Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. filings document its closed-end investment company structure, private-credit portfolio activity, operating results, and capital formation. Form 8-K reports cover earnings releases, Regulation FD presentations, portfolio updates, open-market equity sale agreements, secured term loan facilities, and other material financing arrangements tied to its lending platform.
Proxy materials describe board elections, auditor ratification, executive compensation votes, and other annual meeting matters. The filing record also identifies the company’s common stock, 7.875% notes due 2029, subsidiary borrowing arrangements, collateral and covenant provisions, and governance disclosures relevant to its specialty finance business.
Trinity Capital Inc. director and CEO, President and CIO Kyle Steven Brown purchased 2,296.23 shares of common stock on August 7, 2026 at $18.04 per share in an open-market or private transaction. Following this, he held 612,261.74 shares directly, plus indirect holdings of 662,407 shares through a family trust and 12,908.53 shares held by his spouse.
Trinity Capital Inc. holds a broad mix of debt, equity and warrant positions across technology, healthcare, energy, real estate and other sectors in the United States, Canada and Europe.
Secured loans and equipment financings use fixed and variable rate structures, often tied to Prime or SOFR with stated floor rates and end-of-term (EOT) fees. Examples include an equipment financing to Applied Digital Corporation at a fixed 19.0% rate maturing April 1, 2026, EH Leasing Company, LLC at 14.4% with an 18.7% EOT fee maturing November 1, 2029, and multiple financings to Commonwealth Fusion Systems, LLC, Electric Hydrogen Co. and Uveye, Inc. with fixed rates generally above 11% plus EOT fees.
Equity and warrant investments span preferred and common stock, SAFE notes and member interests in companies such as Axiom Space, Inc., Tarana Wireless, Inc., Nexii, Inc., Nomad Health, Inc., and various financial technology issuers. The portfolio also includes foreign currency forward contracts with City National Bank and Canadian Imperial Bank of Commerce settling on specific future dates, indicating some non-U.S. currency exposure.
Trinity Capital Inc. reported strong second quarter 2026 results, with total investment income of $87.2 million, up 25.5% year-over-year, and net investment income of $46.0 million, or $0.51 per share, up 32.1% year-over-year. Return on average equity was 15.2% and return on average assets was 6.9%. Net assets rose to $1.27 billion, and NAV per share increased to $13.47. The company declared regular monthly dividends of $0.17 per share for July, August and September 2026, totaling $0.51 for the quarter.
At June 30, 2026, the investment portfolio had a fair value of about $2.7 billion, including $2.0 billion in secured loans, $390.4 million in equipment financings and $295.0 million in equity and warrants across 190 portfolio companies. Second-quarter gross fundings were $618.7 million versus exits and repayments of $378.3 million, while loans and equipment financings on non-accrual totaled $18.7 million, or 0.8% of the debt portfolio at fair value.
Liquidity stood at $430.1 million, including $22.2 million of cash and $407.9 million of available borrowing capacity, with net leverage at 118%. During the quarter Trinity sold 6.1 million shares through its ATM program at a weighted average price of $16.39, raising $99.5 million of net proceeds, and subsequently sold additional shares after quarter-end and transferred its common stock and notes listings to the NYSE and NYSE Texas.
Trinity Capital Inc. filed a Form 25 to remove its common stock (par value $0.001 per share) and its 7.875% Notes due March 2029 and 7.875% Notes due September 2029 from listing and/or registration under Section 12(b) on The Nasdaq Stock Market LLC.
Trinity Capital Inc. is voluntarily transferring the listing of its common stock and its two series of 7.875% Notes due 2029 from the Nasdaq Global Select Market to the New York Stock Exchange and NYSE Texas. The company expects its common stock to begin trading on the NYSE under the ticker TRIN, and the notes under TRNZ and TRNI, on or about July 27, 2026. Its common stock will continue to trade on Nasdaq under TRIN until the close of trading on July 24, 2026.
Management describes the move as a strategic step in building long-term shareholder value, citing the NYSE’s global profile and financial community presence. Trinity Capital operates as an international alternative asset manager focused on private credit markets and has deployed more than $5.7 billion across over 470 investments since 2008.
Trinity Capital Inc. filed a current report describing strong portfolio activity for the second quarter and first half of 2026. In the second quarter, the company originated about $709 million of new commitments and funded roughly $619 million of gross investments, mainly through secured loans and equipment financings, with a portion in warrant and equity investments. Gross repayments and exits were about $378 million, including early debt repayments, scheduled payments, sales of debt investments, and equity exits.
For the first half of 2026, Trinity Capital reports $1.1 billion of new commitments and approximately $925 million of gross investments funded, alongside about $616 million of repayments and exits. The company plans to release full second quarter 2026 financial results and host a conference call on August 5, 2026.
Trinity Capital Inc. reported that CFO and Treasurer Michael Testa had 2,601 shares of Common Stock withheld at $16.89 per share on June 15, 2026 to satisfy tax obligations on vesting of restricted shares. After this tax-withholding disposition, he directly holds 141,165 shares.
Trinity Capital Inc. director and CEO Kyle Steven Brown reported a tax-related share withholding tied to vesting of restricted stock. On June 15, 2026, 10,743 shares of common stock at $16.89 per share were withheld to satisfy his tax obligations in connection with restricted shares that vested that day. After this transaction, he directly held 609,965.51 common shares. He also reported indirect ownership of 12,908.53 shares held by his spouse and 662,407 shares held by The Kyle and Amy Brown Family Trust dated February 4, 2019. The filing notes the tax-withholding transaction is exempt from Section 16(b) under Rule 16b-3.
Trinity Capital Inc. reported a routine insider share withholding by its General Counsel, Chief Compliance Officer, and Secretary, Sarah Stanton. On June 15, 2026, 3,310 shares of common stock were withheld at $16.89 per share to satisfy her tax obligations related to vesting of restricted shares, a transaction described as exempt from Section 16(b) under Rule 16b-3.
Following this tax-withholding disposition, Stanton directly holds 132,428 shares of Trinity Capital common stock. She also has indirect ownership of 51,639 shares held by the Heilman Stanton Family Trust. No open-market purchases or sales were reported in this filing.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported a tax-related share disposition and updated holdings. On June 15, 2026, 4,654 shares of common stock were withheld at $16.89 per share to satisfy his tax obligations upon vesting of restricted shares, classified as a tax-withholding disposition rather than an open-market sale. Following this, he directly holds 220,608 common shares. A separate entry shows 150,962 common shares held indirectly through the Harder Family Living Trust, dated May 26, 2000.