Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. (Nasdaq: TRIN) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as an international alternative asset manager focused on private credit. On this TRIN SEC filings page, Stock Titan surfaces these regulatory reports alongside AI-powered summaries to help investors interpret the information more efficiently.
Trinity Capital’s core SEC filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its business model, lending verticals, portfolio composition, risk management practices, and financial results. These reports discuss secured loans, equipment financings, warrant and equity investments, dividend policies tied to regulated investment company status, and the company’s capital resources, including credit facilities and unsecured notes.
Current reports on Form 8-K highlight specific material events. For example, Trinity Capital has filed 8-Ks announcing quarterly financial results, disseminating earnings presentations, and disclosing new financing arrangements such as a secured term loan facility entered into by a wholly owned subsidiary with KeyBank National Association. Such filings outline key terms, collateral, covenants, and potential events of default associated with these obligations.
Investors can also review registration statements and prospectus supplements related to Trinity Capital’s at-the-market equity and debt offering programs, as well as information on its unsecured notes. Together, these filings provide a view of how the company raises and deploys capital, manages leverage, and supports its portfolio of growth-oriented borrowers.
Stock Titan enhances this data by delivering real-time updates from EDGAR and AI-generated explanations of lengthy documents such as 10-Ks, 10-Qs, and 8-Ks. Users can quickly identify key sections on portfolio performance, credit quality, liquidity, and dividend policy, and can also access insider and related-party disclosures where applicable. This makes the TRIN filings page a practical starting point for analyzing Trinity Capital’s regulatory history and financial reporting.
Trinity Capital Inc.'s Chief Financial Officer and Treasurer reported a routine equity transaction involving company stock. On December 15, 2025, 1,486 shares of common stock were withheld at a price of $15.12 per share to cover the reporting person's tax obligations tied to the vesting of restricted shares. After this tax withholding, the officer beneficially owned 96,554 shares of Trinity Capital common stock held directly. The filing notes that this transaction is exempt from short-swing profit rules under Rule 16b-3, underscoring that it stems from equity compensation rather than an open-market trade.
Trinity Capital Inc.’s Chief Credit Officer, Ronald Kundich, reported an automatic share withholding related to equity compensation. On December 15, 2025, 4,037 shares of Trinity Capital common stock were withheld at a price of $15.12 per share to satisfy his tax obligations arising from the vesting of restricted shares. After this tax-related transaction, he directly owned 209,109 shares of Trinity Capital common stock. The company notes that this transaction is exempt from short-swing profit rules under Rule 16b-3.
Trinity Capital Inc. director Ronald E. Estes reported purchasing additional company common stock in December 2025. He bought 500 shares on December 12 at $15.15 per share and 1,000 shares on December 15 at a weighted-average price of $15.08, increasing his direct ownership stake.
Following these transactions, Estes directly beneficially owned 38,443.696 shares, including 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan that will vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders. He also indirectly beneficially owned 10,172 shares through The Estes Revocable Trust dated January 12, 1990.
Trinity Capital Inc. (TRIN) insider activity: Executive Chairman and Director Steven L. Brown reported buying 2,137 shares of Trinity Capital common stock on 11/18/2025 in an open-market purchase. The transaction was coded "P" for purchase, at a weighted-average price of $14.52 per share, with individual trade prices ranging from $14.50 to $14.58.
Following this transaction, Brown beneficially owns 820,603 shares directly and 542,346 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The report notes that detailed trade-level pricing within the stated range is available upon request to the company, regulators, or shareholders.
Trinity Capital Inc. director Ronald E. Estes reported open-market purchases of the company’s common stock. He bought 500 shares on 11/18/2025 at $14.45 per share and 1,000 shares on 11/19/2025 at a weighted-average price of $14.43 per share, bringing his directly held position to 36,943.696 shares.
He also has an indirect holding of 10,172 shares through The Estes Revocable Trust, dated January 12, 1990. His holdings include 3,443 restricted shares issued under Trinity Capital’s 2019 Non-Employee Director Restricted Stock Plan, which vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
The filing explains that a prior administrative error misclassified 3,335 shares that had vested on June 11, 2025 and were transferred to the trust; this correction only reclassifies direct versus indirect ownership and does not change the total number of shares beneficially owned by Estes in earlier reports.
Trinity Capital Inc. (TRIN) reported an insider transaction by CEO, President and CIO (and Director) Kyle Brown. On 11/07/2025, he purchased 6,920 shares of common stock at $14.44 per share.
Following the transaction, Brown beneficially owns 997,033 shares directly. He also reports indirect holdings of 55,332 shares via The Kyle and Amy Brown Family Trust (dated February 4, 2019) and 10,825 shares via KBIZ Corp., which he solely owns and controls.
Trinity Capital (TRIN) reported an insider purchase by Executive Chairman and Director Steven L. Brown. On 11/07/2025, he bought 4,500 shares of common stock at $14.42 in a direct transaction and 1,600 shares at $14.40 through an indirect account.
Following these trades, Brown’s direct beneficial ownership stands at 818,466 shares. His indirect beneficial ownership—held by The Steven and Patricia Brown Family Trust dated March 19, 1998—stands at 542,346 shares.
Trinity Capital Inc. (TRIN): Director transaction reported. Director Ronald E. Estes purchased 2,000 shares of common stock on 11/07/2025 at a weighted‑average price of $14.44 per share. Following the purchase, he beneficially owned 38,778.696 shares directly.
He also reported 6,837 shares held indirectly by The Estes Revocable Trust, dated January 12, 1990. The filing notes 3,443 restricted shares included in his total, issued under the 2019 Non‑Employee Director Restricted Stock Plan; these restricted shares vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
No derivative securities were reported, and the price range for the purchased shares was $14.40 to $14.47, inclusive.
Trinity Capital Inc. entered a material definitive agreement for a secured term loan facility through its wholly owned subsidiary, TrinCap Term Funding, LLC, with KeyBank as administrative agent. The facility includes a $200 million commitment, bearing interest at Term SOFR + 2.40% per year, with interest payable monthly commencing on January 6, 2026.
The KeyBank term credit facility provides a maximum advance rate of up to 58%, features a two-year initial period followed by a two-year amortization period, and matures on November 5, 2029, unless extended. It is collateralized by all investment assets held by TCTF and includes customary representations, warranties, and financial covenants, including consolidated tangible net worth and asset coverage ratio requirements. Events of default include nonpayment, covenant breaches, material inaccuracies in representations, bankruptcy events, and change of control without KeyBank’s consent.
Trinity Capital (TRIN) filed its quarterly report detailing extensive portfolio activity across secured loans, equipment financings, warrants, and equity stakes spanning SaaS, healthcare technology, space technology, green technology, and finance and insurance. The schedule lists primarily floating‑rate loans tied to Prime or SOFR with stated floor rates, alongside select fixed‑rate assets.
Representative entries include secured loans to Steno Agency, Inc. at Prime + 4.0% (floor 12.5%) maturing July 1, 2029, Centivo Corporation at Prime + 4.5% (floor 11.3%) plus 1.0% PIK to August 1, 2029, and Tarana Wireless, Inc. at Prime + 4.5% (floor 12.5%) to October 1, 2029. Fixed‑rate equipment financings include Applied Digital Corporation at 19.0% to 2026 and Rocket Lab USA, Inc. at 14.8% to 2029. The filing also lists multiple warrant positions (e.g., TMRW Life Sciences, Restor3d, Astranis) and equity holdings (e.g., Electric Hydrogen, Mainspring Energy, Openly Holdings). Instruments reference Prime, SOFR 1‑ or 3‑month terms, and CORRA where applicable.