Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. filings document its closed-end investment company structure, private-credit portfolio activity, operating results, and capital formation. Form 8-K reports cover earnings releases, Regulation FD presentations, portfolio updates, open-market equity sale agreements, secured term loan facilities, and other material financing arrangements tied to its lending platform.
Proxy materials describe board elections, auditor ratification, executive compensation votes, and other annual meeting matters. The filing record also identifies the company’s common stock, 7.875% notes due 2029, subsidiary borrowing arrangements, collateral and covenant provisions, and governance disclosures relevant to its specialty finance business.
Trinity Capital Inc. filed a current report to let investors know it has issued a press release about its portfolio activity during the third quarter of 2025. The company also announced that it will release its full third quarter 2025 financial statements on Wednesday, November 5, 2025.
Trinity plans to hold a conference call to discuss its third quarter 2025 financial results on the same day at 12:00 p.m. ET. The press release describing portfolio activity is included as Exhibit 99.1 to the report, but is furnished rather than filed, meaning it is not automatically incorporated into other securities law filings unless specifically referenced.
Trinity Capital Inc. (TRINZ) reporting person Steven L. Brown, Executive Chairman and Director, had 15,731 shares withheld to satisfy tax obligations upon vesting of restricted shares on 09/15/2025. After the transaction Mr. Brown beneficially owned 813,966 shares directly and 540,746 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The transaction was reported on a Form 4 filed 09/18/2025 and the withholding was exempt from Section 16(b) under Rule 16b-3. The Form is signed by Sarah Stanton under a power of attorney.
Sarah Stanton, GC/CCO/Secretary of Trinity Capital Inc. (TRIN) reported a transaction on Form 4 showing that 2,537 shares of Common Stock were disposed on 09/15/2025 at a price of $16.02 per share. The filing explains the shares were withheld to satisfy tax obligations upon vesting of restricted shares and the transaction is exempt from Section 16(b) under Rule 16b-3. After the disposition, Stanton beneficially owns 140,806 shares of Trinity Capital Common Stock. The Form 4 was signed on 09/18/2025 by the reporting person.
Ronald Kundich, Chief Credit Officer of Trinity Capital Inc. (TRINZ), reported a routine Section 16 transaction. On 09/15/2025 he had 4,037 shares withheld at a price of $16.02 to satisfy tax obligations tied to the vesting of restricted shares. After that withholding, he beneficially owns 213,146 shares directly. The transaction is coded F(1) and is described as exempt from Section 16(b) under Rule 16b-3 because it relates to withholding on vesting. The Form 4 was signed on behalf of Mr. Kundich by Sarah Stanton on 09/18/2025.
Michael Testa, identified as CFO and Treasurer of Trinity Capital Inc., reported a routine Section 16 transaction related to the vesting of restricted shares. On 09/15/2025 he had 1,789 shares withheld to satisfy tax obligations at an indicated price of $16.02 per share. After this withholding, he beneficially owns 98,040 shares. The filing states the transaction is exempt from Section 16(b) under Rule 16b-3. The Form 4 is signed and dated 09/18/2025.
Kyle S. Brown, Trinity Capital Inc. director and CEO, reported a non-derivative disposition of common stock on 09/15/2025 related to withholding to satisfy tax obligations from vesting restricted shares. The Form 4 shows 16,187 shares disposed at an indicated price of $16.02 per share. Following the reported transaction, Mr. Brown beneficially owns 990,113 shares directly, plus 55,332 shares indirectly through The Kyle and Amy Brown Family Trust and 10,825 shares indirectly through KBIZ Corp. The filing notes the tax-withholding exemption under Rule 16b-3 and is signed on behalf of Mr. Brown by Sarah Stanton under power of attorney.
Gerald Harder, Chief Operating Officer of Trinity Capital Inc. (TRIN/"TRINZ" per metadata), reported a non-derivative disposition of 4,579 common shares on 09/15/2025. The sale price is shown as $16.02 per share and the filing states the shares were withheld to satisfy the reporting person's tax obligations upon vesting of restricted shares, an action exempt from Section 16(b) under Rule 16b-3. After the transaction, Mr. Harder directly beneficially owns 296,124 shares. The filing also discloses 10,000 indirect shares held by the Harder Family Living Trust and 9,788 indirect shares held via Millennium Trust Co. LLC as custodian for his IRA. The Form 4 was signed on behalf of Mr. Harder by Sarah Stanton under a previously filed power of attorney.