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Transcat Inc (TRNS) COO awarded 12,028 RSUs vesting in 2028 under stock plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Transcat Inc. Chief Operating Officer Michael W. West reported an equity award of 12,028 restricted stock units (RSUs) on January 6, 2026. The RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan at a stated price of $0 and will vest on January 6, 2028, converting into common stock on a one-for-one basis.

In addition to this new grant, West holds other RSU awards covering 1,286, 2,000, 916, 1,000 and 725 shares with vesting dates in 2026, 2027 and 2028, all on a direct ownership basis. He also directly owns 25,479 shares of Transcat common stock following the reported transactions.

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Insider West Michael W.
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 12,028 $0.00 --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock, $.50 par value -- -- --
Holdings After Transaction: Restricted Stock Units — 12,028 shares (Direct); Common Stock, $.50 par value — 25,479 shares (Direct)
Footnotes (1)
  1. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis. These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on January 6, 2028. These RSUs vest on March 25, 2028, except as otherwise provided in the award notice. These RSUs vest on April 8, 2027, except as otherwise provided in the award notice. These RSUs vest on March 27, 2027, except as otherwise provided in the award notice. These RSUs vest on March 28, 2026, except as otherwise provided in the award notice.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Michael W.
(Last) (First) (Middle)
C/O TRANSCAT, INC.
35 VANTAGE POINT DRIVE
(Street)
ROCHESTER NY 14624
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRANSCAT INC [ TRNS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.50 par value 25,479 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(1) 01/06/2026 A 12,028 (2) (2) Common Stock, $.50 par value 12,028 $0 12,028 D
Restricted Stock Units $0(1) (3) (3) Common Stock, $.50 par value 1,286 1,286 D
Restricted Stock Units $0(1) (4) (4) Common Stock, $.50 par value 2,000 2,000 D
Restricted Stock Units $0(1) (5) (5) Common Stock, $.50 par value 916 916 D
Restricted Stock Units $0(1) (6) (6) Common Stock, $.50 par value 1,000 1,000 D
Restricted Stock Units $0(1) (6) (6) Common Stock, $.50 par value 725 725 D
Explanation of Responses:
1. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on January 6, 2028.
3. These RSUs vest on March 25, 2028, except as otherwise provided in the award notice.
4. These RSUs vest on April 8, 2027, except as otherwise provided in the award notice.
5. These RSUs vest on March 27, 2027, except as otherwise provided in the award notice.
6. These RSUs vest on March 28, 2026, except as otherwise provided in the award notice.
/s/ Thomas L. Barbato, Attorney-in-Fact for Michael W. West 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Transcat (TRNS) report for Michael W. West?

Transcat reported that Chief Operating Officer Michael W. West received an award of 12,028 restricted stock units (RSUs) on January 6, 2026 under the company’s 2021 Stock Incentive Plan.

When do Michael W. West’s new Transcat RSUs vest and how are they settled?

The 12,028 RSUs granted on January 6, 2026 vest on January 6, 2028 and each RSU converts into one share of Transcat common stock upon vesting.

What other restricted stock units does the Transcat COO hold according to this filing?

Beyond the new 12,028-unit grant, Michael W. West holds additional RSU awards over 1,286, 2,000, 916, 1,000 and 725 shares with vesting dates in 2026, 2027 and 2028, all reported as directly owned.

How many Transcat common shares does Michael W. West own after the reported transactions?

Following the reported transactions, Michael W. West directly owns 25,479 shares of Transcat common stock, in addition to his RSU holdings.

Under which plan were the new Transcat RSUs for the COO granted?

The 12,028 RSUs granted to Michael W. West were issued under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction described as exempt under Rule 16b-3.

What are the vesting dates for Michael W. West’s existing Transcat RSU awards?

The filing states that certain RSUs vest on March 28, 2026, March 27, 2027, April 8, 2027 and March 25, 2028, in addition to the new grant vesting on January 6, 2028.