Trinity Capital (TRIN) CEO adds 3,333 shares in open-market buy

Rhea-AI Filing Summary

Trinity Capital Inc. director and CEO Kyle Steven Brown purchased 3,333 shares of common stock in an open-market transaction at $14.9000 per share, bringing his directly held stake to 376,775.189 shares. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse. The filing further corrects a prior Form 4 that understated direct holdings by 60,983 shares and overstated trust holdings by 99,663 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Kyle Steven

(Last) (First) (Middle)

C/O TRINITY CAPITAL INC.

1 N. 1ST STREET, SUITE 302

(Street)

PHOENIX AZ 85004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Trinity Capital Inc. [ TRIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO, President and CIO

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		P		3,333	A	$14.9	376,775.189(1)(2)	D
Common Stock								662,407(2)	I	By The Kyle and Amy Brown Family Trust, dated February 4, 2019
Common Stock								12,908.534(3)	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan ("DRIP") and broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the DRIP.

2. On December 17, 2025, the reporting person filed a Form 4 (the "Prior Form 4"), which inadvertently understated the number of shares held directly by 60,983 shares and overstated the number of shares held by The Kyle and Amy Brown Family Trust, dated February 4, 2019 by 99,663 shares. This filing corrects the errors of the Prior Form 4.

3. Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the DRIP.

Remarks:

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.

	/s/ Sarah Stanton, on behalf of Kyle S. Brown	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Trinity Capital (TRIN) CEO Kyle Steven Brown report?

Kyle Steven Brown reported buying 3,333 shares of Trinity Capital common stock. The purchase was an open-market transaction at $14.9000 per share, increasing his directly held position to 376,775.189 shares as of the reported transaction date.

How many Trinity Capital (TRIN) shares does Kyle Steven Brown now own directly and indirectly?

After the reported transaction, Brown holds 376,775.189 Trinity Capital shares directly. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse, reflecting his broader economic exposure.

When and at what price did Kyle Steven Brown buy additional Trinity Capital (TRIN) shares?

Brown bought 3,333 Trinity Capital common shares on March 2, 2026 at $14.9000 per share. The transaction is described as an open-market purchase, indicating he acquired the stock on the market rather than through an equity award or option exercise.

What correction to a prior Form 4 does this Trinity Capital (TRIN) filing make?

The filing corrects a Form 4 filed on December 17, 2025. That earlier report understated Brown’s direct holdings by 60,983 shares and overstated the trust’s holdings by 99,663 shares, and this filing updates the share allocations between those ownership categories.

How many Trinity Capital (TRIN) shares are held through The Kyle and Amy Brown Family Trust?

The filing shows 662,407 Trinity Capital common shares held indirectly through The Kyle and Amy Brown Family Trust. These shares are reported as indirect ownership, reflecting that the trust, dated February 4, 2019, is the holding entity associated with Brown.

What dividend reinvestment programs are referenced in the Trinity Capital (TRIN) Form 4?

The notes state that some shares were acquired through Trinity Capital’s distribution reinvestment plan and a broker dividend reinvestment program. Both reinvest Trinity Capital dividends on substantially similar terms, automatically purchasing additional common stock using paid-out dividends.