Trinity Capital (TRIN) chair adds 2,103 shares in open-market buys

Rhea-AI Filing Summary

Trinity Capital Inc. Executive Chairman Steve Louis Brown reported open-market purchases of the company’s common stock. He bought 1,585 shares directly and 518 shares through The Steven and Patricia Brown Family Trust, both at $14.82 per share, for a total of 2,103 shares. Following these transactions, he holds 407,408 shares directly and 913,636 shares indirectly through the family trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Steve Louis

(Last) (First) (Middle)

C/O TRINITY CAPITAL INC.

1 N. 1ST STREET, SUITE 302

(Street)

PHOENIX AZ 85004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Trinity Capital Inc. [ TRIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/09/2026		P		1,585	A	$14.82	407,408(1)	D
Common Stock	03/09/2026		P		518	A	$14.82	913,636(1)	I	By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person transferred shares directly owned in his individual name to The Steven and Patricia Brown Family Trust, dated March 19, 1998.

Remarks:

Sarah Stanton is signing on behalf of Mr. S. Brown pursuant to the power of attorney dated June 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. S. Brown filed on June 2, 2021.

	/s/ Sarah Stanton, on behalf of Steven L. Brown	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did TRIN’s Steve Louis Brown report?

Steve Louis Brown reported buying 2,103 Trinity Capital common shares in the open market. He purchased 1,585 shares directly and 518 shares through a family trust at $14.82 per share, increasing both his direct and indirect holdings.

At what price did Steve Louis Brown buy Trinity Capital (TRIN) shares?

Steve Louis Brown bought Trinity Capital common stock at $14.82 per share. The filing shows two open-market purchases on the same date, one for his direct account and one for his family trust, all executed at this same per-share price.

How many Trinity Capital (TRIN) shares does Steve Louis Brown now hold?

After the reported transactions, Steve Louis Brown holds 407,408 Trinity Capital shares directly. He also has 913,636 shares held indirectly through The Steven and Patricia Brown Family Trust, according to the Form 4 ownership figures disclosed in the filing.

What portion of Steve Louis Brown’s TRIN purchases were through his family trust?

Out of 2,103 Trinity Capital shares purchased, 518 were bought indirectly through The Steven and Patricia Brown Family Trust. The remaining 1,585 shares were acquired in his own name, with both purchases executed as open-market transactions at the same price.

What does the family trust hold for Steve Louis Brown in Trinity Capital (TRIN)?

The Form 4 states that 913,636 Trinity Capital shares are held indirectly through The Steven and Patricia Brown Family Trust. A transaction on the reported date added 518 shares to this position, reflecting an open-market purchase attributed to the trust.