Trinity Capital Inc. Form 4 Filings

Trinity Capital Inc. (TRIN) reported that Chief Operating Officer Gerald Harder had 4,653 shares of common stock withheld on September 15, 2026 to satisfy tax obligations related to vesting of restricted shares, at a reference price of $17.79 per share. This disposition was reported as exempt from Section 16(b) under Rule 16b-3 and no Rule 10b5-1 trading plan is indicated. After this tax-withholding event, he directly holds 215,955 shares and indirectly holds 150,962 shares through the Harder Family Living Trust.

Trinity Capital Inc. (TRIN) reported that CEO, President and CIO Kyle Steven Brown had 10,744 shares of common stock withheld on September 15, 2026 to satisfy tax obligations arising from the vesting of restricted shares, at a reference price of $17.79 per share. This tax-withholding disposition was reported as exempt from Section 16(b) under Rule 16b-3 and was not made under a Rule 10b5-1 trading plan. Following this event, Brown held 601,517.74 shares directly, plus indirect holdings of 651,663 shares through The Kyle and Amy Brown Family Trust and 12,908.53 shares held by his spouse.

Trinity Capital Inc. (TRIN) reported a Form 4 for Chief Credit Officer Ronald Kundich showing a disposition related to equity compensation on September 15, 2026. 3,981 shares of common stock were withheld at $17.79 per share to satisfy his tax obligations upon vesting of restricted shares, and he held 230,325 shares directly after this transaction. The company reports that this tax-withholding transaction is exempt from Section 16(b) under Rule 16b3, and no Rule 10b5-1 trading plan is indicated.

Trinity Capital Inc. (TRIN) reports that CFO and Treasurer Michael Testa had 2,601 shares of common stock withheld on September 15, 2026 to satisfy his tax obligations in connection with the vesting of restricted shares at a reference price of $17.79 per share. After this tax-withholding disposition, he holds 138,564 shares of Trinity Capital common stock directly. The company states the transaction is exempt from Section 16(b) under Rule 16b-3, and no Rule 10b5-1 trading plan is reported.

Trinity Capital Inc. (TRIN) insider Steve Louis Brown, Executive Chairman, reported two Form 4 transactions in Common Stock. On September 14 and 15, 2026, a total of 14,254 shares were withheld to satisfy tax obligations upon vesting of restricted shares, at prices around $17.75–$17.79 per share. These are coded as tax-withholding dispositions exempt under Rule 16b-3 and are not open-market sales. Following these events, Brown is reported to hold 940,745 shares indirectly through The Steven and Patricia Brown Family Trust.

Trinity Capital Inc. director and CEO, President and CIO Kyle Steven Brown purchased 2,296.23 shares of common stock on August 7, 2026 at $18.04 per share in an open-market or private transaction. Following this, he held 612,261.74 shares directly, plus indirect holdings of 662,407 shares through a family trust and 12,908.53 shares held by his spouse.

Trinity Capital Inc. reported that CFO and Treasurer Michael Testa had 2,601 shares of Common Stock withheld at $16.89 per share on June 15, 2026 to satisfy tax obligations on vesting of restricted shares. After this tax-withholding disposition, he directly holds 141,165 shares.

Trinity Capital Inc. director and CEO Kyle Steven Brown reported a tax-related share withholding tied to vesting of restricted stock. On June 15, 2026, 10,743 shares of common stock at $16.89 per share were withheld to satisfy his tax obligations in connection with restricted shares that vested that day. After this transaction, he directly held 609,965.51 common shares. He also reported indirect ownership of 12,908.53 shares held by his spouse and 662,407 shares held by The Kyle and Amy Brown Family Trust dated February 4, 2019. The filing notes the tax-withholding transaction is exempt from Section 16(b) under Rule 16b-3.

Trinity Capital Inc. reported a routine insider share withholding by its General Counsel, Chief Compliance Officer, and Secretary, Sarah Stanton. On June 15, 2026, 3,310 shares of common stock were withheld at $16.89 per share to satisfy her tax obligations related to vesting of restricted shares, a transaction described as exempt from Section 16(b) under Rule 16b-3.

Following this tax-withholding disposition, Stanton directly holds 132,428 shares of Trinity Capital common stock. She also has indirect ownership of 51,639 shares held by the Heilman Stanton Family Trust. No open-market purchases or sales were reported in this filing.

Trinity Capital Inc. Chief Operating Officer Gerald Harder reported a tax-related share disposition and updated holdings. On June 15, 2026, 4,654 shares of common stock were withheld at $16.89 per share to satisfy his tax obligations upon vesting of restricted shares, classified as a tax-withholding disposition rather than an open-market sale. Following this, he directly holds 220,608 common shares. A separate entry shows 150,962 common shares held indirectly through the Harder Family Living Trust, dated May 26, 2000.

Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported a routine tax-related share disposition. On June 15, 2026, 3,982 shares of common stock were withheld at $16.89 per share to cover his tax obligations upon vesting of restricted shares, rather than sold on the open market. After this withholding, he directly owned 234,306 shares. The filing also corrects his previously reported beneficial ownership, which had been overstated by 9,071 shares in earlier reports.

Trinity Capital Inc. Executive Chairman Steve Louis Brown reported routine tax-related share withholdings tied to restricted stock vesting. On June 12, 2026, 662 shares of common stock were withheld at $16.89 per share to cover tax obligations on vesting restricted shares. On June 15, 2026, an additional 13,590 shares were withheld at the same price for the same purpose. Both dispositions are described as exempt from Section 16(b) under Rule 16b-3 and were not open-market sales. After these transactions, Brown held 362,055 common shares directly and 940,745 shares indirectly through The Steven and Patricia Brown Family Trust.

Lockridge Irma reported acquisition or exercise transactions in this Form 4 filing.

Trinity Capital Inc. director Irma Lockridge received a grant of 6,176 shares of Common Stock as equity compensation. The shares were awarded at no cash cost and increased her direct holdings to 26,302 shares.

The footnote explains these are restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. They vest in full on the earlier of June 10, 2027 or the date immediately preceding the company’s next annual meeting of stockholders.

Trinity Capital Inc. director Ronald E. Estes reported two stock transactions involving company common shares. On June 10, 2026, he acquired 6,176 restricted shares as a grant under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following this grant, his directly owned holdings were 44,374.46 shares of common stock.

On June 11, 2026, an account associated with Estes, the Estes Revocable Trust dated January 12, 1990, made a bona fide gift transfer of 3,000 common shares. After this gift, the trust held 10,615 shares indirectly. Footnotes also note that his holdings include shares acquired through a broker dividend reinvestment program.

HAMADA RICHARD P reported acquisition or exercise transactions in this Form 4 filing.

Trinity Capital director Richard P. Hamada received a grant of 6,176 shares of common stock as a restricted stock award priced at $0.00 per share. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual stockholder meeting. Following this award, Hamada directly holds 103,354 shares of Trinity Capital common stock.

Trinity Capital Inc. director Michael Zacharia reported an equity grant and updated holdings. He received 6,176 shares of common stock as restricted shares under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan at a stated price of $0.00 per share, reflecting a compensation award rather than an open-market purchase. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following the grant, Zacharia directly holds 23,343.87 shares of common stock and indirectly holds 46,906.54 shares through The 2001 Michael E and Debra L Zacharia Trust, which also includes shares acquired under a broker dividend reinvestment program.

Trinity Capital Inc. Chief Operating Officer Gerald Harder reported compensation-related stock transactions. On March 13, 2026, he received 104,022 shares of Common Stock as a restricted stock award under the 2019 Long Term Incentive Plan. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately after that date, subject to continued employment. On the same date, 10,928 shares were withheld at $14.42 per share to satisfy tax obligations tied to vesting, a non-market disposition. Following these events, he directly holds 225,262 shares, and 150,962 shares are held indirectly through the Harder Family Living Trust.

Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 800 shares of Common Stock at a price of $14.1600 per share. Following this transaction, he directly owns 40,443.2100 shares, which include 3,443 restricted shares that are scheduled to vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.

In addition to his direct holdings, Estes is reported as indirectly owning 10,172.0000 shares of Common Stock through The Estes Revocable Trust, dated January 12, 1990.

Trinity Capital Inc. general counsel Sarah Stanton reported compensation-related stock movements, not open‑market trading. On March 13, 2026, 6,370 shares of Common Stock were withheld at $14.42 per share to satisfy her tax obligations on vesting restricted stock.

That same day she received a grant of 55,478 shares of restricted stock under Trinity Capital’s 2019 Long Term Incentive Plan, with 135,738 shares then held directly. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the following twelve full calendar quarters, contingent on continued employment.

Stanton also reports 51,639 shares of Common Stock held indirectly through the Heilman Stanton Family Trust, reflecting a transfer from her individually owned shares.

Trinity Capital CEO Kyle Steven Brown reported multiple stock transactions. On March 16, 2026, he made an open-market purchase of 3,532.32 shares of Common Stock at $14.16 per share, bringing his directly held stake to 620,708.51 shares.

On March 13, 2026, he received 256,588 shares of restricted Common Stock under the 2019 Long Term Incentive Plan. According to the award terms, 25% vests on March 15, 2027, and the remaining 75% vests pro rata over the twelve full calendar quarters that follow, subject to his continued employment. Also on March 13, 16,187 shares were withheld to cover his tax obligations upon vesting, a non-market disposition. The filing also shows additional indirect holdings through a family trust and his spouse.

