Trinity Capital CEO's trust buys 3,215 shares

Available on EDGAR 11/13/2026 - 04:31 PM EST Accepted by SEC EDGAR 11/13/2026 - 04:30 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Trinity Capital Inc. CEO, President and CIO Kyle Steven Brown reported that the Kyle and Amy Brown Family Trust, dated February 4, 2019, purchased 3,215 common shares on November 11, 2026, at $18.04 per share. The trust held 654,878 shares following the purchase. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 3,215.1 shares

Net Buy 1 txn

Insider Brown Kyle Steven

Role CEO, President and CIO

Bought 3,215.1 shs ($58K)

Increase in Position 0.49%

Type	Security	Shares	Price	Value
Purchase	Common Stock	3,215.1	$18.04	$58K
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 654,878.1 shares (Indirect, By The Kyle and Amy Brown Family Trust, dated February 4, 2019); Common Stock — 601,517.74 shares (Direct); Common Stock — 12,908.53 shares (Indirect, By Spouse)

Holdings Before and After: Common Stock, 651,663 to 654,878.1 shares (Indirect, By The Kyle and Amy Brown Family Trust, dated February 4, 2019)

Key Figures

Common shares purchased: 3,215 shares Purchase price: $18.04 per share Trust shares following purchase: 654,878 shares +2 more

5 metrics

Common shares purchased 3,215 shares Purchased through the Kyle and Amy Brown Family Trust on November 11, 2026

Purchase price $18.04 per share Purchase on November 11, 2026

Trust shares following purchase 654,878 shares Held by the Kyle and Amy Brown Family Trust following the November 11, 2026 purchase

Direct shares 601,518 shares Reported as of November 11, 2026

Spouse-held shares 12,909 shares Held indirectly by Brown’s spouse as of November 11, 2026

Key Terms

Rule 10b5-1 plan

1 terms

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TRIN shares did the family trust buy and at what price?

The Kyle and Amy Brown Family Trust purchased 3,215 shares of TRIN common stock at $18.04 per share on November 11, 2026; no Rule 10b5-1 plan is reported.

What TRIN share positions were reported after the purchase?

The reported positions were 654,878 shares held by the trust, 601,518 shares held directly, and 12,909 shares held indirectly by Brown’s spouse.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Kyle Steven

(Last) (First) (Middle)

C/O TRINITY CAPITAL INC.

1 N. 1ST STREET, SUITE 302

(Street)

PHOENIX ARIZONA 85004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Trinity Capital Inc. [ TRIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO, President and CIO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/11/2026		P		3,215.1	A	$18.04	654,878.1	I	By The Kyle and Amy Brown Family Trust, dated February 4, 2019
Common Stock								601,517.74	D
Common Stock								12,908.53	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.

	/s/ Sarah Stanton, on behalf of Kyle S. Brown	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)