Trinity Capital (Nasdaq: TRIN) shifting stock and 2029 notes to NYSE

Q: What happens to Trinity Capital’s 7.875% Notes due 2029 in the transfer?

Trinity Capital’s two series of 7.875% Notes due 2029 , currently trading on Nasdaq as TRINZ and TRINI, will transfer to the NYSE and NYSE Texas. They are expected to trade under new tickers TRNZ and TRNI on or about July 27, 2026.

Q: What type of business is Trinity Capital Inc. (TRIN)?

Trinity Capital is an international alternative asset manager focused on providing access to private credit markets. It invests in growth-oriented companies across five lending verticals and has deployed more than $5.7 billion across over 470 investments since 2008, as of March 31, 2026.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Trinity Capital Inc. is voluntarily transferring the listing of its common stock and its two series of 7.875% Notes due 2029 from the Nasdaq Global Select Market to the New York Stock Exchange and NYSE Texas. The company expects its common stock to begin trading on the NYSE under the ticker TRIN, and the notes under TRNZ and TRNI, on or about July 27, 2026. Its common stock will continue to trade on Nasdaq under TRIN until the close of trading on July 24, 2026.

Management describes the move as a strategic step in building long-term shareholder value, citing the NYSE’s global profile and financial community presence. Trinity Capital operates as an international alternative asset manager focused on private credit markets and has deployed more than $5.7 billion across over 470 investments since 2008.

8-K Event Classification

3 items: 3.01, 7.01, 9.01

3 items

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice or transferred its listing to a different exchange.

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Key Figures

Note coupon rate: 7.875% Notes maturity year: 2029 Expected NYSE listing date: July 27, 2026 +5 more

8 metrics

Note coupon rate 7.875% Coupon on Fixed Rate Senior Notes due 2029

Notes maturity year 2029 Maturity of the March 2029 and September 2029 Notes

Expected NYSE listing date July 27, 2026 Date trading is expected to begin on the NYSE and NYSE Texas

Last Nasdaq trading day for common stock July 24, 2026 Common stock continues on Nasdaq under TRIN until market close

Capital deployed since inception $5.7 billion Deployed across investments since 2008 as of March 31, 2026

Number of investments over 470 Investments completed since inception in 2008

Year of inception 2008 Trinity Capital’s inception year

As-of date for deployment figure March 31, 2026 Reference date for $5.7 billion deployed

Key Terms

Fixed Rate Senior Notes, alternative asset manager, private credit markets, Asset Based Lending, +1 more

5 terms

Fixed Rate Senior Notes financial

"the Company’s two Fixed Rate Senior Notes due 2029 – the 7.875% Notes"

Debt securities that pay a set interest rate over their life and rank ahead of other obligations for repayment if a borrower faces financial trouble. Think of them as a fixed-pay IOU where holders are first in line to be repaid; investors care because they offer predictable income and generally lower risk than junior debt, so their yield and credit priority affect return and safety in a company’s capital structure.

alternative asset manager financial

"Trinity Capital Inc. is an international alternative asset manager that seeks to deliver"

An alternative asset manager is a professional or firm that invests on behalf of clients in assets outside of traditional options like stocks and bonds, such as real estate, private companies, or commodities. These managers seek to diversify investment portfolios and potentially improve returns by exploring less common investment opportunities that are often less liquid and more specialized. Their work matters to investors because it can help spread risk and access unique sources of growth not available through standard investments.

private credit markets financial

"deliver consistent returns for investors through access to private credit markets"

Private credit markets are where loans and debt investments are made by non-bank lenders — such as investment firms, private funds, or wealthy individuals — directly to companies or projects rather than through public bonds or bank loans. Investors care because these loans can offer higher returns and steady income like a rental contract, but they also carry more risk and less ability to sell quickly than public bonds, so they affect portfolio yield and liquidity.

