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Trinity Capital Inc. director Ronald E. Estes reported two stock transactions involving company common shares. On June 10, 2026, he acquired 6,176 restricted shares as a grant under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following this grant, his directly owned holdings were 44,374.46 shares of common stock.
On June 11, 2026, an account associated with Estes, the Estes Revocable Trust dated January 12, 1990, made a bona fide gift transfer of 3,000 common shares. After this gift, the trust held 10,615 shares indirectly. Footnotes also note that his holdings include shares acquired through a broker dividend reinvestment program.
HAMADA RICHARD P reported acquisition or exercise transactions in this Form 4 filing.
Trinity Capital director Richard P. Hamada received a grant of 6,176 shares of common stock as a restricted stock award priced at $0.00 per share. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual stockholder meeting. Following this award, Hamada directly holds 103,354 shares of Trinity Capital common stock.
Trinity Capital Inc. director Michael Zacharia reported an equity grant and updated holdings. He received 6,176 shares of common stock as restricted shares under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan at a stated price of $0.00 per share, reflecting a compensation award rather than an open-market purchase. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following the grant, Zacharia directly holds 23,343.87 shares of common stock and indirectly holds 46,906.54 shares through The 2001 Michael E and Debra L Zacharia Trust, which also includes shares acquired under a broker dividend reinvestment program.
Trinity Capital Inc. reported results of its 2026 Annual Meeting, where stockholders approved an amendment to the 2019 Non-Employee Director Restricted Stock Plan to increase the shares available for director awards by 100,000, from 120,000 to 220,000.
Stockholders re-elected two directors to serve until the 2027 annual meeting, ratified Ernst & Young LLP as independent auditor for the year ending December 31, 2026, and approved, on a non-binding and advisory basis, the compensation of named executive officers and an annual say-on-pay frequency. As of the April 13, 2026 record date, 89,030,050 common shares were outstanding and entitled to vote.
Trinity Capital Inc. entered into an underwriting agreement and issued $300,000,000 aggregate principal amount of 7.000% Notes due 2031. The notes were sold under an effective shelf registration, with the transaction closing on May 21, 2026 and net proceeds of approximately $294.54 million.
The notes mature on May 21, 2031, pay 7.000% interest semi-annually starting November 21, 2026, and may be redeemed at a make-whole premium before April 21, 2031 and at par on or after that date. Trinity plans to use the proceeds to repay outstanding secured indebtedness under its credit agreement with KeyBank, National Association.
Trinity Capital Inc. entered into open market sale agreements with Jefferies, B. Riley Securities, Keefe, Bruyette & Woods, and Compass Point to establish an at-the-market stock offering program. Under these agreements, Trinity may issue and sell up to $300,000,000 of common shares from time to time.
The company plans to use substantially all net proceeds to make investments consistent with its investment objective and strategy and for general corporate purposes. Each sales agent can act as sales agent and/or principal and may earn commissions of up to 2.00% of the gross sales price of shares sold.
Trinity Capital Inc. filed its Form 10‑Q for the quarter ended March 31, 2026, detailing a broad portfolio of debt, warrant and equity investments across technology, healthcare, financial services and other sectors in the U.S., Canada and Europe.
The portfolio includes numerous secured loans and equipment financings with high-yield structures such as prime-based variable rates with floors, SOFR-based spreads, and end-of-term (EOT) fees, alongside fixed-rate loans reaching up to 19.0% in some cases. Trinity also holds many warrants and preferred or common equity stakes in growth companies spanning artificial intelligence, space technology, SaaS, medical devices and consumer products.
In addition to direct portfolio holdings, the filing lists foreign currency forward contracts with banking counterparties. As of May 4, 2026, Trinity had 89,887,651 shares of common stock outstanding.
Trinity Capital Inc. reported strong first-quarter 2026 results, with total investment income of $90.1 million, up 37.8% year-over-year, and record net investment income of $44.5 million, or $0.53 per share.
Return on average equity reached 15.8% and return on average assets was 7.0%, reflecting solid profitability. The investment portfolio had a fair value of about $2.5 billion across 180 companies, and net assets rose to $1.17 billion, although NAV per share edged down to $13.27.
Trinity funded $306.3 million of new and existing investments and saw $238.3 million of exits and repayments. It continued to use its ATM program, issuing 5.28 million shares for $78.4 million of net proceeds, and declared regular monthly dividends of $0.17 per share for April, May and June 2026.
Trinity Capital Inc. is asking stockholders to vote at its June 10, 2026 virtual annual meeting on director elections, auditor ratification, executive pay, say‑on‑pay frequency, and an amendment to the 2019 Non‑Employee Director Restricted Stock Plan.
Stockholders of record as of April 13, 2026 may vote one share per common share, with 89,030,050 shares outstanding. The Board recommends voting FOR Proposals 1, 2, 3 and 5 and for 1 YEAR on Proposal 4. Two independent directors, Ronald E. Estes and Michael E. Zacharia, are nominated for one‑year terms as the Board transitions from a classified to an annually elected structure. Independent directors receive cash retainers and restricted stock, and executives are compensated with salary, annual cash bonuses and long‑term equity awards under a performance‑focused, internally managed BDC model.
Trinity Capital Inc. reported strong portfolio activity for the first quarter of 2026. The company funded approximately $306 million of investments, including $236 million in secured loans, $54 million in equipment financings and $16 million in warrant and equity investments.
Trinity originated about $395 million of new commitments, made up of $304 million in secured loans, $75 million in equipment financings and $16 million in equity investments. It funded roughly $176 million to 10 new portfolio companies and $129 million to 20 existing portfolio companies, while investment repayments and exits totaled about $238 million.
The company plans to release its complete 2026 financial results on May 6, 2026 and will host a conference call the same day at 12:00 p.m. ET to discuss its performance.