Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRINZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Gerald Harder, Chief Operating Officer of Trinity Capital Inc. (TRIN/"TRINZ" per metadata), reported a non-derivative disposition of 4,579 common shares on 09/15/2025. The sale price is shown as $16.02 per share and the filing states the shares were withheld to satisfy the reporting person's tax obligations upon vesting of restricted shares, an action exempt from Section 16(b) under Rule 16b-3. After the transaction, Mr. Harder directly beneficially owns 296,124 shares. The filing also discloses 10,000 indirect shares held by the Harder Family Living Trust and 9,788 indirect shares held via Millennium Trust Co. LLC as custodian for his IRA. The Form 4 was signed on behalf of Mr. Harder by Sarah Stanton under a previously filed power of attorney.
Ronald E. Estes, a director of Trinity Capital Inc. (ticker: TRIN), reported acquiring 1,000 shares of the company's common stock on 09/03/2025 at a price of $16.1455 per share. Following the purchase, Mr. Estes beneficially owns 32,778.696 shares directly and an additional 6,837 shares indirectly through The Estes Revocable Trust dated January 12, 1990. The filing also discloses 3,443 restricted shares issued under the 2019 Non-Employee Director Restricted Stock Plan that vest in full on the earlier of June 12, 2026 or the day before the next annual meeting. The Form 4 was signed on behalf of Mr. Estes by Sarah Stanton under a previously filed power of attorney.
Ronald E. Estes, a director of Trinity Capital Inc. (TRIN), reported a non‑derivative transaction on 08/27/2025. The Form 4 shows a transaction code G (gift) disposing of 2,000 shares of Common Stock at no cash price. After the reported transaction, the filing lists 6,837 shares held indirectly by The Estes Revocable Trust dated January 12, 1990, and a separate line showing 31,778.696 shares disposed per the form entry. The filing also discloses 3,443 restricted shares issued under Trinity’s 2019 Non‑Employee Director Restricted Stock Plan that vest in full on the earlier of June 12, 2026 or the day before the next annual meeting. The Form 4 is signed by Sarah Stanton on behalf of Mr. Estes under a previously filed power of attorney.
Trinity Capital Inc. entered into open market sale agreements that establish an “at-the-market” stock offering of up to $250,000,000 in aggregate offering price of its common shares. The company may sell shares from time to time through Jefferies, B. Riley Securities, Keefe, Bruyette & Woods, and Compass Point, which will act as sales agents or may purchase shares as principals. Under these agreements, each sales agent can earn a commission of up to 2.00% of the gross sales price of shares sold and reimbursement of certain expenses. Trinity Capital plans to use substantially all net proceeds to make investments consistent with its investment objective and strategy and for general corporate purposes.
Kyle Steven Brown, who serves as CEO, President, CIO and a director of Trinity Capital Inc., reported a purchase of 3,200 shares of common stock on 08/08/2025 at $15.78 per share, increasing his reported direct holdings to 1,006,300 shares. The filing also discloses indirect holdings of 55,332 shares via the Kyle and Amy Brown Family Trust and 10,825 shares via KBIZ Corp. The Form 4 was submitted under a previously filed power of attorney.
Current Report (Form 8-K) — Trinity Capital Inc. (TRIN/TRINZ/TRINI)
On August 6, 2025, Trinity Capital furnished an earnings press release announcing its financial results for the quarter ended June 30, 2025 (Exhibit 99.1) and an earnings presentation for a conference call and webcast scheduled August 6, 2025 at 12:00 p.m. Eastern (Exhibit 99.2). The filing states these exhibits are being furnished and are not "filed" for purposes of Section 18 of the Exchange Act. The report lists registered securities: Common Stock (TRIN), and 7.875% Notes due 2029 (TRINZ, TRINI). Exhibits include 99.1, 99.2, and the Inline XBRL cover page (104).