Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. filings document its closed-end investment company structure, private-credit portfolio activity, operating results, and capital formation. Form 8-K reports cover earnings releases, Regulation FD presentations, portfolio updates, open-market equity sale agreements, secured term loan facilities, and other material financing arrangements tied to its lending platform.
Proxy materials describe board elections, auditor ratification, executive compensation votes, and other annual meeting matters. The filing record also identifies the company’s common stock, 7.875% notes due 2029, subsidiary borrowing arrangements, collateral and covenant provisions, and governance disclosures relevant to its specialty finance business.
Trinity Capital Inc. director Ronald E. Estes reported purchasing additional company common stock in December 2025. He bought 500 shares on December 12 at $15.15 per share and 1,000 shares on December 15 at a weighted-average price of $15.08, increasing his direct ownership stake.
Following these transactions, Estes directly beneficially owned 38,443.696 shares, including 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan that will vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders. He also indirectly beneficially owned 10,172 shares through The Estes Revocable Trust dated January 12, 1990.
Trinity Capital Inc. (TRIN) insider activity: Executive Chairman and Director Steven L. Brown reported buying 2,137 shares of Trinity Capital common stock on 11/18/2025 in an open-market purchase. The transaction was coded "P" for purchase, at a weighted-average price of $14.52 per share, with individual trade prices ranging from $14.50 to $14.58.
Following this transaction, Brown beneficially owns 820,603 shares directly and 542,346 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The report notes that detailed trade-level pricing within the stated range is available upon request to the company, regulators, or shareholders.
Trinity Capital Inc. director Ronald E. Estes reported open-market purchases of the company’s common stock. He bought 500 shares on 11/18/2025 at $14.45 per share and 1,000 shares on 11/19/2025 at a weighted-average price of $14.43 per share, bringing his directly held position to 36,943.696 shares.
He also has an indirect holding of 10,172 shares through The Estes Revocable Trust, dated January 12, 1990. His holdings include 3,443 restricted shares issued under Trinity Capital’s 2019 Non-Employee Director Restricted Stock Plan, which vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
The filing explains that a prior administrative error misclassified 3,335 shares that had vested on June 11, 2025 and were transferred to the trust; this correction only reclassifies direct versus indirect ownership and does not change the total number of shares beneficially owned by Estes in earlier reports.
Trinity Capital Inc. (TRIN) reported an insider transaction by CEO, President and CIO (and Director) Kyle Brown. On 11/07/2025, he purchased 6,920 shares of common stock at $14.44 per share.
Following the transaction, Brown beneficially owns 997,033 shares directly. He also reports indirect holdings of 55,332 shares via The Kyle and Amy Brown Family Trust (dated February 4, 2019) and 10,825 shares via KBIZ Corp., which he solely owns and controls.
Trinity Capital (TRIN) reported an insider purchase by Executive Chairman and Director Steven L. Brown. On 11/07/2025, he bought 4,500 shares of common stock at $14.42 in a direct transaction and 1,600 shares at $14.40 through an indirect account.
Following these trades, Brown’s direct beneficial ownership stands at 818,466 shares. His indirect beneficial ownership—held by The Steven and Patricia Brown Family Trust dated March 19, 1998—stands at 542,346 shares.
Trinity Capital Inc. (TRIN): Director transaction reported. Director Ronald E. Estes purchased 2,000 shares of common stock on 11/07/2025 at a weighted‑average price of $14.44 per share. Following the purchase, he beneficially owned 38,778.696 shares directly.
He also reported 6,837 shares held indirectly by The Estes Revocable Trust, dated January 12, 1990. The filing notes 3,443 restricted shares included in his total, issued under the 2019 Non‑Employee Director Restricted Stock Plan; these restricted shares vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
No derivative securities were reported, and the price range for the purchased shares was $14.40 to $14.47, inclusive.
Trinity Capital Inc. entered a material definitive agreement for a secured term loan facility through its wholly owned subsidiary, TrinCap Term Funding, LLC, with KeyBank as administrative agent. The facility includes a $200 million commitment, bearing interest at Term SOFR + 2.40% per year, with interest payable monthly commencing on January 6, 2026.
The KeyBank term credit facility provides a maximum advance rate of up to 58%, features a two-year initial period followed by a two-year amortization period, and matures on November 5, 2029, unless extended. It is collateralized by all investment assets held by TCTF and includes customary representations, warranties, and financial covenants, including consolidated tangible net worth and asset coverage ratio requirements. Events of default include nonpayment, covenant breaches, material inaccuracies in representations, bankruptcy events, and change of control without KeyBank’s consent.
Trinity Capital (TRIN) filed its quarterly report detailing extensive portfolio activity across secured loans, equipment financings, warrants, and equity stakes spanning SaaS, healthcare technology, space technology, green technology, and finance and insurance. The schedule lists primarily floating‑rate loans tied to Prime or SOFR with stated floor rates, alongside select fixed‑rate assets.
Representative entries include secured loans to Steno Agency, Inc. at Prime + 4.0% (floor 12.5%) maturing July 1, 2029, Centivo Corporation at Prime + 4.5% (floor 11.3%) plus 1.0% PIK to August 1, 2029, and Tarana Wireless, Inc. at Prime + 4.5% (floor 12.5%) to October 1, 2029. Fixed‑rate equipment financings include Applied Digital Corporation at 19.0% to 2026 and Rocket Lab USA, Inc. at 14.8% to 2029. The filing also lists multiple warrant positions (e.g., TMRW Life Sciences, Restor3d, Astranis) and equity holdings (e.g., Electric Hydrogen, Mainspring Energy, Openly Holdings). Instruments reference Prime, SOFR 1‑ or 3‑month terms, and CORRA where applicable.
Trinity Capital Inc. (TRIN) furnished its financial results for the third quarter ended September 30, 2025. The company issued a press release and provided an earnings presentation to accompany its conference call and live webcast scheduled for November 5, 2025 at 12 p.m. Eastern time.
The press release (Exhibit 99.1) and presentation (Exhibit 99.2) were furnished, not filed, and therefore are not subject to Section 18 liabilities of the Exchange Act and are not incorporated by reference unless expressly stated.
Eagle Point Trinity Senior Secured Lending Co filed a Form 3 reporting initial beneficial ownership under Section 16. The reporting person beneficially owns 1,002,204 Common Shares of Beneficial Interest, held directly, tied to an event dated 10/27/2025. The submission indicates it was filed by one reporting person and lists no derivative securities.