Trinity Capital Inc. CFO and Treasurer Michael Testa reported routine equity compensation activity. On March 13, 2026, he received a grant of 52,011 shares of common stock as a restricted stock award under the company’s 2019 Long Term Incentive Plan.

On the same date, 4,799 shares were withheld to satisfy his tax obligations arising from the vesting of previously granted restricted shares. Following these transactions, he directly holds 143,766 shares of Trinity Capital common stock. The new award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters after that date, subject to continued employment.

Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported routine equity compensation activity. On March 13, 2026, 6,826 shares of common stock were withheld at $14.42 per share to cover tax obligations tied to vesting of restricted stock. The same day, he received a grant of 45,076 restricted shares under the 2019 Long Term Incentive Plan, which vest 25% on March 15, 2027 and the remaining 75% pro rata over the following twelve full calendar quarters, subject to continued employment. After these transactions, he directly holds 247,359 common shares.

Trinity Capital Inc. Executive Chairman Steve Louis Brown reported two recent stock transactions. On March 12, 2026, a family trust associated with him bought 27,109 shares of common stock in the open market at $14.75 per share, increasing his indirect holdings to 940,745 shares. On March 13, 2026, 31,101 directly held shares were withheld at $14.42 per share to cover his tax obligations related to restricted shares that vested on December 15, 2025, leaving 376,307 direct shares. This tax-withholding disposition was not an open-market sale and is described as exempt from Section 16(b) under Rule 16b-3.

Trinity Capital Inc. Executive Chairman Steve Louis Brown reported open-market purchases of the company’s common stock. He bought 1,585 shares directly and 518 shares through The Steven and Patricia Brown Family Trust, both at $14.82 per share, for a total of 2,103 shares. Following these transactions, he holds 407,408 shares directly and 913,636 shares indirectly through the family trust.

Trinity Capital Inc. director Ronald E. Estes reported open-market purchases of the company’s common stock. He bought 105 shares at $14.80 per share on March 9, 2026 and 500 shares at $14.75 per share on March 11, 2026. After these transactions, he directly holds 39,643.209 common shares and also has 10,172 shares held indirectly through The Estes Revocable Trust. The direct holdings include 3,443 restricted shares scheduled to vest on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.

Trinity Capital Inc. director and CEO Kyle Steven Brown purchased 3,333 shares of common stock in an open-market transaction at $14.9000 per share, bringing his directly held stake to 376,775.189 shares. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse. The filing further corrects a prior Form 4 that understated direct holdings by 60,983 shares and overstated trust holdings by 99,663 shares.

Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 200 shares of common stock at $14.73 per share, increasing his directly held stake to 39,038.209 shares. This direct position includes 3,443 restricted shares scheduled to vest in full by the earlier of June 12, 2026 or the date immediately preceding the next annual stockholder meeting. He also reports indirect ownership of 10,172 shares through The Estes Revocable Trust, and some holdings include shares acquired via a dividend reinvestment program.

Trinity Capital Inc. insider Kyle S. Brown, who serves as CEO, President, CIO and a director, reported an update to his holdings following equity compensation activity. On December 15, 2025, 16,187 shares of common stock were withheld at $15.12 per share to cover his tax obligations tied to the vesting of restricted shares, an event noted as exempt from certain short-swing profit rules. After this transaction, he beneficially owned 285,700.294 common shares directly and 762,070 common shares indirectly through The Kyle and Amy Brown Family Trust dated February 4, 2019. The filing also notes that his holdings include shares acquired through Trinity Capital’s dividend reinvestment arrangements and reflects prior changes such as the dissolution of KBIZ Corp. and transfers of shares into the family trust.

Trinity Capital Inc.'s General Counsel, Chief Compliance Officer, and Secretary reported a routine equity transaction. On December 15, 2025, the officer had 2,537 shares of common stock withheld at a price of $15.12 per share to cover tax obligations related to the vesting of restricted shares, classified as an "F" code transaction. After this tax withholding, the officer directly beneficially owns 138,269 shares of Trinity Capital Inc. common stock. The filing notes this transaction is exempt from short-swing profit rules under Section 16(b) pursuant to Rule 16b-3.

Trinity Capital Inc. Executive Chairman updates stock holdings following tax withholding event. Director and Executive Chairman Steven L. Brown reported a Form 4 transaction dated December 15, 2025, where 15,731 shares of Trinity Capital common stock were withheld to cover his tax obligations upon the vesting of restricted shares at a price of $15.12 per share. After this transaction, he beneficially owns 804,872 shares directly and an additional 542,346 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The filing notes that the transaction is exempt from short-swing profit rules under Rule 16b-3.

