Trinity Capital Inc. SEC Filings

Trinity Capital Inc. Executive Chairman Steve Louis Brown reported routine tax-related share withholdings tied to restricted stock vesting. On June 12, 2026, 662 shares of common stock were withheld at $16.89 per share to cover tax obligations on vesting restricted shares. On June 15, 2026, an additional 13,590 shares were withheld at the same price for the same purpose. Both dispositions are described as exempt from Section 16(b) under Rule 16b-3 and were not open-market sales. After these transactions, Brown held 362,055 common shares directly and 940,745 shares indirectly through The Steven and Patricia Brown Family Trust.

Lockridge Irma reported acquisition or exercise transactions in this Form 4 filing.

Trinity Capital Inc. director Irma Lockridge received a grant of 6,176 shares of Common Stock as equity compensation. The shares were awarded at no cash cost and increased her direct holdings to 26,302 shares.

The footnote explains these are restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. They vest in full on the earlier of June 10, 2027 or the date immediately preceding the company’s next annual meeting of stockholders.

Trinity Capital Inc. director Ronald E. Estes reported two stock transactions involving company common shares. On June 10, 2026, he acquired 6,176 restricted shares as a grant under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following this grant, his directly owned holdings were 44,374.46 shares of common stock.

On June 11, 2026, an account associated with Estes, the Estes Revocable Trust dated January 12, 1990, made a bona fide gift transfer of 3,000 common shares. After this gift, the trust held 10,615 shares indirectly. Footnotes also note that his holdings include shares acquired through a broker dividend reinvestment program.

HAMADA RICHARD P reported acquisition or exercise transactions in this Form 4 filing.

Trinity Capital director Richard P. Hamada received a grant of 6,176 shares of common stock as a restricted stock award priced at $0.00 per share. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual stockholder meeting. Following this award, Hamada directly holds 103,354 shares of Trinity Capital common stock.

Trinity Capital Inc. director Michael Zacharia reported an equity grant and updated holdings. He received 6,176 shares of common stock as restricted shares under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan at a stated price of $0.00 per share, reflecting a compensation award rather than an open-market purchase. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following the grant, Zacharia directly holds 23,343.87 shares of common stock and indirectly holds 46,906.54 shares through The 2001 Michael E and Debra L Zacharia Trust, which also includes shares acquired under a broker dividend reinvestment program.

Trinity Capital Inc. reported results of its 2026 Annual Meeting, where stockholders approved an amendment to the 2019 Non-Employee Director Restricted Stock Plan to increase the shares available for director awards by 100,000, from 120,000 to 220,000.

Stockholders re-elected two directors to serve until the 2027 annual meeting, ratified Ernst & Young LLP as independent auditor for the year ending December 31, 2026, and approved, on a non-binding and advisory basis, the compensation of named executive officers and an annual say-on-pay frequency. As of the April 13, 2026 record date, 89,030,050 common shares were outstanding and entitled to vote.

Trinity Capital Inc. entered into an underwriting agreement and issued $300,000,000 aggregate principal amount of 7.000% Notes due 2031. The notes were sold under an effective shelf registration, with the transaction closing on May 21, 2026 and net proceeds of approximately $294.54 million.

The notes mature on May 21, 2031, pay 7.000% interest semi-annually starting November 21, 2026, and may be redeemed at a make-whole premium before April 21, 2031 and at par on or after that date. Trinity plans to use the proceeds to repay outstanding secured indebtedness under its credit agreement with KeyBank, National Association.

Trinity Capital Inc. is offering $300,000,000 aggregate principal amount of 7.000% Notes due 2031. The Notes mature on May 21, 2031, bear interest semi‑annually on May 21 and November 21 beginning November 21, 2026, and will be issued at 99.181% of principal (yield to maturity 7.198%). Net proceeds are estimated at approximately $293.89 million after underwriting discounts and estimated offering expenses, and the company expects to use the proceeds to pay down a portion of indebtedness under its KeyBank Credit Facility. The Notes are unsecured obligations ranking pari passu with existing unsecured indebtedness and will be issued in book-entry form through DTC.

Trinity Capital Inc. is offering an unspecified aggregate principal amount of fixed-rate senior unsecured notes due on an unspecified maturity date as set forth in this preliminary prospectus supplement dated . The Notes will be direct unsecured obligations, rank pari passu with existing unsecured debt and are issuable in minimum denominations of $2,000.

The company intends to use net proceeds to repay a portion of borrowings under its KeyBank Credit Facility. As of May 13, 2026, consolidated indebtedness totaled $1,349.6 million, including secured borrowings of $417.7 million and $200.0 million at subsidiaries, and $731.9 million of unsecured outstanding notes. The prospectus supplement describes optional redemption, a change-of-control repurchase right at 100% of principal, limited covenants and no established trading market.