Trinity Capital (TRIN) director awarded 6,176 restricted shares and updates total holdings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Trinity Capital Inc. director Michael Zacharia reported an equity grant and updated holdings. He received 6,176 shares of common stock as restricted shares under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan at a stated price of $0.00 per share, reflecting a compensation award rather than an open-market purchase. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following the grant, Zacharia directly holds 23,343.87 shares of common stock and indirectly holds 46,906.54 shares through The 2001 Michael E and Debra L Zacharia Trust, which also includes shares acquired under a broker dividend reinvestment program.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Zacharia Michael

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,176	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 23,343.87 shares (Direct, null); Common Stock — 46,906.54 shares (Indirect, By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001)

Footnotes (1)

Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders. Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

Key Figures

Restricted shares granted: 6,176 shares Grant price: $0.00 per share Direct holdings after grant: 23,343.87 shares +2 more

5 metrics

Restricted shares granted 6,176 shares Common stock grant under 2019 Non-Employee Director Restricted Stock Plan

Grant price $0.00 per share Stated price for restricted stock award

Direct holdings after grant 23,343.87 shares Common stock directly owned following transaction

Indirect holdings 46,906.54 shares Common stock held by The 2001 Michael E and Debra L Zacharia Trust

Vesting date June 10, 2027 Latest vesting date for restricted shares, or earlier before next annual meeting

Key Terms

Restricted shares, 2019 Non-Employee Director Restricted Stock Plan, dividend reinvestment program, distribution reinvestment plan

4 terms

Restricted shares financial

"Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended."

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

2019 Non-Employee Director Restricted Stock Plan financial

"Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended."

dividend reinvestment program financial

"Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan."

A dividend reinvestment program lets investors automatically use cash dividends to buy more shares of the same company instead of taking the money as cash. Think of it like an automatic savings plan that turns small payouts into additional ownership, often including fractional shares, which can speed up compound growth and reduce the need for manual buying decisions — a convenience that can boost long-term returns for shareholders.

distribution reinvestment plan financial

"Reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan."

An automatic program that uses cash distributions—such as dividends or other payouts—from a stock or fund to buy additional shares of the same security instead of handing out cash to the investor. Think of it like using store credit you’d otherwise pocket to buy more items: it makes your holding grow over time without you having to manually reinvest, which can compound returns, reduce transaction costs and change the timing of taxable income.

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Form 4 Insider Transactions: What Each Field Means →

06/12/2026 - 05:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zacharia Michael

(Last)

(First)

(Middle)

C/O TRINITY CAPITAL INC.

1 N. 1ST STREET, SUITE 302

(Street)

PHOENIX

ARIZONA

85004

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Trinity Capital Inc. [ TRIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/10/2026		A		6,176⁽¹⁾	A	⁽¹⁾	23,343.87⁽²⁾	D
Common Stock								46,906.54⁽²⁾	I	By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

2. Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

Remarks:

Sarah Stanton is signing on behalf of Mr. Zacharia pursuant to the power of attorney dated December 31, 2020, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Zacharia filed on December 31, 2020.

	/s/ Sarah Stanton, on behalf of Michael Zacharia	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Michael Zacharia report for Trinity Capital (TRIN)?

Michael Zacharia reported receiving 6,176 restricted shares of Trinity Capital common stock as a compensation grant. The award was made at a stated price of $0.00 per share under the 2019 Non-Employee Director Restricted Stock Plan and reflects an equity-based director compensation grant.

How many Trinity Capital (TRIN) shares does Michael Zacharia hold after this filing?

After the reported grant, Michael Zacharia directly holds 23,343.87 Trinity Capital common shares and indirectly holds 46,906.54 shares through a family trust. These figures combine his direct and trust-held positions as shown in this Form 4, giving a clearer view of his overall stake.

What are the vesting terms of Michael Zacharia’s restricted Trinity Capital (TRIN) shares?

The 6,176 restricted Trinity Capital shares will vest in full on the earlier of June 10, 2027, or the date immediately preceding the next annual meeting of stockholders. Until vesting, these shares remain subject to the plan’s restrictions described in the grant footnote.

Under which plan were Michael Zacharia’s Trinity Capital (TRIN) shares granted?

The 6,176 restricted shares were issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. This plan provides stock-based compensation to non-employee directors, aligning their interests with shareholders through equity awards instead of only cash fees.

How are dividend reinvestments reflected in Michael Zacharia’s Trinity Capital (TRIN) holdings?

The indirect holdings include shares acquired through a broker dividend reinvestment program that reinvests Trinity Capital dividends. The program operates on substantially similar terms to the company’s distribution reinvestment plan, automatically purchasing additional shares rather than paying cash dividends.