Trinity Capital Inc. executive reports tax-related share withholding

Trinity Capital Inc. Chief Operating Officer Gerald Harder reported a routine insider transaction involving the company’s common stock. On December 15, 2025, 4,578 shares of Trinity Capital common stock were withheld at a price of $15.12 per share to cover his tax obligations upon the vesting of restricted shares. The filing notes this transaction is exempt from short-swing profit rules under Rule 16b-3.

After this transaction, Harder beneficially owns 291,546 shares directly, plus 10,000 shares held by the Harder Family Living Trust dated May 26, 2000, and 9,788 shares held by Millennium Trust Co. LLC as custodian for his IRA.

Trinity Capital Inc.'s Chief Financial Officer and Treasurer reported a routine equity transaction involving company stock. On December 15, 2025, 1,486 shares of common stock were withheld at a price of $15.12 per share to cover the reporting person's tax obligations tied to the vesting of restricted shares. After this tax withholding, the officer beneficially owned 96,554 shares of Trinity Capital common stock held directly. The filing notes that this transaction is exempt from short-swing profit rules under Rule 16b-3, underscoring that it stems from equity compensation rather than an open-market trade.

Trinity Capital Inc.’s Chief Credit Officer, Ronald Kundich, reported an automatic share withholding related to equity compensation. On December 15, 2025, 4,037 shares of Trinity Capital common stock were withheld at a price of $15.12 per share to satisfy his tax obligations arising from the vesting of restricted shares. After this tax-related transaction, he directly owned 209,109 shares of Trinity Capital common stock. The company notes that this transaction is exempt from short-swing profit rules under Rule 16b-3.

Trinity Capital Inc. director Ronald E. Estes reported purchasing additional company common stock in December 2025. He bought 500 shares on December 12 at $15.15 per share and 1,000 shares on December 15 at a weighted-average price of $15.08, increasing his direct ownership stake.

Following these transactions, Estes directly beneficially owned 38,443.696 shares, including 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan that will vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders. He also indirectly beneficially owned 10,172 shares through The Estes Revocable Trust dated January 12, 1990.

Trinity Capital Inc. (TRIN) insider activity: Executive Chairman and Director Steven L. Brown reported buying 2,137 shares of Trinity Capital common stock on 11/18/2025 in an open-market purchase. The transaction was coded "P" for purchase, at a weighted-average price of $14.52 per share, with individual trade prices ranging from $14.50 to $14.58.

Following this transaction, Brown beneficially owns 820,603 shares directly and 542,346 shares indirectly through The Steven and Patricia Brown Family Trust dated March 19, 1998. The report notes that detailed trade-level pricing within the stated range is available upon request to the company, regulators, or shareholders.

Trinity Capital Inc. director Ronald E. Estes reported open-market purchases of the company’s common stock. He bought 500 shares on 11/18/2025 at $14.45 per share and 1,000 shares on 11/19/2025 at a weighted-average price of $14.43 per share, bringing his directly held position to 36,943.696 shares.

He also has an indirect holding of 10,172 shares through The Estes Revocable Trust, dated January 12, 1990. His holdings include 3,443 restricted shares issued under Trinity Capital’s 2019 Non-Employee Director Restricted Stock Plan, which vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.

The filing explains that a prior administrative error misclassified 3,335 shares that had vested on June 11, 2025 and were transferred to the trust; this correction only reclassifies direct versus indirect ownership and does not change the total number of shares beneficially owned by Estes in earlier reports.

Trinity Capital Inc. (TRIN) reported an insider transaction by CEO, President and CIO (and Director) Kyle Brown. On 11/07/2025, he purchased 6,920 shares of common stock at $14.44 per share.

Following the transaction, Brown beneficially owns 997,033 shares directly. He also reports indirect holdings of 55,332 shares via The Kyle and Amy Brown Family Trust (dated February 4, 2019) and 10,825 shares via KBIZ Corp., which he solely owns and controls.

Trinity Capital (TRIN) reported an insider purchase by Executive Chairman and Director Steven L. Brown. On 11/07/2025, he bought 4,500 shares of common stock at $14.42 in a direct transaction and 1,600 shares at $14.40 through an indirect account.

Following these trades, Brown’s direct beneficial ownership stands at 818,466 shares. His indirect beneficial ownership—held by The Steven and Patricia Brown Family Trust dated March 19, 1998—stands at 542,346 shares.

Trinity Capital Inc. (TRIN): Director transaction reported. Director Ronald E. Estes purchased 2,000 shares of common stock on 11/07/2025 at a weighted‑average price of $14.44 per share. Following the purchase, he beneficially owned 38,778.696 shares directly.

He also reported 6,837 shares held indirectly by The Estes Revocable Trust, dated January 12, 1990. The filing notes 3,443 restricted shares included in his total, issued under the 2019 Non‑Employee Director Restricted Stock Plan; these restricted shares vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.

No derivative securities were reported, and the price range for the purchased shares was $14.40 to $14.47, inclusive.