Transcat CFO Barbato exercises 6,000 options

Q: What did TRNS CFO Thomas L. Barbato report on November 5, 2026?

He exercised 6,000 options at $90.92 per share to acquire 6,000 common shares. On the same date, 5,488 shares were delivered or withheld for payment of exercise price or tax liability.

Barbato's reported direct positions also include 5,000 options exercisable at $63.17 and RSUs with four separate vesting dates.

Available on EDGAR 11/09/2026 - 04:31 PM EST Accepted by SEC EDGAR 11/09/2026 - 04:30 PM EST

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Form Type

Rhea-AI Filing Summary

Transcat Inc. (TRNS) Sr. VP Finance & CFO Thomas L. Barbato exercised 6,000 options at $90.92 per share on November 5, 2026, acquiring 6,000 common shares; 5,488 shares were delivered or withheld for payment of exercise price or tax liability. The exercised option was fully exercisable as of that date. His reported direct positions also include 5,000 options exercisable at $63.17, expiring May 25, 2027.

Insider Trade Summary

6,000 shares exercised/converted

Exercise 3 txns

Insider Barbato Thomas L

Role Sr. VP Finance & CFO

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy) ^F2	6,000	$0.00	$0.00
Exercise	Common Stock, $.50 par value ^F1	6,000	$90.92	$546K
Exercise Price or Tax Liability	Common Stock, $.50 par value	5,488	$108.13	$593K
Holding	Restricted Stock Units ^{F3, F4}	--	--	--
Holding	Restricted Stock Units ^{F3, F5}	--	--	--
Holding	Restricted Stock Units ^{F3, F6}	--	--	--
Holding	Restricted Stock Units ^{F3, F7}	--	--	--
Holding	Stock Option (Right to Buy) ^F2	--	--	--

Holdings After Transaction: Stock Option (Right to Buy) — 5,000 options (Direct); Common Stock, $.50 par value — 5,168 shares (Direct); Restricted Stock Units — 28,307 units (Direct)

Footnotes (7)

F1. Includes 7 shares inadvertently understated on the reporting person's Form 4 filed on May 28, 2026.
F2. This option is fully exercisable as of the date of this report.
F3. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F4. These RSUs vest on March 31, 2029, except as otherwise provided in the award notice.
F5. These RSUs vest on January 6, 2028, except as otherwise provided in the award notice.
F6. These RSUs vest on March 25, 2028, except as otherwise provided in the award notice.
F7. These RSUs vest on March 27, 2027, except as otherwise provided in the award notice.

Key Figures

Common shares acquired on option exercise: 6,000 shares Option exercise price: $90.92 per share Shares delivered or withheld: 5,488 shares +5 more

8 metrics

Common shares acquired on option exercise 6,000 shares November 5, 2026

Option exercise price $90.92 per share Exercise reported November 5, 2026

Shares delivered or withheld 5,488 shares For payment of exercise price or tax liability on November 5, 2026

Reported direct options 5,000 underlying shares at $63.17 per share Expiration date: May 25, 2027

RSUs vesting March 31, 2029 3,925 underlying shares Convert into common stock one-for-one; vesting date is subject to the award notice

RSUs vesting January 6, 2028 19,772 underlying shares Convert into common stock one-for-one; vesting date is subject to the award notice

RSUs vesting March 25, 2028 2,691 underlying shares Convert into common stock one-for-one; vesting date is subject to the award notice

RSUs vesting March 27, 2027 1,919 underlying shares Convert into common stock one-for-one; vesting date is subject to the award notice

Key Terms

Stock Option (Right to Buy), restricted stock units, one-for-one basis, fully exercisable

4 terms

Stock Option (Right to Buy) financial

"Stock Option (Right to Buy)"

restricted stock units financial

"These restricted stock units ("RSUs") convert into common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

one-for-one basis technical

"convert into common stock on a one-for-one basis"

fully exercisable financial

"This option is fully exercisable as of the date of this report"

FAQ

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What did TRNS CFO Thomas L. Barbato report on November 5, 2026?

He exercised 6,000 options at $90.92 per share to acquire 6,000 common shares. On the same date, 5,488 shares were delivered or withheld for payment of exercise price or tax liability.

What RSUs and vesting dates are reported for TRNS CFO Thomas L. Barbato?

The reported RSUs convert into common stock on a one-for-one basis: 3,925 underlying shares vest March 31, 2029; 19,772 vest January 6, 2028; 2,691 vest March 25, 2028; and 1,919 vest March 27, 2027, except as otherwise provided in the applicable award notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barbato Thomas L

(Last)

(First)

(Middle)

C/O TRANSCAT, INC.

35 VANTAGE POINT DRIVE

(Street)

ROCHESTER

NEW YORK

14624

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRANSCAT INC [ TRNS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Sr. VP Finance & CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $.50 par value	11/05/2026		M		6,000	A	$90.92	10,656⁽¹⁾	D
Common Stock, $.50 par value	11/05/2026		F		5,488	D	$108.13	5,168	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (Right to Buy)	$90.92	11/05/2026		M			6,000	⁽²⁾	01/03/2027	Common Stock, $.50 par value	6,000	$0	0	D
Restricted Stock Units	$0⁽³⁾							⁽⁴⁾	⁽⁴⁾	Common Stock, $.50 par value	3,925		3,925	D
Restricted Stock Units	$0⁽³⁾							⁽⁵⁾	⁽⁵⁾	Common Stock, $.50 par value	19,772		19,772	D
Restricted Stock Units	$0⁽³⁾							⁽⁶⁾	⁽⁶⁾	Common Stock, $.50 par value	2,691		2,691	D
Restricted Stock Units	$0⁽³⁾							⁽⁷⁾	⁽⁷⁾	Common Stock, $.50 par value	1,919		1,919	D
Stock Option (Right to Buy)	$63.17							⁽²⁾	05/25/2027	Common Stock, $.50 par value	5,000		5,000	D

Explanation of Responses:

1. Includes 7 shares inadvertently understated on the reporting person's Form 4 filed on May 28, 2026.

2. This option is fully exercisable as of the date of this report.

3. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

4. These RSUs vest on March 31, 2029, except as otherwise provided in the award notice.

5. These RSUs vest on January 6, 2028, except as otherwise provided in the award notice.

6. These RSUs vest on March 25, 2028, except as otherwise provided in the award notice.

7. These RSUs vest on March 27, 2027, except as otherwise provided in the award notice.

	/s/ Kristina L. Johnston, Attorney-in-Fact for Thomas L. Barbato	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR