Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. filings document its closed-end investment company structure, private-credit portfolio activity, operating results, and capital formation. Form 8-K reports cover earnings releases, Regulation FD presentations, portfolio updates, open-market equity sale agreements, secured term loan facilities, and other material financing arrangements tied to its lending platform.
Proxy materials describe board elections, auditor ratification, executive compensation votes, and other annual meeting matters. The filing record also identifies the company’s common stock, 7.875% notes due 2029, subsidiary borrowing arrangements, collateral and covenant provisions, and governance disclosures relevant to its specialty finance business.
Trinity Capital Inc. entered into an underwriting agreement and issued $300,000,000 aggregate principal amount of 7.000% Notes due 2031. The notes were sold under an effective shelf registration, with the transaction closing on May 21, 2026 and net proceeds of approximately $294.54 million.
The notes mature on May 21, 2031, pay 7.000% interest semi-annually starting November 21, 2026, and may be redeemed at a make-whole premium before April 21, 2031 and at par on or after that date. Trinity plans to use the proceeds to repay outstanding secured indebtedness under its credit agreement with KeyBank, National Association.
Trinity Capital Inc. is offering $300,000,000 aggregate principal amount of 7.000% Notes due 2031. The Notes mature on May 21, 2031, bear interest semi‑annually on May 21 and November 21 beginning November 21, 2026, and will be issued at 99.181% of principal (yield to maturity 7.198%). Net proceeds are estimated at approximately $293.89 million after underwriting discounts and estimated offering expenses, and the company expects to use the proceeds to pay down a portion of indebtedness under its KeyBank Credit Facility. The Notes are unsecured obligations ranking pari passu with existing unsecured indebtedness and will be issued in book-entry form through DTC.
Trinity Capital Inc. is offering an unspecified aggregate principal amount of fixed-rate senior unsecured notes due on an unspecified maturity date as set forth in this preliminary prospectus supplement dated . The Notes will be direct unsecured obligations, rank pari passu with existing unsecured debt and are issuable in minimum denominations of $2,000.
The company intends to use net proceeds to repay a portion of borrowings under its KeyBank Credit Facility. As of May 13, 2026, consolidated indebtedness totaled $1,349.6 million, including secured borrowings of $417.7 million and $200.0 million at subsidiaries, and $731.9 million of unsecured outstanding notes. The prospectus supplement describes optional redemption, a change-of-control repurchase right at 100% of principal, limited covenants and no established trading market.
Trinity Capital Inc. entered into open market sale agreements with Jefferies, B. Riley Securities, Keefe, Bruyette & Woods, and Compass Point to establish an at-the-market stock offering program. Under these agreements, Trinity may issue and sell up to $300,000,000 of common shares from time to time.
The company plans to use substantially all net proceeds to make investments consistent with its investment objective and strategy and for general corporate purposes. Each sales agent can act as sales agent and/or principal and may earn commissions of up to 2.00% of the gross sales price of shares sold.
Trinity Capital Inc. is offering up to $300,000,000 of common stock in an "at the market" program through four sales agents, with commissions of up to 2.00%. The prospectus supplement states the company’s NAV per share was $13.27 as of March 31, 2026 and the last reported Nasdaq sale price was $16.97 on May 5, 2026. Net proceeds are intended for investments consistent with Trinity’s specialty lending strategy and general corporate purposes; the supplement estimates approximately $293.5 million in net proceeds if $300.0 million is sold at the March 31, 2026 NAV. The offering permits sales on Nasdaq or through market makers and will not occur below the company’s then-current NAV per share.
Trinity Capital Inc. filed its Form 10‑Q for the quarter ended March 31, 2026, detailing a broad portfolio of debt, warrant and equity investments across technology, healthcare, financial services and other sectors in the U.S., Canada and Europe.
The portfolio includes numerous secured loans and equipment financings with high-yield structures such as prime-based variable rates with floors, SOFR-based spreads, and end-of-term (EOT) fees, alongside fixed-rate loans reaching up to 19.0% in some cases. Trinity also holds many warrants and preferred or common equity stakes in growth companies spanning artificial intelligence, space technology, SaaS, medical devices and consumer products.
In addition to direct portfolio holdings, the filing lists foreign currency forward contracts with banking counterparties. As of May 4, 2026, Trinity had 89,887,651 shares of common stock outstanding.
Trinity Capital Inc. reported strong first-quarter 2026 results, with total investment income of $90.1 million, up 37.8% year-over-year, and record net investment income of $44.5 million, or $0.53 per share.
Return on average equity reached 15.8% and return on average assets was 7.0%, reflecting solid profitability. The investment portfolio had a fair value of about $2.5 billion across 180 companies, and net assets rose to $1.17 billion, although NAV per share edged down to $13.27.
Trinity funded $306.3 million of new and existing investments and saw $238.3 million of exits and repayments. It continued to use its ATM program, issuing 5.28 million shares for $78.4 million of net proceeds, and declared regular monthly dividends of $0.17 per share for April, May and June 2026.
Trinity Capital Inc. is asking stockholders to vote at its June 10, 2026 virtual annual meeting on director elections, auditor ratification, executive pay, say‑on‑pay frequency, and an amendment to the 2019 Non‑Employee Director Restricted Stock Plan.
Stockholders of record as of April 13, 2026 may vote one share per common share, with 89,030,050 shares outstanding. The Board recommends voting FOR Proposals 1, 2, 3 and 5 and for 1 YEAR on Proposal 4. Two independent directors, Ronald E. Estes and Michael E. Zacharia, are nominated for one‑year terms as the Board transitions from a classified to an annually elected structure. Independent directors receive cash retainers and restricted stock, and executives are compensated with salary, annual cash bonuses and long‑term equity awards under a performance‑focused, internally managed BDC model.
Trinity Capital Inc. reported strong portfolio activity for the first quarter of 2026. The company funded approximately $306 million of investments, including $236 million in secured loans, $54 million in equipment financings and $16 million in warrant and equity investments.
Trinity originated about $395 million of new commitments, made up of $304 million in secured loans, $75 million in equipment financings and $16 million in equity investments. It funded roughly $176 million to 10 new portfolio companies and $129 million to 20 existing portfolio companies, while investment repayments and exits totaled about $238 million.
The company plans to release its complete 2026 financial results on May 6, 2026 and will host a conference call the same day at 12:00 p.m. ET to discuss its performance.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported compensation-related stock transactions. On March 13, 2026, he received 104,022 shares of Common Stock as a restricted stock award under the 2019 Long Term Incentive Plan. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately after that date, subject to continued employment. On the same date, 10,928 shares were withheld at $14.42 per share to satisfy tax obligations tied to vesting, a non-market disposition. Following these events, he directly holds 225,262 shares, and 150,962 shares are held indirectly through the Harder Family Living Trust.