Trinity Capital director granted 6,176 restricted shares

HAMADA RICHARD P reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

HAMADA RICHARD P reported acquisition or exercise transactions in this Form 4 filing.

Trinity Capital director Richard P. Hamada received a grant of 6,176 shares of common stock as a restricted stock award priced at $0.00 per share. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual stockholder meeting. Following this award, Hamada directly holds 103,354 shares of Trinity Capital common stock.

Insider Trade Summary

Grant/Award: 6,176 shares

Grant/Award 1 txn

Insider HAMADA RICHARD P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,176	$0.00	$0.00

Holdings After Transaction: Common Stock — 103,354 shares (Direct)

Footnotes (1)

1. F1. Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

Key Figures

Restricted shares granted: 6,176 shares Grant price: $0.00 per share Shares held after grant: 103,354 shares +1 more

4 metrics

Restricted shares granted 6,176 shares Restricted common stock award to director Richard P. Hamada

Grant price $0.00 per share Equity compensation grant, non-cash

Shares held after grant 103,354 shares Total direct holdings after transaction

Vesting date June 10, 2027 Latest possible full vesting date for restricted shares

Key Terms

Restricted shares, 2019 Non-Employee Director Restricted Stock Plan, Grant, award, or other acquisition, Common Stock

4 terms

Restricted shares financial

"Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan"

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

2019 Non-Employee Director Restricted Stock Plan financial

"Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Trinity Capital (TRIN) report for Richard P. Hamada?

Trinity Capital reported that director Richard P. Hamada received a grant of 6,176 shares of restricted common stock. The award was recorded at $0.00 per share as a non-cash equity grant under the company’s 2019 Non-Employee Director Restricted Stock Plan.

How many Trinity Capital (TRIN) shares does Richard P. Hamada hold after this Form 4?

After the reported transaction, Richard P. Hamada directly holds 103,354 shares of Trinity Capital common stock. This figure includes the newly granted 6,176 restricted shares that are subject to vesting conditions described in the Form 4 footnote.

What are the vesting terms of Richard P. Hamada’s new Trinity Capital (TRIN) restricted shares?

The 6,176 restricted shares granted to Richard P. Hamada vest in full on the earlier of June 10, 2027 or the date immediately preceding Trinity Capital’s next annual meeting of stockholders, according to the 2019 Non-Employee Director Restricted Stock Plan terms.

Was Richard P. Hamada’s Trinity Capital (TRIN) share grant a market purchase?

No, the 6,176-share transaction was coded as an A transaction, meaning a grant, award, or other acquisition. The Form 4 shows a price of $0.00 per share, indicating a compensation-related equity grant rather than an open-market stock purchase.

Under which plan were Richard P. Hamada’s Trinity Capital (TRIN) restricted shares granted?

The restricted shares were issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. This plan provides equity awards to non-employee directors, including restricted stock that vests over time or upon specified corporate dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/12/2026 - 05:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HAMADA RICHARD P

(Last) (First) (Middle)

C/O TRINITY CAPITAL INC.

1 N. 1ST STREET, SUITE 302

(Street)

PHOENIX ARIZONA 85004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Trinity Capital Inc. [ TRIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A		6,176(1)	A	(1)	103,354	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

Remarks:

Sarah Stanton is signing on behalf of Mr. Hamada pursuant to the power of attorney dated December 16, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Hamada filed on December 16, 2021.

	/s/ Sarah Stanton, on behalf of Richard Hamada	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)