Trinity Capital Inc. SEC Filings

Trinity Capital (TRIN) reported an insider purchase by Executive Chairman and Director Steven L. Brown. On 11/07/2025, he bought 4,500 shares of common stock at $14.42 in a direct transaction and 1,600 shares at $14.40 through an indirect account.

Following these trades, Brown’s direct beneficial ownership stands at 818,466 shares. His indirect beneficial ownership—held by The Steven and Patricia Brown Family Trust dated March 19, 1998—stands at 542,346 shares.

Trinity Capital Inc. (TRIN): Director transaction reported. Director Ronald E. Estes purchased 2,000 shares of common stock on 11/07/2025 at a weighted‑average price of $14.44 per share. Following the purchase, he beneficially owned 38,778.696 shares directly.

He also reported 6,837 shares held indirectly by The Estes Revocable Trust, dated January 12, 1990. The filing notes 3,443 restricted shares included in his total, issued under the 2019 Non‑Employee Director Restricted Stock Plan; these restricted shares vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.

No derivative securities were reported, and the price range for the purchased shares was $14.40 to $14.47, inclusive.

Trinity Capital Inc. entered a material definitive agreement for a secured term loan facility through its wholly owned subsidiary, TrinCap Term Funding, LLC, with KeyBank as administrative agent. The facility includes a $200 million commitment, bearing interest at Term SOFR + 2.40% per year, with interest payable monthly commencing on January 6, 2026.

The KeyBank term credit facility provides a maximum advance rate of up to 58%, features a two-year initial period followed by a two-year amortization period, and matures on November 5, 2029, unless extended. It is collateralized by all investment assets held by TCTF and includes customary representations, warranties, and financial covenants, including consolidated tangible net worth and asset coverage ratio requirements. Events of default include nonpayment, covenant breaches, material inaccuracies in representations, bankruptcy events, and change of control without KeyBank’s consent.

Trinity Capital (TRIN) filed its quarterly report detailing extensive portfolio activity across secured loans, equipment financings, warrants, and equity stakes spanning SaaS, healthcare technology, space technology, green technology, and finance and insurance. The schedule lists primarily floating‑rate loans tied to Prime or SOFR with stated floor rates, alongside select fixed‑rate assets.

Representative entries include secured loans to Steno Agency, Inc. at Prime + 4.0% (floor 12.5%) maturing July 1, 2029, Centivo Corporation at Prime + 4.5% (floor 11.3%) plus 1.0% PIK to August 1, 2029, and Tarana Wireless, Inc. at Prime + 4.5% (floor 12.5%) to October 1, 2029. Fixed‑rate equipment financings include Applied Digital Corporation at 19.0% to 2026 and Rocket Lab USA, Inc. at 14.8% to 2029. The filing also lists multiple warrant positions (e.g., TMRW Life Sciences, Restor3d, Astranis) and equity holdings (e.g., Electric Hydrogen, Mainspring Energy, Openly Holdings). Instruments reference Prime, SOFR 1‑ or 3‑month terms, and CORRA where applicable.

Trinity Capital Inc. (TRIN) furnished its financial results for the third quarter ended September 30, 2025. The company issued a press release and provided an earnings presentation to accompany its conference call and live webcast scheduled for November 5, 2025 at 12 p.m. Eastern time.

The press release (Exhibit 99.1) and presentation (Exhibit 99.2) were furnished, not filed, and therefore are not subject to Section 18 liabilities of the Exchange Act and are not incorporated by reference unless expressly stated.

Eagle Point Trinity Senior Secured Lending Co filed a Form 3 reporting initial beneficial ownership under Section 16. The reporting person beneficially owns 1,002,204 Common Shares of Beneficial Interest, held directly, tied to an event dated 10/27/2025. The submission indicates it was filed by one reporting person and lists no derivative securities.

Trinity Capital Inc. filed a current report to let investors know it has issued a press release about its portfolio activity during the third quarter of 2025. The company also announced that it will release its full third quarter 2025 financial statements on Wednesday, November 5, 2025.

Trinity plans to hold a conference call to discuss its third quarter 2025 financial results on the same day at 12:00 p.m. ET. The press release describing portfolio activity is included as Exhibit 99.1 to the report, but is furnished rather than filed, meaning it is not automatically incorporated into other securities law filings unless specifically referenced.

Trinity Capital Inc. (TRINZ) reporting person Steven L. Brown, Executive Chairman and Director, had 15,731 shares withheld to satisfy tax obligations upon vesting of restricted shares on 09/15/2025. After the transaction Mr. Brown beneficially owned 813,966 shares directly and 540,746 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The transaction was reported on a Form 4 filed 09/18/2025 and the withholding was exempt from Section 16(b) under Rule 16b-3. The Form is signed by Sarah Stanton under a power of attorney.

Sarah Stanton, GC/CCO/Secretary of Trinity Capital Inc. (TRIN) reported a transaction on Form 4 showing that 2,537 shares of Common Stock were disposed on 09/15/2025 at a price of $16.02 per share. The filing explains the shares were withheld to satisfy tax obligations upon vesting of restricted shares and the transaction is exempt from Section 16(b) under Rule 16b-3. After the disposition, Stanton beneficially owns 140,806 shares of Trinity Capital Common Stock. The Form 4 was signed on 09/18/2025 by the reporting person.