.575 million, largely reflecting recognition of deferred revenue and significant changes and reclassifications of warrant liabilities. Cash and cash equivalents were $13.081 million at June 30, 2025 and the company stated it does not have sufficient cash to support operations for more than one year, noting substantial doubt about its ability to continue as a going concern. The company regained Nasdaq compliance with minimum stockholders’ equity and will be subject to a mandatory panel monitor for one year.

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FAQ

What is the current stock price of Traws Pharma (TRAW)?

The current stock price of Traws Pharma (TRAW) is $2 as of March 13, 2026.

What is the market cap of Traws Pharma (TRAW)?

The market cap of Traws Pharma (TRAW) is approximately 16.1M.

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TRAW Stock Data

16.14M
5.68M
Biotechnology
Pharmaceutical Preparations
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United States
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