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Trinity Capital Inc. filed a Form 25 to remove its common stock (par value $0.001 per share) and its 7.875% Notes due March 2029 and 7.875% Notes due September 2029 from listing and/or registration under Section 12(b) on The Nasdaq Stock Market LLC.
Trinity Capital Inc. is voluntarily transferring the listing of its common stock and its two series of 7.875% Notes due 2029 from the Nasdaq Global Select Market to the New York Stock Exchange and NYSE Texas. The company expects its common stock to begin trading on the NYSE under the ticker TRIN, and the notes under TRNZ and TRNI, on or about July 27, 2026. Its common stock will continue to trade on Nasdaq under TRIN until the close of trading on July 24, 2026.
Management describes the move as a strategic step in building long-term shareholder value, citing the NYSE’s global profile and financial community presence. Trinity Capital operates as an international alternative asset manager focused on private credit markets and has deployed more than $5.7 billion across over 470 investments since 2008.
Trinity Capital Inc. filed a current report describing strong portfolio activity for the second quarter and first half of 2026. In the second quarter, the company originated about $709 million of new commitments and funded roughly $619 million of gross investments, mainly through secured loans and equipment financings, with a portion in warrant and equity investments. Gross repayments and exits were about $378 million, including early debt repayments, scheduled payments, sales of debt investments, and equity exits.
For the first half of 2026, Trinity Capital reports $1.1 billion of new commitments and approximately $925 million of gross investments funded, alongside about $616 million of repayments and exits. The company plans to release full second quarter 2026 financial results and host a conference call on August 5, 2026.
Trinity Capital Inc. reported that CFO and Treasurer Michael Testa had 2,601 shares of Common Stock withheld at $16.89 per share on June 15, 2026 to satisfy tax obligations on vesting of restricted shares. After this tax-withholding disposition, he directly holds 141,165 shares.
Trinity Capital Inc. director and CEO Kyle Steven Brown reported a tax-related share withholding tied to vesting of restricted stock. On June 15, 2026, 10,743 shares of common stock at $16.89 per share were withheld to satisfy his tax obligations in connection with restricted shares that vested that day. After this transaction, he directly held 609,965.51 common shares. He also reported indirect ownership of 12,908.53 shares held by his spouse and 662,407 shares held by The Kyle and Amy Brown Family Trust dated February 4, 2019. The filing notes the tax-withholding transaction is exempt from Section 16(b) under Rule 16b-3.
Trinity Capital Inc. reported a routine insider share withholding by its General Counsel, Chief Compliance Officer, and Secretary, Sarah Stanton. On June 15, 2026, 3,310 shares of common stock were withheld at $16.89 per share to satisfy her tax obligations related to vesting of restricted shares, a transaction described as exempt from Section 16(b) under Rule 16b-3.
Following this tax-withholding disposition, Stanton directly holds 132,428 shares of Trinity Capital common stock. She also has indirect ownership of 51,639 shares held by the Heilman Stanton Family Trust. No open-market purchases or sales were reported in this filing.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported a tax-related share disposition and updated holdings. On June 15, 2026, 4,654 shares of common stock were withheld at $16.89 per share to satisfy his tax obligations upon vesting of restricted shares, classified as a tax-withholding disposition rather than an open-market sale. Following this, he directly holds 220,608 common shares. A separate entry shows 150,962 common shares held indirectly through the Harder Family Living Trust, dated May 26, 2000.
Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported a routine tax-related share disposition. On June 15, 2026, 3,982 shares of common stock were withheld at $16.89 per share to cover his tax obligations upon vesting of restricted shares, rather than sold on the open market. After this withholding, he directly owned 234,306 shares. The filing also corrects his previously reported beneficial ownership, which had been overstated by 9,071 shares in earlier reports.
Trinity Capital Inc. Executive Chairman Steve Louis Brown reported routine tax-related share withholdings tied to restricted stock vesting. On June 12, 2026, 662 shares of common stock were withheld at $16.89 per share to cover tax obligations on vesting restricted shares. On June 15, 2026, an additional 13,590 shares were withheld at the same price for the same purpose. Both dispositions are described as exempt from Section 16(b) under Rule 16b-3 and were not open-market sales. After these transactions, Brown held 362,055 common shares directly and 940,745 shares indirectly through The Steven and Patricia Brown Family Trust.
Lockridge Irma reported acquisition or exercise transactions in this Form 4 filing.
Trinity Capital Inc. director Irma Lockridge received a grant of 6,176 shares of Common Stock as equity compensation. The shares were awarded at no cash cost and increased her direct holdings to 26,302 shares.
The footnote explains these are restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. They vest in full on the earlier of June 10, 2027 or the date immediately preceding the company’s next annual meeting of stockholders.