Trinity Capital officer has 3,310 shares withheld
Trinity Capital Inc. (TRIN) reported that officer Sarah Stanton, GC, CCO, and Secretary, had 3,310 shares of common stock withheld on September 15, 2026 to satisfy tax obligations related to vesting of restricted shares, at a price of $17.79 per share.
Rhea-AI Filing Summary
Trinity Capital Inc. (TRIN) reported that officer Sarah Stanton, GC, CCO, and Secretary, had 3,310 shares of common stock withheld on September 15, 2026 to satisfy tax obligations related to vesting of restricted shares, at a price of $17.79 per share. Following this tax-withholding disposition, she holds 129,118 shares of Trinity Capital common stock directly and 51,639 shares indirectly through the Heilman Stanton Family Trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
Tax Withholding: 3,310 shares
Tax Withholding
2 txns
Insider
Stanton Sarah
Role
GC, CCO, and Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock F1 | 3,310 | $17.79 | $59K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 129,118 shares (Direct);
Common Stock — 51,639 shares (Indirect, By the Heilman Stanton Family Trust)
Footnotes (1)
- F1. Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3
Key Figures
Shares withheld for taxes: 3,310 shares
Withholding price per share: $17.79 per share
Direct holdings after transaction: 129,118 shares
+2 more
5 metrics
Shares withheld for taxes
3,310 shares
Common stock withheld on September 15, 2026 for tax obligations on vesting of restricted shares
Withholding price per share
$17.79 per share
Price applied to 3,310 withheld TRIN shares on September 15, 2026
Direct holdings after transaction
129,118 shares
Sarah Stanton’s direct TRIN common stock ownership following the September 15, 2026 transaction
Indirect holdings after transaction
51,639 shares
TRIN common shares held indirectly through the Heilman Stanton Family Trust
Exercise price or tax-liability transactions
1 transaction, 3,310 shares
Aggregate code F activity for payment of tax liability by withholding securities
Key Terms
restricted shares, Section 16(b), Rule 16b-3, indirect ownership
4 terms
Section 16(b) regulatory
"Transaction exempt from Section 16(b) pursuant to Rule 16b-3"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3 regulatory
"Transaction exempt from Section 16(b) pursuant to Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
indirect ownership financial
"51,639 shares indirectly through the Heilman Stanton Family Trust"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did TRIN officer Sarah Stanton report on September 15, 2026?
Sarah Stanton reported a withholding of 3,310 TRIN shares of common stock on September 15, 2026 to satisfy tax obligations arising from the vesting of restricted shares, at a price of $17.79 per share, classified as a tax-liability payment using withheld securities.
What are Sarah Stanton’s direct holdings of Trinity Capital (TRIN) after this Form 4 transaction?
After the September 15, 2026 tax-withholding disposition, Sarah Stanton holds 129,118 TRIN common shares directly, according to the reported post-transaction ownership figure.
What indirect Trinity Capital (TRIN) holdings does Sarah Stanton report?
In addition to her direct holdings, Sarah Stanton reports 51,639 TRIN common shares held indirectly through the Heilman Stanton Family Trust, as of the same reporting date.
Was Sarah Stanton’s TRIN insider transaction under a Rule 10b5-1 trading plan?
No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, and the footnote instead explains that the shares were withheld to satisfy her tax obligations upon vesting of restricted shares, exempt under Rule 16b-3.
How is the reported TRIN insider transaction classified under Section 16 rules?
The transaction is coded as F, described as payment of tax liability by delivering or withholding securities, and the footnote states it is exempt from Section 16(b) pursuant to Rule 16b-3.
AI-generated analysis. How Rhea-AI works. Not financial advice.
