Welcome to our dedicated page for Trinity Capital SEC filings (Ticker: TRINZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Trinity Capital's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Trinity Capital's regulatory disclosures and financial reporting.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported compensation-related stock transactions. On March 13, 2026, he received 104,022 shares of Common Stock as a restricted stock award under the 2019 Long Term Incentive Plan. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately after that date, subject to continued employment. On the same date, 10,928 shares were withheld at $14.42 per share to satisfy tax obligations tied to vesting, a non-market disposition. Following these events, he directly holds 225,262 shares, and 150,962 shares are held indirectly through the Harder Family Living Trust.
Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 800 shares of Common Stock at a price of $14.1600 per share. Following this transaction, he directly owns 40,443.2100 shares, which include 3,443 restricted shares that are scheduled to vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
In addition to his direct holdings, Estes is reported as indirectly owning 10,172.0000 shares of Common Stock through The Estes Revocable Trust, dated January 12, 1990.
Trinity Capital Inc. general counsel Sarah Stanton reported compensation-related stock movements, not open‑market trading. On March 13, 2026, 6,370 shares of Common Stock were withheld at $14.42 per share to satisfy her tax obligations on vesting restricted stock.
That same day she received a grant of 55,478 shares of restricted stock under Trinity Capital’s 2019 Long Term Incentive Plan, with 135,738 shares then held directly. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the following twelve full calendar quarters, contingent on continued employment.
Stanton also reports 51,639 shares of Common Stock held indirectly through the Heilman Stanton Family Trust, reflecting a transfer from her individually owned shares.
Trinity Capital CEO Kyle Steven Brown reported multiple stock transactions. On March 16, 2026, he made an open-market purchase of 3,532.32 shares of Common Stock at $14.16 per share, bringing his directly held stake to 620,708.51 shares.
On March 13, 2026, he received 256,588 shares of restricted Common Stock under the 2019 Long Term Incentive Plan. According to the award terms, 25% vests on March 15, 2027, and the remaining 75% vests pro rata over the twelve full calendar quarters that follow, subject to his continued employment. Also on March 13, 16,187 shares were withheld to cover his tax obligations upon vesting, a non-market disposition. The filing also shows additional indirect holdings through a family trust and his spouse.
Trinity Capital Inc. CFO and Treasurer Michael Testa reported routine equity compensation activity. On March 13, 2026, he received a grant of 52,011 shares of common stock as a restricted stock award under the company’s 2019 Long Term Incentive Plan.
On the same date, 4,799 shares were withheld to satisfy his tax obligations arising from the vesting of previously granted restricted shares. Following these transactions, he directly holds 143,766 shares of Trinity Capital common stock. The new award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters after that date, subject to continued employment.
Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported routine equity compensation activity. On March 13, 2026, 6,826 shares of common stock were withheld at $14.42 per share to cover tax obligations tied to vesting of restricted stock. The same day, he received a grant of 45,076 restricted shares under the 2019 Long Term Incentive Plan, which vest 25% on March 15, 2027 and the remaining 75% pro rata over the following twelve full calendar quarters, subject to continued employment. After these transactions, he directly holds 247,359 common shares.
Trinity Capital Inc. Executive Chairman Steve Louis Brown reported two recent stock transactions. On March 12, 2026, a family trust associated with him bought 27,109 shares of common stock in the open market at $14.75 per share, increasing his indirect holdings to 940,745 shares. On March 13, 2026, 31,101 directly held shares were withheld at $14.42 per share to cover his tax obligations related to restricted shares that vested on December 15, 2025, leaving 376,307 direct shares. This tax-withholding disposition was not an open-market sale and is described as exempt from Section 16(b) under Rule 16b-3.
Trinity Capital Inc. director and CEO Kyle Steven Brown purchased 3,333 shares of common stock in an open-market transaction at $14.9000 per share, bringing his directly held stake to 376,775.189 shares. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse. The filing further corrects a prior Form 4 that understated direct holdings by 60,983 shares and overstated trust holdings by 99,663 shares.
Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 200 shares of common stock at $14.73 per share, increasing his directly held stake to 39,038.209 shares. This direct position includes 3,443 restricted shares scheduled to vest in full by the earlier of June 12, 2026 or the date immediately preceding the next annual stockholder meeting. He also reports indirect ownership of 10,172 shares through The Estes Revocable Trust, and some holdings include shares acquired via a dividend reinvestment program.
Trinity Capital’s portfolio schedule highlights a broad mix of debt, equity, and warrant investments across technology‑focused sectors. The positions span secured loans and equipment financings, equity stakes, and warrants in U.S. and international companies in areas such as green technology, space technology, SaaS, healthcare, fintech, and consumer products.
Many debt positions carry high fixed or variable interest rates indexed to Prime, SOFR, or other base rates, often combined with floor rates and end‑of‑term (EOT) fees. Equity and warrant investments range from common stock to multiple preferred series and member interests, with maturities and expirations extending into the early‑to‑mid 2030s, showing a long‑dated, diversified venture‑style portfolio.