Asset Based Lending financial

"five distinct lending verticals: Sponsor Finance, Equipment Finance, Tech Lending, Asset Based Lending"

A form of lending where a company borrows money using its tangible assets—like inventory, unpaid customer invoices, or equipment—as collateral. Think of it like taking a loan secured by items you own: if the borrower can’t repay, the lender can sell those assets to recover money. Investors watch this because it affects a company’s access to cash, borrowing costs and the risk that important assets could be seized if financial trouble arises.

Nasdaq Global Select Market market

"from the Nasdaq Global Select Market to the New York Stock Exchange"

A Nasdaq Global Select Market listing is the highest tier of stocks on the Nasdaq exchange, reserved for companies that meet the strictest financial, reporting and governance standards. For investors, it acts like a premium quality label—signaling larger, more transparent and better-governed companies that tend to offer greater liquidity and lower perceived risk compared with lower-tier listings, making it easier to buy, sell and evaluate shares.

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Available on EDGAR 07/14/2026 - 04:31 PM Accepted by SEC EDGAR 07/14/2026 - 04:30 PM

FAQ

What listing change did Trinity Capital Inc. (TRIN) announce?

Trinity Capital plans to transfer the listing of its common stock and 7.875% 2029 notes from the Nasdaq Global Select Market to the NYSE and NYSE Texas. The move is a voluntary transfer approved by its board of directors and described as a strategic step for shareholders.

When will Trinity Capital’s (TRIN) securities begin trading on the NYSE?

The company expects its common stock and 7.875% Notes due 2029 to begin trading on the NYSE and NYSE Texas on or about July 27, 2026. Until then, they will continue to trade on Nasdaq, with the common stock remaining under the ticker TRIN.

What happens to Trinity Capital’s 7.875% Notes due 2029 in the transfer?

Trinity Capital’s two series of 7.875% Notes due 2029, currently trading on Nasdaq as TRINZ and TRINI, will transfer to the NYSE and NYSE Texas. They are expected to trade under new tickers TRNZ and TRNI on or about July 27, 2026.

Until when will Trinity Capital’s (TRIN) common stock trade on Nasdaq?

Trinity Capital’s common stock will continue to trade on Nasdaq under the ticker TRIN until the close of trading on July 24, 2026. After that, it is expected to trade on the NYSE, maintaining the TRIN symbol for investors.

What type of business is Trinity Capital Inc. (TRIN)?

Trinity Capital is an international alternative asset manager focused on providing access to private credit markets. It invests in growth-oriented companies across five lending verticals and has deployed more than $5.7 billion across over 470 investments since 2008, as of March 31, 2026.

What are the new NYSE ticker symbols for Trinity Capital’s 2029 notes?

On the NYSE and NYSE Texas, Trinity Capital’s 7.875% Notes due March 2029 are expected to trade under ticker TRNZ, and the 7.875% Notes due September 2029 under ticker TRNI. These replace the current Nasdaq symbols TRINZ and TRINI.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     Date of Report (Date of earliest event reported): July 14, 2026

    

TRINITY CAPITAL INC.

(Exact name of Registrant as Specified in Its Charter)


Maryland	001-39958	35-2670395
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

1 N. 1st Street Suite 302
Phoenix, Arizona		85004
(Address of Principal Executive Offices)		(Zip Code)

     Registrant’s Telephone Number, Including Area Code: (480) 374-5350

    

     Not Applicable

    

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


☐		Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐		Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐		Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐		Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	TRIN	Nasdaq Global Select Market
7.875% Notes Due 2029	TRINZ	Nasdaq Global Select Market
7.875% Notes Due 2029	TRINI	Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

On July 14, 2026, acting pursuant to authorization from Trinity Capital Inc.’s (the “Company”) board of directors (the “Board”), the Company announced its intention to voluntarily withdraw the listing of its common stock, par value $0.001 per share (the “Common Stock”), its 7.875% Notes due 2029 (the “March 2029 Notes”), and its 7.875% Notes due 2029 (the “September 2029 Notes”, and together with the March 2029 Notes, the “Notes”) from the Nasdaq Global Select Market (“Nasdaq”) and transfer the listings to the New York Stock Exchange (the “NYSE”) and NYSE Texas. The Company expects the Common Stock and the Notes to be listed and begin trading on the NYSE and NYSE Texas under the ticker symbols “TRIN”, “TRNZ”, and “TRNI”, respectively, on or about July 27, 2026. Until that time, the Common Stock and the Notes will continue to trade on Nasdaq.

