Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trinity Capital Inc. (Nasdaq: TRIN) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as an international alternative asset manager focused on private credit. On this TRIN SEC filings page, Stock Titan surfaces these regulatory reports alongside AI-powered summaries to help investors interpret the information more efficiently.
Trinity Capital’s core SEC filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its business model, lending verticals, portfolio composition, risk management practices, and financial results. These reports discuss secured loans, equipment financings, warrant and equity investments, dividend policies tied to regulated investment company status, and the company’s capital resources, including credit facilities and unsecured notes.
Current reports on Form 8-K highlight specific material events. For example, Trinity Capital has filed 8-Ks announcing quarterly financial results, disseminating earnings presentations, and disclosing new financing arrangements such as a secured term loan facility entered into by a wholly owned subsidiary with KeyBank National Association. Such filings outline key terms, collateral, covenants, and potential events of default associated with these obligations.
Investors can also review registration statements and prospectus supplements related to Trinity Capital’s at-the-market equity and debt offering programs, as well as information on its unsecured notes. Together, these filings provide a view of how the company raises and deploys capital, manages leverage, and supports its portfolio of growth-oriented borrowers.
Stock Titan enhances this data by delivering real-time updates from EDGAR and AI-generated explanations of lengthy documents such as 10-Ks, 10-Qs, and 8-Ks. Users can quickly identify key sections on portfolio performance, credit quality, liquidity, and dividend policy, and can also access insider and related-party disclosures where applicable. This makes the TRIN filings page a practical starting point for analyzing Trinity Capital’s regulatory history and financial reporting.
Trinity Capital Inc. director and CEO Kyle Steven Brown purchased 3,333 shares of common stock in an open-market transaction at $14.9000 per share, bringing his directly held stake to 376,775.189 shares. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse. The filing further corrects a prior Form 4 that understated direct holdings by 60,983 shares and overstated trust holdings by 99,663 shares.
Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 200 shares of common stock at $14.73 per share, increasing his directly held stake to 39,038.209 shares. This direct position includes 3,443 restricted shares scheduled to vest in full by the earlier of June 12, 2026 or the date immediately preceding the next annual stockholder meeting. He also reports indirect ownership of 10,172 shares through The Estes Revocable Trust, and some holdings include shares acquired via a dividend reinvestment program.
Trinity Capital’s portfolio schedule highlights a broad mix of debt, equity, and warrant investments across technology‑focused sectors. The positions span secured loans and equipment financings, equity stakes, and warrants in U.S. and international companies in areas such as green technology, space technology, SaaS, healthcare, fintech, and consumer products.
Many debt positions carry high fixed or variable interest rates indexed to Prime, SOFR, or other base rates, often combined with floor rates and end‑of‑term (EOT) fees. Equity and warrant investments range from common stock to multiple preferred series and member interests, with maturities and expirations extending into the early‑to‑mid 2030s, showing a long‑dated, diversified venture‑style portfolio.
Trinity Capital Inc. reported record 2025 results with strong balance sheet growth and higher dividends. For the fourth quarter of 2025, total investment income was $83.2 million, up 17.5% year-over-year, and net investment income reached a record $39.9 million, or $0.52 per share, driving a 15.3% return on average equity.
For the full year 2025, total investment income was $293.7 million, up 23.5% year-over-year, while net investment income rose to a record $144.1 million, or $2.08 per share. Net asset value increased to $1.1 billion, or $13.42 per share, with NAV up 32.9% year-over-year and total platform assets under management reaching $2.8 billion.
The investment portfolio at fair value grew to about $2.4 billion across 176 companies, with 82.9% of debt at floating rates and non-accruals at 0.7% of the debt portfolio by fair value. Trinity ended the year with $335.2 million of available liquidity and a 119% debt-to-equity ratio. The board declared a $0.51 per share regular dividend for the fourth quarter and approved a shift to monthly dividends of $0.17 per share for January, February, and March 2026, extending a more than six-year record of consistent or increased regular dividends.
Trinity Capital Inc. filed a current report to note that it has released a press release with certain preliminary estimates of its financial results for the fiscal quarter and year ended December 31, 2025.
The press release is furnished as Exhibit 99.1 and is not treated as filed for liability purposes under the Exchange Act or incorporated into other securities law filings unless specifically referenced.
Trinity Capital Inc. filed a current report to share that it has issued a press release about its portfolio activity for the fourth quarter and full year of 2025. The company also announced it will release its complete 2025 financial statements on Wednesday, February 25, 2026 and will discuss the results on a conference call that day at 12:00 p.m. ET. The press release is attached as an exhibit and is treated as furnished, not filed, under securities law.
Trinity Capital Inc. insider Kyle S. Brown, who serves as CEO, President, CIO and a director, reported an update to his holdings following equity compensation activity. On December 15, 2025, 16,187 shares of common stock were withheld at $15.12 per share to cover his tax obligations tied to the vesting of restricted shares, an event noted as exempt from certain short-swing profit rules. After this transaction, he beneficially owned 285,700.294 common shares directly and 762,070 common shares indirectly through The Kyle and Amy Brown Family Trust dated February 4, 2019. The filing also notes that his holdings include shares acquired through Trinity Capital’s dividend reinvestment arrangements and reflects prior changes such as the dissolution of KBIZ Corp. and transfers of shares into the family trust.
Trinity Capital Inc.'s General Counsel, Chief Compliance Officer, and Secretary reported a routine equity transaction. On December 15, 2025, the officer had 2,537 shares of common stock withheld at a price of $15.12 per share to cover tax obligations related to the vesting of restricted shares, classified as an "F" code transaction. After this tax withholding, the officer directly beneficially owns 138,269 shares of Trinity Capital Inc. common stock. The filing notes this transaction is exempt from short-swing profit rules under Section 16(b) pursuant to Rule 16b-3.
Trinity Capital Inc. Executive Chairman updates stock holdings following tax withholding event. Director and Executive Chairman Steven L. Brown reported a Form 4 transaction dated December 15, 2025, where 15,731 shares of Trinity Capital common stock were withheld to cover his tax obligations upon the vesting of restricted shares at a price of $15.12 per share. After this transaction, he beneficially owns 804,872 shares directly and an additional 542,346 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The filing notes that the transaction is exempt from short-swing profit rules under Rule 16b-3.
Trinity Capital Inc. executive reports tax-related share withholding
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported a routine insider transaction involving the company’s common stock. On December 15, 2025, 4,578 shares of Trinity Capital common stock were withheld at a price of $15.12 per share to cover his tax obligations upon the vesting of restricted shares. The filing notes this transaction is exempt from short-swing profit rules under Rule 16b-3.
After this transaction, Harder beneficially owns 291,546 shares directly, plus 10,000 shares held by the Harder Family Living Trust dated May 26, 2000, and 9,788 shares held by Millennium Trust Co. LLC as custodian for his IRA.