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First Tracks Biotherapeutics (TRAX) awards options and RSUs to director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

First Tracks Biotherapeutics director Rita Jain received new equity awards. On May 12, 2026, she was granted options for 7,000 shares of common stock at an exercise price of $17.81 per share, vesting monthly over one year starting June 12, 2026. She also received 2,500 restricted stock units, each convertible into one share of common stock, which vest in full on the date of the company’s 2027 annual meeting of shareholders, in both cases contingent on continued service.

Positive

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Insider Jain Rita
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 2,500 $0.00 --
Grant/Award Stock Option (right to buy) 7,000 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 2,500 shares (Direct, null); Stock Option (right to buy) — 7,000 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Stock options granted 7,000 shares Stock Option grant to director on May 12, 2026
Option exercise price $17.81 per share Exercise price for 7,000 stock options
Option expiration May 11, 2036 Expiration date of director stock options
RSUs granted 2,500 units Restricted Stock Unit grant to director on May 12, 2026
RSU vesting date 2027 annual meeting RSUs vest 100% on 2027 shareholder meeting date
Option vesting start June 12, 2026 Monthly vesting of 1/12 of 7,000 options
Restricted Stock Unit financial
"The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"Each restricted stock unit ("RSU") represents a contingent right to receive 1 share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Stock Option financial
"The stock option vests as to 1/12 of the total shares monthly"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
vests financial
"The stock option vests as to 1/12 of the total shares monthly"
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FAQ

What insider transactions did TRAX director Rita Jain report on this Form 4/A?

Rita Jain reported receiving equity awards, not open-market trades. She was granted stock options for 7,000 shares at a $17.81 exercise price and 2,500 restricted stock units, all tied to her service as a director.

How many stock options did Rita Jain receive from First Tracks Biotherapeutics (TRAX)?

She received options covering 7,000 shares of common stock. These options have an exercise price of $17.81 per share and vest in 12 equal monthly installments starting June 12, 2026, conditioned on her continued service to the company.

What are the terms of the TRAX restricted stock units granted to Rita Jain?

She was granted 2,500 restricted stock units, each representing a right to receive one share of common stock for no cash payment. All RSUs vest 100% on the date of First Tracks Biotherapeutics’ 2027 annual shareholder meeting, subject to her continued service.

When do Rita Jain’s newly granted TRAX stock options vest and expire?

The stock options vest as to one-twelfth of the 7,000 shares each month, beginning June 12, 2026, until fully vested. The options expire on May 11, 2036, if not exercised, according to the disclosure details.

Does the Form 4/A for TRAX show any stock sales or purchases by Rita Jain?

The filing shows no open-market buying or selling. It only reports equity compensation awards: a grant of stock options and a grant of restricted stock units, both classified as acquisitions under grant or award transactions, rather than market trades.

How many TRAX shares will Rita Jain receive if all RSUs in this grant vest?

If all 2,500 restricted stock units vest, she will receive 2,500 shares of common stock. Each RSU converts into one share for no additional consideration upon settlement, assuming she continues serving through the 2027 annual meeting date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jain Rita

(Last)(First)(Middle)
10770 WATERIDGE CIRCLE, SUITE 210

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
First Tracks Biotherapeutics, Inc. [ TRAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/14/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)05/12/2026A2,500 (2) (2)Common Stock2,500$02,500D
Stock Option (right to buy)$17.8105/12/2026A7,000 (3)05/11/2036Common Stock7,000$07,000D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
2. The RSUs vests as to 100% of the total RSUs on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
3. The stock option vests as to 1/12 of the total shares monthly commencing on June 12, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
This amended Form 4, as originally filed on May 14, 2026, is being filed to correct the amount of stock options and RSUs granted to the Reporting Person. This Form 4 amendment updates both equity awards to reflect 7,000 stock options and 2,500 RSUs originally granted to the Reporting Person on May 12, 2026.
/s/ Ajim Tamboli, Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)