Item 7.01 Regulation FD Disclosure

On July 14, 2026, the Company issued the press release attached hereto as Exhibit 99.1 in connection with the transfer of the Common Stock and the Notes to the NYSE and NYSE Texas.

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information provided herein shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits


Exhibit Number		Description
99.1		Press Release issued by Trinity Capital Inc. on July 14, 2026.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


			Trinity Capital Inc.

Date:	July 14, 2026	By:	/s/ Kyle Brown
			Name: Kyle Brown Title: Chief Executive Officer, President and Chief Investment Officer

Exhibit 99.1

Trinity Capital to Transfer Listing to New York Stock Exchange

PHOENIX, July 14, 2026 /PRNewswire/ -- Trinity Capital Inc. (Nasdaq: TRIN) (the “Company” or “Trinity Capital”), a leading international alternative asset manager, today announced that it plans to transfer the listing of its common stock to the New York Stock Exchange (“NYSE”) and NYSE Texas from the Nasdaq Stock Market (“Nasdaq”).

The Company expects to begin trading as a NYSE-listed company on or about July 27, 2026, maintaining the current ticker symbol “TRIN” for its common stock. Until the close of trading on July 24, 2026, Trinity Capital’s common stock will continue to trade on Nasdaq under the ticker symbol “TRIN.”

In addition, the Company’s two Fixed Rate Senior Notes due 2029 – the 7.875% Notes due March 2029 and the 7.875% Notes due September 2029 (together, the “Notes”) – which currently trade on Nasdaq under the symbols “TRINZ” and “TRINI,” respectively, will also transfer to the NYSE and NYSE Texas. The Notes are expected to begin trading on the NYSE and NYSE Texas on or about July 27, 2026 under the new ticker symbols “TRNZ” and “TRNI,” respectively.

“We are excited to transfer our listing to the New York Stock Exchange, a strategic move that highlights Trinity Capital’s commitment to creating long-term shareholder value,” Trinity Capital CEO Kyle Brown said. “We believe the NYSE’s iconic place in the global landscape, unparalleled presence in the financials community, and deep market expertise provide an exceptional foundation for our continued growth.”

“We are proud to welcome Trinity Capital to the NYSE,” said Chris Taylor, Chief Development Officer, NYSE Group. “Their leadership in alternative asset management and expertise across private credit markets make them an outstanding addition to our world-class community of financial institutions."

About Trinity Capital Inc.

Trinity Capital Inc. is an international alternative asset manager that seeks to deliver consistent returns for investors through access to private credit markets. Trinity Capital sources and structures investments in well-capitalized growth-oriented companies across five distinct lending verticals: Sponsor Finance, Equipment Finance, Tech Lending, Asset Based Lending, and Healthcare & Life Sciences. As a long-term, trusted partner for innovative companies seeking tailored debt solutions, Trinity Capital has deployed more than $5.7 billion across over 470 investments since inception in 2008 (as of March 31, 2026). Headquartered in Phoenix, Arizona, Trinity Capital's dedicated team is strategically located across the United States and Europe. For more information on Trinity Capital, please visit trinitycapital.com and stay connected to the latest activity via LinkedIn.

Contact

Ben Malcolmson

Head of Investor Relations

Trinity Capital, Inc.

ir@trinitycapital.com

(480) 852-3950

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

2 documents

Press Releases

EX-99.1 EX-99.1 9.3 KB